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The ‘Free Spirit’ in Revolutionary Britain: Part I – Seekers, Ranters & Quakers in the Civil Wars & Interregnum, 1647-1657.   Leave a comment

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Prophesying the Millennium:

Until 1957, historians had maintained that we could know very little of the real beliefs of the ‘Brethren of the Free Spirit’ or ‘Spiritual Libertines’, since the information we did have came from their enemies. They were accused as regarding themselves as divine beings and of holding that they could, therefore, commit murder, robbery and fornication without sin. But, as Norman Cohn pointed out in the appendix to his iconic book, The Pursuit of the Millennium, published that year, the ‘scandalous tales told of them’ were ‘merely conscious or unconscious slanders’. These were accusations which were made against mystical groups of the later middle ages, but they could not be checked in any detail against their own writings. To do that, Cohn looked into the brief but hectic revival of the ‘Free Spirit’ which took place in England during and after the Civil War. 

Like the writings of their predecessors, those of the ‘Ranters’ of the later period were ordered to be burnt. But it was much harder to destroy a whole production of a work than a few manuscripts, and stray copies of Ranter tracts survived. Viewed as historical documents, these tracts have established that the ‘Free Spirit’ really was exactly what it was said to be: a system of self-exaltation amounting to self-deification; a pursuit to of total emancipation which in practice could result in an anarchic eroticism; often also a revolutionary social doctrine which denounced the institution of private property and aimed at its abolition. But the interest of the Ranter literature is not only historical. If the stylistic idiosyncrasies of Abiezer Coppe were sufficiently vigorous and colourful to earn him an honourable place in the gallery of literary eccentrics, Joseph Salmon deserves recognition as a writer of real poetic power.

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Thanks to the work which has been done on the radical religious ideas of Cromwell’s England, not least by Christopher Hill, in his 1972 book, The World Turned Upside Down, there is now no lack of information concerning the social milieu in which the Ranters flourished. Indeed, this author was counselled by his tutors not to pursue research for his PhD on this period on the basis that he would probably have to limit himself to the study of an obscure sect. It was only some years later that I returned it to investigate the Independent puritan enthusiasm which ran high among the officers and soldiers of the New Model Army and among civilians, and that neither the Episcopalian establishment nor the Presbyterian puritans were able to channel the flood of lay religiosity. Many felt that the time had come when God had when God was pouring out his Spirit on all flesh. Ecstasies were everyday occurrences, prophecies were uttered in many quarters, and millennial hopes were rife throughout the population. Cromwell himself, especially before he came to power as Lord General and then Lord Protector, was also moved by such hopes. Thousands of artisans in London and elsewhere lived in daily expectation that through the violence of the civil war the Kingdom of the Saints would be established on English soil and that Christ would return to rule over it.

In the late 1640s, the Quakers were often referred to as ‘Roundhead rogues’, and in May 1648 the ‘Digger’ pamphleteer Gerrard Winstanley made it clear that the word ‘Roundhead’ was used especially as a slur on the political radicals in the New Model. Edward Burrough was mocked as a Roundhead even in his pre-Quaker days. But it appears to have been used mainly in reference to political radicalism, and it was only during the intense period of political instability and uncertainty which followed the execution of the King and ended with the establishment of the Protectorate in 1653. In 1649-50, Winstanley was moved by supernatural illumination to found the ‘Digger’ community near Cobham in Surrey. Convinced that the old world was ‘running up like parchment in the fire, and wearing away’, Winstanley attempted to restore mankind to its ‘Virgin-state’, a primitivist utopian commune in which private property, class distinction and human authority would have no place. At the same time, groups of religious enthusiasts multiplied rapidly. As one pamphleteer remarked in 1651,

… it is no new work of Satan to sow Heresies, and breed Heretickes, but they never came up so thick as in these latter times: They were wont to peep up one and one, but now they sprout out by huddles and clusters (like locusts out of the bottomlesse pit). They now come thronging upon us in swarmes, as the Caterpillars of Aegypt.

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‘High Professors’ & Heretics:

The heresy which this writer had particularly in mind was that of the Ranters. These people, who were also known as ‘high attainers’ and ‘high professors’, became very numerous about 1650. Some were to be found in the Army, where there were cases of officers being cashiered and publicly whipped, and of a soldier being whipped through the City of London ‘for ranting’. There were also groups of Ranters scattered throughout the country. Above all, they abounded in London, where they numbered many thousands. The first Quakers – George Fox (above), James Nayler and their followers – often came into contact with the Ranters. Hostile observers such as Episcopalians or Presbyterians, often deliberately conflated Quakerism with the Ranters; for both alike discarded the outward forms of religion and saw true religion only in the ‘indwelling spirit’ in the individual soul. The Quakers themselves, however, regarded the Ranters as erring souls to be converted. George Fox has a curious passage about his first meeting with Ranters, in prison in Coventry in 1649. He later wrote:

When I came into the jail, where these prisoners were, a great power of darkness struck at me, and I sat still, having my spirit gathered into the love of God. At last these prisoners began to rant, and vapour, and blaspheme, at which my soul was greatly grieved. They said they were God; but that we could not bear such things. … Then seeing they said they were God, I asked them, if they knew whether it would rain tomorrow? They said they could not tell. I told them, God could tell. … After I had reproved them for their blasphemous expressions, I went away; for I perceived they were Ranters.

Amongst the Ranters whom George Fox found in the prison at Coventry was Joseph Salmon who had recently left the Army.  Not long after his encounter with Fox, Salmon put forth a paper or book of recantation; upon which they were set at liberty. From 1650, Salmon was for some years a minister in Kent, preaching frequently in Rochester Cathedral. One of his works was a Ranter tract, Divinity Anatomised, which has been lost, but others, including the Recantation, survive to reveal a very considerable poetic talent. The first time we know of George Fox coming to the notice of authority was earlier in the same year of his Ranter encounter when he was imprisoned at Nottingham. This was, of course, a crucial year in the history of the English Civil Wars, the year in which King Charles was tried by Parliament and executed, and the beginning of the Presbyterian attempt to impose its rigid Calvinist discipline and morality by legislation on the English people, as it had succeeded in Scotland.

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There were radical political movements among the ordinary people, such as the Levellers, led by John Lilburne (pictured below), who later joined the Quaker movement, and the True Levellers, or ‘Diggers’, for whom GerrFenny Drayton

ard Winstanley was chief pamphleteer. The scientific revolution of ideas had not yet spread, but the revolution in religious thought which had produced the Continental Protestant Reformation had led to the establishment of a Commonwealth in Britain which was a place and time of extreme and independent views, bitter controversy, and uncertainty about the nature of religious authority. Many groups of people had been expelled from, or abandoned by, the established Anglican churches, or had withdrawn themselves from them; they were generally known as ‘Seekers’ because they waited for a new revelation of God’s truth. The religious persecutions of the previous century, in particular, the Marian burnings were still strong in the memories of such people, and if they need to be reminded of those sufferings, they had Foxe’s Book of Martyrs to remind them, with its graphic illustrations of the martyrdoms.

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George Fox stood out as a striking and unexpected figure. He was twenty-five, long-haired (unlike the ‘Roundheads’), peasant-featured and astute. He hailed from the village of Fenny Drayton in Leicestershire, in the corner of the East Midlands and East Anglia which formed the stronghold of radical religious independents. There he had been working as an apprentice to a dealer in fleeces and hides and worked as a shepherd. He was semi-literate, most of his later letters being dictated to others. Leaving home at the age of nineteen to become an itinerate seeker, he found no teacher who could assure him of the truth until, in 1647, as he wrote in his Journal, he heard a voice saying to him, There is One, even Christ Jesus, that can speak to thy condition. At this time, William Dell and many other ‘Familists’ believed that academic education was no help in understanding the Scriptures. From 1646 onwards books by Henry Niclaes and man other Familist and Antinomian writers were being published. There were also tendencies even among orthodox Puritans which pointed in the same direction. William Erbery, the Welsh Baptist was one of those who wrote of the ‘free grace’ which came through the preaching of Preston and Sibbes. John Preston taught that the ‘elect’ knew by their own experience that the Bible was true and that God was:

 … as he is described in the Scripture such have they found him to be to themselves. …

Richard Sibbes declared that If God be a father, then we are brethren, it is a levelling word. Tobias Crisp held that sin is finished  and that:

If you be freemen in Christ, you may esteem all the curses of the law as no more concerning you than the laws of of England concern Spain. … To be called a libertine is the most glorious title under heaven.

Allegorical writing of this sort was harmless enough in time of social peace, though the ecclesiastical authorities were never happy about it. It became dangerous in the revolutionary atmosphere of the 1640s Kiddermindstewhen some of the lower classes began to take it literally. The doctrines were also harmless in the period following the Restoration when taught by Thomas Traherne. But in between times, the Revolution seemed to stir up infinite possibilities and inflamed the passions of the poor. If the majority in a congregation should excommunicate their pastor, no synod could do anything about it. From this time onwards we get plentiful evidence of the emergence of a whole number of opinions which later became associated with the Ranters. Thomas Edwards reported many sectaries who said Christ died for all and a bricklayer from Hackney who said that Christ was not God, or at least that he was as much God as Christ was. A Rochester man who associated with Baptists said that Jesus Christ was a bastard; so did Jane Stratton of Southwark. Some sectaries held that God his children as well sinning as praying; others held that they cannot sin, but if they sin, Christ sins in them. Other ‘errors’ recorded by Edwards were that God is in our flesh as much as in Christ’s flesh and that all shall be saved at last. A pamphlet of 1648 argued that if a man were strongly moved to sin, after praying repeatedly, he should do it.

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Anthony Pearson reported that many apprentices and young people joined the Ranters in the late 1640s, and Richard Baxter, the Kidderminster pastor claimed that Quakers emptied the churches of Anabaptists and separatists of ‘the young, unsettled’. We think of refusal of ‘hat honour’ and the use of ‘thou’ by Quakers as gestures of social protest, but they also marked a growing refusal of deference from the young to the old, from sons to fathers. Fierce battles were fought in the home, between generations. The preachers of free grace, including William Erbery and William Dell, aimed to liberate men and women simpler and less theologically sophisticated, especially in this time of revolutionary crisis, their teachings were easily pushed over into Antinomianism, a sense of liberation from all bonds and restraints of law and morality. When Thomas Collier told the Army at the end of September 1647 that God as truly manifests Himself in the flesh of all his saints as he did in Christ, he must have known that many of the rank and file listening to him would believe themselves to be saints.

068Again and again, in spiritual autobiographies of the time, we read of men who passed through Presbyterianism, Independency and Anabaptism before ending as Seekers, Ranters or Quakers. Controversies over church government or over baptism split congregations, producing conscientious scruples and endless bickerings. Since they believed that the end of the world was probably near anyway, a resigned withdrawal from sectarian controversies was one solution, a rejection of all sects, and of all organised worship. Such men were called Seekers and included William Walwyn, John Saltmarsh, John Milton (right) and possibly Oliver Cromwell himself.

Radical Independents – The ‘Seekers’:

Many of these men had connections with the radicals and were bitterly disappointed with the failure of the Army to bring about a democratic society in and after 1647. Whatever their disillusionment, the generation of the 1640s was carried along by millenarian enthusiasm. But by the 1650s, Richard Baxter felt that:

When people saw diversity of sects in any place … it greatly hindered their conversion. (Many) would be of no religion at all.

William Erbery was described in 1646 as the champion of the Seekers. He had been ejected from his living in Cardiff in 1638 for refusing to implement Laudian liturgy. He was a convinced supporter of Parliament during the civil war, becoming a chaplain in the New Model Army. As such, Erbery led other ranks in criticism of Presbyterian ministers, tithes and persecution. He preached universal redemption and, according to Edwards, denied the divinity of Christ, as well as declaring that any layman may preach. Erbery modestly saw himself …

… bewildered as a wayfaring man, seeing no way of man on earth, nor beaten path to lead him. Let him look upward and within at once, and a highway, the way is found in Christ in us, God in our flesh. … God comes reigning and riding on an ass, that is revealing himself in the basest of men.

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The Presbyterian ministers sent to investigate the Army said that Erbery was a ‘Socinian’, preaching damnable doctrine and blasphemous errors. He stirred up ‘the multitude of soldiers’, they claimed, against the Presbyterian ministers. In January 1648, Erbery called upon the Army to destroy the power of the King and rectify popular grievances. He objected to the officers’ version of the Agreement of the People because it established a state church and did not extend toleration to the Jews, though he approved of most of it. King and Parliament, he thought, …

… were the two powers who kept the people of the Lord and the people of the land from their expected and promised freedoms. (The Army) had the call of the kingdom, petitioning by several counties and the common cry of all the oppressed in the land (acting) in the immediate power of God … for all saints, yea for all men also. God in the saints shall appear as the saviour of all men. No oppressor shall pass through them any more. The day of God has begun, though the saints have been and are still in confusion. For a few days we cannot bear with the want of kings and rulers, …

The saints drew back when they should have gone forward since the Army was at its best when it acted. Erbery still wanted to see God in the army of saints, wasting all oppressing powers in the land. In July 1652, Erbery wrote urging Oliver Cromwell to relieve the poor, as well as attacking tithes and lawyers’ fees. He advocated steeper taxation of rich citizens, racking landlords … and mighty moneyed men … to form a treasury for the poor. He wrote that the burden of tithes on them in England at that time was greater than under popery or in popish countries. There were no longer any ‘true ministers’ and God, in the last days, would not appear in ministers at all, but in magistrates, both civil and martial. The apostasy of the churches had prevailed for centuries. When kingdoms had first become Christian, he claimed, they had become churches, and national churches began. But then also Antichrist came to be great and Popery, prelacy, presbytery were ‘the three beasts’. The state Church of the Commonwealth in England was no better than the Episcopal Church. It was the last ‘Beast’ or church-state. In the depth of his disillusion, Erbery declared that:

The mystery of Anti-Christ … is manifested in every saint, in every particular church …  The greatest work that God hath to do with you this day, is to make you see you are dead. God is going out and departing from all the preaching of men, that men may give themselves wholly to public acts of love to one another, and to all mankind; therefore all religious forms shall fall, that the power of righteousness may rise and appear in all.

But once in power, the ‘seeming saints’ would inevitably be corrupted. In civil government, they were far superior to their predecessors,

But as for spiritual graces, how soon have they withered in the wisest? Good men in Parliament, when come to power how weak were they? … The people of God turn wicked men, that wicked men may turn to be the people of God. The lords and nobles of old could do better with it (power), because gentlemen born; but when so much money comes into the hands of poor saints, oh how they hold it and hug it and hunger after it, as dogs do after dry bones!

But Erbery managed to avoid the trap of self-righteousness. He gave up the stipend he got from tithes. He wrote that:

The life of the people of God, and mine also, is so unlike Christ that I have often wished … to go away from myself and from my people. … they are mine and I am theirs.

By 1654 he had decided, unlike the Fifth Monarchists, that the people of God should not meddle at all in matters of state since Christ’s kingdom was not of this world. This attitude of resignation after the failure of the Barebones Parliament in December 1653 made John Webster feel he had to defend Erbery against the charge of ‘falling off’ and ‘compliance’.  But to shake off the yoke before the season came was to rebel against the Lord. Erbery seems, in fact, to have been prepared to accept Cromwell as a king and was, according to Webster, rather a presser forward than an apostate, but he seems to have abandoned hope of a political solution in his lifetime:

It may be other generations may see the glory talked to be in the last time, … our children may possess it, but for our parts we have no hopes to enjoy it, or in this life to be raised out of our graves. … all the scattered saints this day do dwell, and I also with them waiting for deliverance.

Erbery was often accused of being ‘a loose person or a Ranter’, of having a ranting spirit; he was also alleged, like the Ranters, to be devious, covering himself by double meanings. Erbery denied the accusation of Ranterism, but not always wholeheartedly. He spoke of the holiness and righteousness in truth flowing from the power of God in us, which by the world hath been nicknamed with Puritanism, and in some now Ranting, though he refused to justify those profane people called Ranters, who blasphemed, cursed, whored, openly rejoicing in their wickedness. He admitted that he was commonly judged by good men as one of those owning this principle and practising their ways, but denied saying that the Ranters were the best saints: his point had been that the self-styled saints were worse than the Ranters, lusting after the wisdom, power, glory and honour of this present world. At least Ranters were honest about it:

These, it may be, lie with a woman once a month, but those men, having their eyes full of adultery, … do lie with twenty women between Paul’s and Westminster.

John Webster, noting that ‘by some weaker spirits’ Erbery’s doctrine concerning the restitution of all things, the liberty of the creation, … the saints’ oneness in Christ with God was misunderstood or led to practices which Erbery regretted. Even in print, Erbery was often very rude and coarsely jocular about what others might regard as sacred subjects. He thought that holy communion should be a full meal, with lots of drink, and was clearly not averse to a pipe of tobacco after prayers. In these practises, of course, he was far from alone, but the fact that he referred to them in print naturally drew comments from his critics. It is clear that he was very much at home in the world of taverns and tobacco in which many of the sects used to meet. William Erbery died in 1654, and his epitaph was not unfittingly written by one of his friends:

Some are dead that seem alive,

But Erbery’s worth shall still survive. 

‘Bridges’ across turbulent waters:

As early as 1641, ‘divines’ were complaining that religion had become the common discourse and table-talk in every tavern and ale-house. One preacher told the House of Commons in July 1646 that ale-houses generally are … the meeting places of malignants and sectaries.  In London, the Ranters met at a victualling house kept by one of their number in the Minories, and at the David and Harp in Moor Lane, in the parish of St Giles, Cripplegate, kept by the husband of Mary Middleton, one of Lawrence Clarkson’s mistresses. According to George Fox, the Ranters had:

some kind of meetings … but they took tobacco and drank ale in their meetings, and were grown light and loose. … (They) sung and whistled and danced.

036John Bunyan (right) thought the Ranters talked too much, one contemporary meaning of the verb ‘to rant’. This may be one reason why the Quakers began their meetings in silence. Yet Fox understood their point. When ‘a forward, bold lad’ offered him a pipe, saying ‘Come, all is ours,’ Fox, who was no smoker, took his pipe and put it to my mouth, and gave it to him again to stop him, lest his rude tongue should say I had not unity with the creation. The last phrase of Fox’s tells us that we should never fail to look for symbolism in what appear the extravagant gestures of seventeenth-century radicals. Ranter advocacy of blasphemy, it has been suggested, was a symbolic expression of freedom from moral restraints. Abiezer Coppe was alleged to have sworn, uninterrupted, for a full hour in the pulpit: a pox of God take all your prayers. 

An obsessive desire to swear had possessed Coppe in early life, but he resisted it for twenty-seven years, before making up for his abstinence. He would rather, he declared, hear a mighty angel (in man) swearing a full-mouthed oath than hear an orthodox minister preach. He made a distinction between swearing ignorantly, i’th dark, and… swearing i’th light, gloriously. Even those on the more mystical and quietist wing of the Ranters were also in the habit of using ‘many desperate oaths’. Bunyan reveals the tensions which lay behind Coppe’s 1646 ‘indulgence’ in his Grace Abounding to the Chief of Sinners. Swearing was an act of defiance, both of God but also of ‘middle-class society’, and of the puritan ethics endemic in it.  As Bunyan remarked, ‘Many think to swear is gentleman-like’ and certainly, many courtiers and members of the aristocracy and gentry classes could get away with it: royalists in the civil wars were known as ‘Dammees’. For the lower orders, however, swearing could prove expensive: one ‘debauched seaman, after being fined at the rate of 6d. for an oath, placed 2s. 6d. on the table in order to have his money’s worth. Lower-order use of oaths was a proclamation of their equality with the greatest, just as Puritan opposition to vain swearing was a criticism of aristocratic and plebian irreligion. But it also expressed a revolt against the imposition of middle-class Puritan mores, interfering with the simple pleasures of the poor for ideological reasons. Bibliolatry led to a phobia about swearing; rejection of the Bible as the sole authority in Christian life made it possible again and with it a release of the repressions which gave the Puritan middle class their moral energy.

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Abiezer Coppe (1619-72) was the most celebrated of the Ranters. He had grown up in Warwick. In his adolescence, he was obsessed by a conviction of his sinfulness. A prey to neurotic anxiety, he kept a daily register of his sins, fasting and imposing vigils and humiliations on himself. In 1636 he went up to Oxford as a ‘poor scholar’, at first a Servitor at All Saints and then as a Postmaster at Merton. By this time his morals were less strict and he would often ‘entertain a wanton Housewife in his Chamber’ overnight. The outbreak of the Civil War interrupted his career at Oxford and he left the University without taking a degree. He was a Presbyterian for some time, like Lawrence Clarkson, and later became an Anabaptist minister. In this capacity, he was very active in Oxfordshire, Warwickshire and Worcestershire, ‘dipping’ some seven thousand persons, and officiating as a preacher to a garrison. For these activities, he was imprisoned in Coventry in 1646. Other misfortunes were brought upon Coppe by the growing eccentricities in his religious life. He says that his father and mother forsook him and his wife turned from him in loathing, that his reputation was ruined and his house was set on fire. These events, in turn, prepared the way for his conversion to Ranterism, which took place in 1649. Besides adopting the usual pantheism of the Free Spirit, he seems to have adopted Adamitic ways. According to Wood in Athenae Oxonienses:

‘Twas usual with him to preach stark naked many blasphemies and unheard Villanies in the Daytime, and in the Night to drink and lye with a Wenche, that had been also his hearer, stark naked.

It was no doubt for such behaviour that he was imprisoned for fourteen weeks at Warwick. Clarkson recorded that he later belonged to the group of Ranters who called themselves ‘My One Flesh’. Coppe was commonly listed together with Clarkson as a leader of the orgiastic Ranters. Coppe was among the drinking, smoking Ranters who appeared in George Fox’s prison at Charing Cross.  He seems to have been an alcoholic, but above all, he indulged his long-suppressed craving to curse and swear. Richard Baxter asked with horror how it came to pass that, as followers of this man, …

… men and women professing the zealous fear of God, should … be brought to place their Religion in revelling, roaring, drinking, whoring, open full-mouthed swearing ordinarily by the Wounds and Blood of God, and the fearfullest cursing that hath been heard.

Besides his swearing from the pulpit, mentioned above, Coppe swore at the hostess of a tavern so fearsomely that she trembled and quaked for some hours after. Some of his ‘disciples’ were put in the stocks at Stratford-upon-Avon for their swearing. It was as a Ranter in 1649 that Coppe produced his only noteworthy writings, including his two Fiery Flying Rolls which resulted in his arrest in January 1650. He was imprisoned at Coventry for a second time, and then at Newgate. Parliament issued an order that the Rolls, as containing many horrid blasphemies, and damnable and detestable Opinions, be seized by mayors, sheriff and justices of the peace throughout the Commonwealth and burnt by the public hangman. Copies were to be publicly burnt at Westminster and Southwark. The Act of August 1650 was largely directed against Coppe’s works. Finally, the committee of Parliament which examined Clarkson in September 1650 also examined Coppe shortly afterwards. During the interrogation, the prisoner feigned madness, throwing nut-shells and other things about the room. In Newgate, Coppe received many visitors, and by ‘smooth arguments’ converted not a few to Ranterism. In the end, however, the strain of imprisonment began to tell. At the beginning of 1651, he issued from prison a Remonstrance of the sincere and zealous Protestation of Abiezer Croppe against the Blasphemous and Execrable Opinions recited in the Act of Aug. 1650. This was followed five months later by a full recantation, Copps Return to the wayes of Truth… In this Coppe attributed his imprisonment to some strange actions and carriages … some difficult, dark, hard, strange, harsh and almost unheard-of words, and expressions. Of his Ranting, he said:

The terrible, notable day of the Lord stole upon me unawares, like a thiefe in the night. … And the cup of the Lords right hand, was put into mine hand. And it was filled brim full of intoxicating wine, and I drank it off, even the dregs thereof. Whereupon being mad drunk, I so strangely spake, and acted I knew not what. To the amazement of some. To the sore perplexity of others. And to the great grief of others. And till that cup passed from me, I knew not what I spake or did.

Now that his understanding had returned to him, he begged that the Fiery Flying Rolls be thrown into the fire. As a result of this Petition to Parliament and Council of State Coppe was released, after a year and a half in prison. Baxter, who had spoken with Coppe, was certain that he was no madman; and in September he preached a recantation sermon at Burford, and thereafter his life was unadventurous. After the restoration, he practised as a ‘physic’ at Barnes under the name of Dr Higham, through to his death. Coppe’s writings give the impression of eccentricity rather than of any kind of psychotic state. For understanding the religion of the Free Spirit they are of great value. They also throw a good deal of light on the ‘social doctrine’ of the Free Spirit. Coppe affirmed that all things belong, or ought to belong, to the Lord alone, and utterly condemned the institution of private property. The urge to apostolic poverty and public self-abasement, normally regarded as characteristically medieval, can be seen here in the seventeenth-century England. We can also observe in these writings how easily such a rejection of private property can merge with a hatred of the rich, as happened on the Continent in earlier centuries, giving rise to an intransigent and potentially violent form of revolutionary millenarianism.

A. L. Morton, the historian of the Ranters, suggested that migratory craftsmen, freed by the breakdown in the economic system during the Revolution, men who were unattached and prepared to break with tradition, provided much of the support for the movement. We should bear in mind that the mobile itinerant population, evicted cottagers, whether peasants or craftsmen, slowly gravitating to the big towns and there finding themselves outsiders, sometimes forming themselves into religious groups which rapidly became more and more radical. It is very difficult to define what the Ranters believed, as opposed to individuals who were called Ranters. The same is true to a lesser extent of the Levellers or early Quakers, but the Levellers did issue programmatic statements, and the pamphlets of Fox and Nayler can be accepted as authoritative for the Quakers. There was no recognised leader or theoretician of the Ranters, and it is extremely doubtful as to whether there was ever a Ranter organisation. As so often in the history of radical movements, the name came into existence as a term of abuse.

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The Regicide & the Rump:

Following the execution of Charles I at Whitehall on 30 January 1649, the Rump Parliament followed up the regicide with acts abolishing the office of the monarch and the House of Lords. It called them acts, not ordinances, because they required no other ascent now but that of the Commons. But behind the Rump stood the army, to whose force it owed its power, and the army might not sustain it for long since its first intention had been to dissolve the parliament rather than purge it. The Rumpers themselves promised, in their act of 17 March that abolished the monarchy, that they would dissolve the ‘Long Parliament’ themselves so soon as may possibly stand with the safety of the people that hath betrusted them.  The army had seemingly committed itself to support a programme of radical reform, embodied in the revised Agreement of the People that it had presented to the Rump, a programme that would have transformed the constitution and regulated the frequency and duration of parliamentary sittings, brought significant alterations to the law of the land and changed the whole relationship between church and state. The army and its supporters hoped and expected that the ‘caretaker’ régime, as they saw it, would soon make way for a reformed and reforming parliament, elected on a far broader franchise than ever in the past.

Through the share they had taken in drafting the new ‘Agreement’, the Levellers had reached the peak of their influence. From the early months of 1649 onwards, there was a burgeoning of various groups even more radical than the Levellers: the Fifth Monarchists, who felt a divine call to set up the exclusive rule of their fellow ‘saints’ in preparation for Christ’s prophesied kingdom on earth; the ‘Diggers’, who called themselves ‘True Levellers’, and preached and practised the community of property; and the ‘Ranters’ who believed that those who had discovered the godhead within them were liberated from all conventional morality. Of these groups, only the Fifth Monarchists had any considerable following in the army, but there was an understandable fear in conservative hearts that with dissolution threatening the ancient constitution, the established church, and the known laws of the land, a dark and revolutionary future lay ahead. No-one could have foreseen that the Rump would go on wielding sovereign authority over England and Wales for four and a quarter years after Charles I’s execution, longer than the whole duration of the first Civil War, and almost as long as Cromwell’s whole rule as Lord Protector.

The Rump’s temper became more conservative over that period, as the mood became more revolutionary outside parliament. The majority of the remaining MPs were deeply unsympathetic, if not intolerant towards the aspirations of Levellers, Diggers, Fifth Monarchists, Quakers, Ranters and extremist sects of all kinds. Its concessions to religious liberty were to be limited and grudging, its record in social reform miserably meagre, and the professional interests of its influential lawyer-members made it deeply suspicious of any changes in the substance and operation of the law, where reform was overdue. The period from 1649-53 was one in which the Commons, not Cromwell, was in charge of government policy. He was immensely influential, but as Lord General of the Army, he was away from Westminster and on campaign in Scotland and Ireland for much of the period, and when these commitments did allow him to be in the Commons, he by no means got his own way. Even after 1653, when he became Lord Protector, the case of James Nayler, the Quaker leader, three years later, demonstrates the limited power Cromwell had to protect religious liberty.

The Rump was as hesitant in grasping the nettle of religious settlement as it was in placing the Commonwealth on firm constitutional foundations. By the early 1650s, the old dividing line between Presbyterians and Independents was no longer so sharply drawn, since by then many doctrinally orthodox Calvinists persuasions were prepared to put their differences aside in order to resist the rising tide of radical sectarianism and popular heresy, of which the writings of the so-called Ranters were an extreme example. There was a small party of sectarian enthusiasts within the Rump, including the army Colonels Harrison, Rich, Fleetwood and John Jones, who managed to secure the establishment of a Commission for the Propagation of the Gospel in Wales, with a similar one being established for England’s northern counties. But the majority of MPs were suspicious of religious enthusiasm and did not want to incur greater unpopularity by seeming to encourage it. They were aware of the strong preference in the country at large for retaining a national church with a publicly maintained parochial ministry, and many of them shared it. An established church was already in being when the Rump came to power, with its faith, worship and government defined by the Westminster Assembly and given statutory authority by the unpurged parliament. But parliament was divided on whether to continue implementing the Presbyterian system, and the motion to confirm it was lost on the vote of the Speaker. In practice, a wide variety of worship and church organisation prevailed in the provinces and parishes.

While the Rump shied aware from the contentious business of providing for the propagation of the gospel on a national scale in England, it continued to demonstrate those things that it was against, like sin and blasphemy. Between April and June 1650 it passed acts against non-observance of the sabbath and against swearing and cursing, as well as the notorious one which punished adultery, incest, and fornication with death, even on a first offence. Mercifully, it was very little enforced. A Blasphemy Act followed in August, less savage than the Long Parliament’s Blasphemy Ordinance of 1648 and aimed mainly at the Ranters, though both George Fox and John Bunyan fell foul of its provisions. It was specifically targeted at the Ranters’ denial of the necessity of the civil and moral righteousness among men (which) tended to the dissolution of all human society. It denounced anyone who maintained himself or herself as God, or equal with God; or that acts of adultery, drunkenness, swearing, theft, etc. were not in themselves sinful, or that there is no such thing as sin but as a man or woman judgeth thereof. The penalty for the first offence was six months in jail, banishment for the second and death if the offender refused to depart or returned. However, judges interpreting the Act refused to allow JPs, clergy and juries to extend its provisions to the sincere if unorthodox religious opinions of a ‘Ranter’ like Richard Coppin, or a Quaker like Wiliam Dewsbury.

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Above: Cromwell’s Dissolution of the Rump of the Long Parliament, 1653.

The House took longer to confront the issue of toleration, but in September 1650 it finally repealed the recusancy laws to the extent of repealing the penalties for non-attendance of parish Sunday services, provided that those who absented themselves attended some other form of public worship. Outside the broad national church, the separatist congregations which chose and supported their own pastors enjoyed considerable liberty under Cromwell’s Protectorate, between 1653 and 1658, though it was not unlimited. It did not extend to those whose teachings or actions were considered blasphemous, such as the Unitarian John Biddle or the Quaker James Nayler. Cromwell was reluctant, however, to see these men punished as severely as his parliament desired, and he was more indulgent towards Quakers than most gentry magistrates. But he gave no countenance to those who tried to break up the services conducted by the parish churches in what they called ‘steeple-houses’, and he was even more firmly against so-called Ranters who preached and practised the belief that the spirit had liberated them from the moral code enjoined by Holy Scripture. He was not in favour of ‘toleration’ in the late-modern sense who regards an individual’s religious convictions as an entirely private matter, so long as they do not impinge on the rights or liberties of others. Neither was his ideal a kind of religious pluralism involving a variety of sects, tolerated out of indifference, but a community of all who had ‘the root of the matter’ in them, in a manner transcending differences over outward forms and rites.

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Cromwell’s Commonwealth & its Critics:

On 3 September 1654, Cromwell opened the first real Parliament of his Protectorate. He made a speech on the duty of ‘healing and settling’ in which he contrasted the state of the nation just before the Protectorate was established with what it was at that date. Then, the strife within it had grown so high as to threaten not only ordered government but the very fabric of society, the ranks and orders of men, whereby England hath been known for hundreds of years: a nobleman, a gentleman, a yeoman. This, of course, was an exaggeration, as even more was his allegation that ‘men of Levelling principles’ had been undermining property itself and bidding to make the tenant as liberal a fortune as the landlord. Turning to religion, he said it had been in an even worse condition than the civil state, what with the unchecked preaching of ‘prodigious blasphemies’ and the invocation of so-called faith to justify the breaking of ‘all rules of law and nature’. He referred to the Ranters, although he did not name them as such. Such horrors, he said, had brought to mind the iniquities prophesied for ‘the last times’, for Christ returned to earth in judgement. The power to check them had been undermined by a ‘second sort of men’, who while not justifying such evils denied the civil magistrate any authority to intervene, on the ground that matters of conscience and belief lay outside his sphere.

054Cromwell, pictured on the right on the ‘Dunbar medal’, given to those like the Quaker James Nayler who had fought in the Third Civil War, reaffirmed his own commitment to liberty of conscience but defended the claim of the civil power to a role in promoting true religion and punishing manifest wickedness. He upheld the right of godly and gifted laymen to preach, but he repudiated the sectarian extremists who denounced the whole concept of an ordained ministry as antichristian. He adopted a gentler tone when he went on to condemn  ‘the mistaken notion of the Fifth Monarchy’, acknowledging that many honest, God-fearing men adhered to it.

It was one thing, however, to expect that Jesus Christ will have a time to set up his reign in our hearts, but quite another for men upon their own conviction of God’s presence with them to claim a sole right to rule kingdoms, govern nations, and give laws to people. But he drew a strict line between belief and practice in this regard:

If these were but notions, they were to be let alone. Notions will hurt none but them that have them. But when they come to practices, as to tell us that liberty and property are not the badges of the kingdom of Christ, and to tell us that instead of regulating laws, laws are to be abrogated, indeed subverted, and perhaps would bring in the Judicial law instead of our known laws settled amongst us, – this is worthy of every magistrate’s consideration, especially where every stone is turned to bring confusion.

031Such people, he said, not only threatened anarchy at home but obstructed the work of settlement in Scotland and Ireland and hindered the negotiation of peace with Holland, Portugal and France. The next year, however, Cromwell reaffirmed his message of the need for broad liberty of conscience, and for a charitable attitude within the nation, in a declaration issued on 20 March 1654, at a time of a long drought:

Is brotherly love, and a healing spirit of that force and value amongst us that it ought? … Do we first search for the kingdom of Christ within us,  before we seek one without us?

… Do we not more contend for saints having rule in the world, than over their own hearts? … Do not some of us affirm ourselves to be the only true ministry, and true churches of Christ, and only to have the ordinances in purity, excluding our brethren, though of equal gifts? … Do we remember old puritan, or rather primitive simplicity, self-denial, mercy to the poor, uprightness and justice?

034Of course, this ecumenical concept of religious liberty did not extend to Roman Catholics, although they were no longer persecuted for practising their faith. Most Episcopalians and many Presbyterians, like Richard Baxter (right), still blamed Cromwell for the King’s execution, believing also that the King could have saved his own life if he had agreed to give up the Prayer Book and the Bishops in the Church of England.

Baxter thought, simply enough, that many of the things that Christians quarrelled over could be resolved if they were prepared to give way a little. Although Baxter had become Chaplain to Cromwell’s cavalry after the Battle of Naseby, the two men did not get on well with each other, though they respected one another. Both may have been fonder of talking than of listening. Cromwell sent to Baxter to come to listen to him, speaking for an hour about the great things God had done for England through him. Baxter got tired of listening to him without a turn. When it finally came, he told the Lord Protector that he thought the proper way of governing was by King and Parliament. Although not the only preacher to tell him this (Rhys ‘Arise’ Evans had also told him that he should restore the monarchy under Charles Stuart), Cromwell lost his temper with Baxter and they went on arguing for a further four hours, at the end of which, Baxter reported:

” … I saw that what he learned must be from himself, being more disposed to speak many hours than to hear one and little heeding what another said when he had spoken himself”.

Baxter had liked Cromwell best when he was still his Lord General. He had believed him to be honest and truly religious, but he thought that power had corrupted him as Lord Protector. He himself pointed out, however, that it was very difficult to know what to believe about Cromwell the man, for … no man was better and worse spoken than he, … as men’s interests led their judgements”. On his side, Cromwell thought highly enough of Baxter to wish to talk to him in a bid to gain his approval and blessing, though in this he failed.

Quakers v Ranters:

Quakerism had been the ‘legitimate’ offshoot of the ‘Seekers’, a religious movement which, as we have seen, was powerful long before the time of Fox. The Ranters were like its illegitimate and wayward offspring whose unpleasant label only faintly foreshadowed their practises, as reported by admittedly antagonistic scribes. The Quaker doctrine of the ‘Inner Light’, which formed the core of Fox’s message and had first attracted Nayler to Quakerism, became with the Ranters a belief in their absolute oneness with God. This belief carried with it by implication the assertion of personal infallibility, together with an all-embracing licence. Fox’s judgement of, as many saw them, this pernicious ‘sect’ did not err on the side of charity, and when one of its ‘members’ sought to ingratiate himself with the Quaker leader he repelled him with the exhortation: “Repent thou swine and beast!” He followed this up with a reference to “the old Ranters in Sodom”. Nayler himself, in the early months of his ministry, records their presence at his meetings in no uncertain tones:

Their filthy hearts was plainly manifest to the view of all the people, and the terrour of the lord was upon them all the while they was amongst us, not being long, so that they fled away.

Ranterism, though closely akin to Quakerism in its doctrines, was sharply distinguished by its disregard of authority and lack of moral restraint. Yet since their doctrines were so closely aligned, there was constant merger and migration between one and the other, something which Episcopalian and Presbyterian propagandists were not slow to play up in their literature. Contemporary commentators long tended to lump together the early Quakers with the Ranters. There was an unreasoning hostility of conservative critics, who believed that both Ranter and Quaker ideas must lead to licentiousness and therefore assumed that they did; there was also the likelihood that many early rank-and-file Quakers had in fact not entirely shaken themselves free from Ranter ideas and practices.  We hear of Ranters, as of Fifth Monarchists, after the execution of Charles I and the defeat of the Leveller Uprising at Burford. The latter event no doubt relates to the origins of the two groups, as it does to the emergence of the ‘True Levellers’ or ‘Diggers’. As one pamphleteer wrote in 1651, All the world now is in the Ranting humour. A Southwark physician in 1652 defended the Ranters against ‘time-serving saints’ because of their charitable attitude towards the poor. But John Reeve ascribed to them a pretended universal love to the whole creation. At first, he was attracted by their

… imagination of the eternal salvation of all mankind, though they lived and died under the power of all manner of unrighteousness.

In the early fifties, Bunyan found some Ranter books held highly in esteem by several old professors and one of his close companions turned a most devilish Ranter and gave himself up to all manner of filthiness. He denied the existence of God or angels and laughed at exhortations to sobriety. Other persons, formerly strict in religion, were swept away by Ranters: they would condemn Bunyan as legal and dark, pretending that they only had attained to perfection that could do what they would and not sin, a doctrine which Bunyan himself found very seductive, I being but a young man. He was especially tempted to believe that there was no judgement or resurrection, and therefore that sin was no such grievous thing, turning the grace of God into wantonness. Bunyan’s answer to Ranters became the orthodox one: they lacked a conviction of sin. Samuel Fisher, the Baptist, said that they despised the ordinances of Christ and …

… run beyond the bounds of modesty and all good manners. The rabble of the ruder sort of Ranters. … are willingly ignorant, because of the tediousness of that thought to them, that there is any more coming of Christ at all. Some deny the existence of Christ: others claim to be Christ or God.

In 1649, when George Fox first met the Ranters in Coventry jail, they had shocked him by claiming to be God, some of them stating that there is no creator God but that everything comes by nature. Richard Baxter declared that Ranters set up the light of nature under the name of Christ in man. With the spiritual pride of ungrounded novices in religion, they believed that God regards not the actions of the outward man, but of the heart: that to the pure all things were pure, which they took as licensing blasphemy and continuous whoredom. Fortunately, he went on, the ‘horrid villainies’ of this sect speedily extinguished it, but reflected discredit on all other sects. John Holand, a hostile but not unfair witness, said that Ranters called God ‘Reason’, as Gerrard Winstanley had also done. For Ranters, ‘Christ in us’ was far more important than the historical figure who died in Jerusalem, …

… and all the commandments of God, both in the Old and New Testaments, are the fruits of the curse. Since all men are now freed of the curse, they are also free from the commandments; our will is God’s will.

The existence of evil was a subject to which Ranters paid a good deal of attention: simple believers found their arguments difficult to answer, such as the age-old one: If God is omnipotent, why does he permit evil? Others denied that there was any such thing as sin; if there was, it must be part of God’s plan. The day of judgement is either an invented thing … a bugbear to keep men in awe. Lawrence Clarkson believed that, in any case, there was no life after death:

… even as a stream from the ocean was distinct in itself while it was a stream, but when returned to the ocean was therein swallowed and became one with the ocean: so the spirit of man whilst in the body was distinct from God, but when death came it returned to God, and so became one with God, yea God itself.

Clarkson added that he would know nothing after this my being was dissolved. An extreme form of this doctrine attributed to Ranters was that those are most perfect … which do commit the greatest sins with the least remorse. Clarkson came very near to espousing this himself in his writing:

… till I acted that so-called sin I could not predominate over sin. (But now) whatsoever I act is … in relation to … that Eternity in me … So long as the act was in God … it was as holy as God. 

This included, he insisted, those acts by thee called swearing, drunkenness, adultery and theft, etc. Clarkson  (1615-67) was a native of Preston. Brought up in the Church of England, in youth he showed Puritan leanings; he regarded dancing on the Sabbath with particular horror. He became a Presbyterian and then an Independent, an Antinomian in theology. He became a ‘parish priest’ in Norfolk, but then led a wandering life. In 1644, he became an Anabaptist and the following year was imprisoned for ‘dipping’. Up to the end of 1648, he followed another of the major religious tendencies of the time, that of the Seekers. During this period he was an itinerant preacher in Kent before becoming a minister in two more parishes, in Hertfordshire and Lincolnshire. He also began to write religious tracts, but not being a University man, he was very often turned out of employment and was therefore constantly in financial straits. Taking a commission as a chaplain in an Army regiment, he tried to find a parish in London on leaving it in 1649, having been cashiered for blasphemy. He held a living at Pulham for a short time until he was turned out for preaching universal salvation. He then became Baptist and, under Erbery’s influence, a Seeker, preaching for monies in each faith.

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Clarkson developed Familist ideas of Luther’s reformation in his preaching but carried them considerably further. He also began to practice what he preached, escaping from one ‘maid of pretty knowledge, who with my doctrine was affected’ giving his body to other women whilst being ‘careful for moneys for my wife’, travelling the country with Mrs Star, and resisting the opportunity when ‘Dr Paget’s maid stripped herself naked and skipped’ at a Ranters’ meeting. Early in 1650, Clarkson became a Ranter and was soon the notorious leader of the particularly licentious group, ‘My One Flesh’ to which Abiezer Coppe also belonged. He was arrested and examined. As on a previous occasion, he stood on his rights as a ‘freeborn subject’ and refused to answer incriminating questions. On 27 September 1650, the House sentenced him to a month’s imprisonment for his ‘blasphemous’ book, A Single Eye, to be followed by banishment. This latter sentence was never carried out, however, and on his release, he resumed his wandering life before joining the ‘Muggletonians’ in 1658, a sect of extreme ascetics, writing several tracts on their behalf.

Quakers first entered the ‘arena’ of the Commonwealth as a wing of the government party in the years 1651-53, enjoying the protection of the military authorities., and of local gentlemen of radical inclinations. They also had sometimes the more enthusiastic support of the Army rank-and-file. Those who administered the North of England or Wales could not afford to alienate Quaker missionaries, many of whom were ex-New Model Army soldiers. George Fox had been in prison for nearly a year at Derby in 1650, but in the North, as we can see from his own Journal, he enjoyed a good deal of protection in 1651-52. Even hostile JPs, of whom there were many, had to proceed cautiously against him. Persecution began again, spasmodically, from the end of 1652, when the dissolution of the Rump appeared imminent, and again after 1653 when the gentry felt they had been given a free hand. Fox was imprisoned at Carlisle, but then the relatively radical Barebones Parliament met: a letter from it got Fox released and his jailor put in his place in the dungeon. In Wales, JPs also protected Quakers as a lesser evil than ‘papists’ or ‘pagans’. It was the Quakers themselves who alienated the clergy through indiscriminate attacks on the sanctity of ecclesiastical buildings made it for any priest to support them and continue to hold his living.

In 1654, Fox was arrested on suspicion of plotting against the government, but he was well received by Oliver Cromwell. Those who wished ill towards the Quakers were those who resented Army rule; their views were strongly represented in the Parliament of 1656, as was demonstrated from the debates over James Nayler. Dark hints were dropped that the spread of the Quakers had been due to official encouragement, indeed that Quakers were to be found in the government itself.  Major General Philip Skippon, Nayler’s main Army opponent, had been regarded as ‘Parliament’s man in the Army’ in 1647. The rapid expansion of Quakerism both in the Army by 1649 and more broadly in the South and East of England in the early 1650s had made the ‘men of property’ apprehensive of ‘some Levelling design’ underlying the well-organised movement. The fact that Quakers were said to have reclaimed ‘such as neither magistrate nor minister ever speak to’ might seem reassuring after Quaker pacifism was firmly established and known to be accepted by all members of the sect. But that was to come later in the decade, and after the Restoration. In the mid-fifties, it was still far from being the case.

Baptists & Quakers – Bunyan v Fox:

Ranterism was better at destruction than it was at construction. In 1650, it was by listening to the ‘errors’ of Diggers, Levellers and Ranters that Baptist churches in Cromwell’s Huntingdonshire and elsewhere were ‘shaken’ and ‘broken up’. In Cleveland, in 1651 it was meetings that had been ‘shattered’ under Ranter influence that turned to Quakerism. At that time, both Quakers and their critics mainly defined their beliefs by negatives, in terms of what they were against. Unlike many of the Ranters, however, they did not deny the existence of God or a historical Christ, or of heaven and hell. Neither did they believe that all could attain perfection in their earthly life. Most importantly, in terms of social and political attitudes, they did not challenge the authority of parents or magistrates. In the early 1650s, John Bunyan listed Quaker beliefs, which can be summarised as follows:

(1) The Bible is not the Word of God;

(2) Every man in the world has the Spirit of Christ;

(3) The Jesus Christ who was crucified 1600 years ago did not satisfy divine justice for the sins of the people;

(4) Christ’s flesh and blood is within the saints;

(5) There will be no resurrection of the body;

(6) The resurrection has already taken place within good men;

(7) The crucified Jesus did not ascend above the starry heavens and shall not come again on the last day as a man to judge all nations.

In 1654, Fox himself witnessed that Ranters had a pure convincement, but that they had fled the cross and turned the grace of God into wantonness. He emphasised especially drunkenness, swearing, and ‘sporting yourselves in the day-time’. He had a short way with them, because, in his opinion, they bowed and scraped too much and were too complimentary. In his Journal, Fox records many Ranter groups which ultimately became Quaker, in Cleveland, Nottinghamshire, Leicestershire, Sussex and Reading, for example. In the same year, Anthony Pearson said that “some that are joined to the Ranters are pretty people,” but that they “contained so many rude savage apprentices and young people … that nothing but the power of the Lord can chain them.”  But in 1655, the Quaker James Parnell admitted that the Quakers were accused of ‘being one’ with the Ranters:

Some of them have tasted the love of God and grace of God, and have had appearances of God, but they have turned the grace of God into wantonness, and have deceived so many with their alluring speeches. Their lascivious ways bring discredit on the truth of God.

In the same year, a diarist in Cheshire wrote that Quakers also denied the Trinity; … denied the Scriptures to be the Word of God; they said that they had no sin. From this doctrinal perspective, therefore, it is also possible to see how they might have attracted former Ranters, suggesting that contemporary judges and magistrates were correct in their famous assertions that had not the Quakers come, the Ranters had over-run the nation. In part, no doubt, enemies of the Quakers were anxious to discredit them, claiming that Quakerism had become ‘the common sink of them all’, including Anabaptists, Antinomians, Socinians, Familists, Libertines and Ranters. But there does seem to have been genuine doctrinal confusion as well as ideological fluidity between the memberships of the movements and sects. In Dorset and Wiltshire, former Levellers were alleged to have become Ranters. The Quakers seemed to absorb many ex-Levellers, including John Lilburne. His acceptance of Quakerism in 1655 was a very different act for the former revolutionary than if he had been convinced after 1660. As late as August 1655, the Grand Jury of Gloucestershire petitioned against Ranters, Levellers and atheists, under the name of Quakers. Christopher Atkinson was accepted as a Quaker until in 1655 he fell …

… into too much familiarity and conversation with some women kind, especially such as (it seemed) were somewhat inclined to a spirit of Ranterism. He grew loose and … committed lewdness with a servant-maid.

Mary Todd, a London lady who at a meeting pulled up all her clothes above her middle, exposing her nakedness to all in the room was disowned by the Quakers, who claimed she was a Ranter: but the act of disavowal suggests that they felt some measure of responsibility for her. In the 1650s there were ‘Proud Quakers’, who showed clear ranting tendencies. They used profane language, were lax in conduct; some of them were football players and wrestlers. Their leader, Rice Jones of Nottingham, set up an ale-house. After the restoration, John Perrot claimed a direct command from God that hats should be worn during prayer, a significant Ranter practice which James Nayler had also followed during his time in the West Country. But Perrot went on to deny all human arrangements for worship, even meeting at stated times and places. Fox said that Perrot preached the rotten principles of the Old Ranters, and associated him with Nayler, many of whose former partisans supported Perrot. Long after the restoration, Fox was insisting that some people claiming to be Quakers were really Ranters. Richard Baxter, who had no reason to love the ‘Friends’, paid them a deserved compliment when he wrote:

The Quakers were but the Ranters turned from horrid profaneness and blasphemy to a life of extreme austerity.

But the Quakers could hardly have prevented the Ranters from over-running the country unless their doctrines had been, at least initially, near enough to Ranterism to absorb many Ranters. Edward Burrough had straddled this doctrinal gap between Ranters and Quakers. He may originally have had Ranter sympathies; at one time he worked closely with Perrot and retained confidence in him longer than any other Quaker leader. In addition, as John Lampden has commented, by his preaching in London, Nayler had attracted, amongst other more reputable followers, a clique of married women all more or less tainted with Ranterism. They sought to exalt him by depreciating the work of his predecessors and pursued him with that undiscerning worship which was the chief trial and temptation of the popular preacher. Nevertheless, without naming the Ranters, Nayler himself had spoken disapprovingly that:

The greatest profession now set up by many is to make the redemption of Christ a cover for all liscentious and fleshly liberty, and say they are to that end redeemed.

Nayler’s Mission in the West; Trial & Torture by Parliament:

That was in 1656, a year after Nayler took up his work in London and prior to his ministry in the West. From the first, the doctrine of the indwelling of God in the heart of man had been the central focus of Nayler’s preaching. This point – exaggerated and distorted by his followers – was to become the rock on which his life was wrecked. It was this doctrine which had first attracted the London merchant Robert Rich to Quakerism, who had become his most faithful friend and advocate, becoming caught up into the current of Nayler’s tragedy. He seems to have responded to the call to missionary service which was heard by every primitive Friend, and in 1655 he was in prison in Banbury, together with Nayler’s Yorkshire ‘patron’ with whom he had worked in the North, and two women preachers. There is no record of Nayler’s first meeting with Rich but it is clear that, in the early months of Nayler’s ministry in the capital, he had won the merchant’s heart. This was due in part, no doubt, to his extraordinary charm of manner, but chiefly to the stress that Nayler laid on the doctrine of the Inner Light.

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In October 1656, Nayler staged a triumphal entry into Bristol, shown above, which was blatantly modelled on Christ’s acted parable at Jerusalem. He rode an ass, accompanied by two of his many women disciples, while others spread their garments in his path or walked behind him singing “Holy, holy, holy, Lord God of Israel. With his long hair, unusual for puritan preachers, he bore a natural resemblance to popular images of Jesus, and he emphasised it by the way he cut and combed his hair and beard. Parliament was outraged; it appointed a committee of no fewer than fifty-five members to examine him and his followers, and they took five weeks before they reported to the House on 5 December. Called to the bar the next day, Nayler protested that as a mere creature he claimed no special glory, but shared the common Quaker conviction that Christ dwells in all believers. He was convinced that he had a revelation from God, commanding him to do what he did as a sign of Christ’s coming. There is no evidence that Robert Rich took any part in their extravagances in the West, and he indignantly repelled the charge of Ranterism which was later brought against him. At the crisis of Nayler’s trial for blasphemy, he determined that whatever might be the errors of the preacher’s followers he himself had offended in nothing save, as he said, …

” … in confessing to Christ in the saints, and my love to that testimony made me willing to stand by him in his sufferings and to bear his cross.” 

Rich took up the unpopular role of Nayler’s champion and flung himself into his defence with the generosity which was the most striking trait of his character. Day by day through that dreary November of 1656, while Parliament debated the guilt of Nayler and the punishment meet for it, Rich, ‘the mad merchant’ as he began to be called, haunted the door of the House with petitions and letters, or lay in wait to make a personal appeal to any member whom he judged to have some tinge of pity in him. He even offered to prove to the Parliament out of Scripture that the prisoner had uttered no blasphemy, nor done anything worthy of death or ‘of bonds’. The House spent nine days in hot debate as to what to do with Nayler since under the 1650 Blasphemy Act he could be given no more than six months’ imprisonment for a first offence, and for the bloodthirsty majority in the Commons that was not enough. He escaped the death penalty by only ninety-six votes to eighty-two, due largely to the support of Cromwell’s supporters on the council of state, like Sir Gilbert Pickering. But the Commons sentenced him to a series of corporal punishments, to be carried out in London and Bristol, to be followed by indefinite solitary confinement and hard labour.

Flogged all the way from Westminster to the City on 18 December, 310 stripes left Nayler so weakened that the next stage of his ‘torture’ had to be postponed. Before it was executed, many petitioners, by no means all Quakers, pleaded for the remission of the rest of the sentence, first (in vain) with parliament and then with Cromwell. He immediately wrote to the Speaker, expressing abhorrence of the ‘crimes’ imputed to Nayler, but asking the House to let him know the grounds and reasons whereupon they have proceeded. This challenge to the constitutionality of its actions, which Whitelocke and others had also expressed, caused both further consternation on all sides in addition to further appeals for mercy, but the Commons voted by two to one to carry out the rest of the sentence, so that Nayler was duly branded on the forehead with the letter ‘B’ and bored through the tongue with a red hot iron. Parliament never replied to Cromwell’s letter, but the episode helped to convince its wiser heads that the constitution needed further amendment. In particular, when anything deserving the label ‘torture’ was inflicted during the Commonwealth and Protectorate, it was by order of parliament, not the executive or the judiciary, as was the case, for example, in the reign of James I. The abolition of both the monarchy and the House of Lords had destroyed the essential separation of powers inherent in the British Constitution.

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A New Constitution & continuing confusion:

The Humble Petition and Advice, as the draft of a new constitution came to be called in 1657, began by asking Cromwell to assume the title of king, though not on a hereditary basis. The most striking proposed change, however, was that parliament was to consist of two houses, with the new one approximating more to a senate than to the hereditary House of Lords, but one which could also operate as a ‘High Court’. Regarding religion, the new constitution was slightly more restrictive than the Instrument of Government which had established the Protectorate, but in practice, this change made little difference. There was to be a confession of faith, agreed between the Protector and parliament, to which clergy who received public maintenance had to conform, but no such document was ever promulgated. For those who dissented from it, toleration was limited to those who accepted the basic doctrine of the trinity and acknowledged both the New and Old Testaments to be the revealed word of God; it was explicitly denied to ‘papists’, prelatists and all ‘blasphemers’ and licentious practitioners, including those who disturbed the public peace. These last exceptions were aimed mainly at Ranters and Quakers, but the authors of the ‘Petition and Advice’ had to steer a course between displeasing intolerant magistrates and offending Cromwell’s breadth of sympathy since their whole enterprise was dependent on his acceptance of their proposals.

Clearly, critics of both sects, even sympathetic ones, continued to conflate both movements on doctrinal grounds, if not on the basis of their demeanour, conduct and practices. Thomas Collier in 1657 asserted that any that know the principles of the Ranters would easily recognise that Quaker doctrines were identical. Both would have…

… no Christ but within; no Scripture to be a rule; no ordinances, no law but their lusts, no heaven nor glory but here, no sin but what men fancied to be so, no condemnation for sin but in the consciences of ignorant ones.

Collier wrote that only Quakers smooth it over with an outward austere carriage before men, but within are full of filthiness, and he gave Nayler as an example of this.

(to be continued…)

Posted March 16, 2020 by TeamBritanniaHu in Anabaptism, Anglican Reformation, Anglicanism, Apocalypse, Austerity, baptism, Baptists, Bible, Charity, Christian Faith, Christianity, Church, Civil Rights, Commons, Commonwealth, Coventry, democracy, East Anglia, Egalitarianism, English Civil War(s), eschatology, Gospel of John, History, Home Counties, Jesus Christ, Millenarianism, morality, Mysticism, Narrative, Nationality, New Testament, Nonconformist Chapels, Oxford, Parliament, Quakers (Religious Society of Friends), Reformation, Respectability, Resurrection, Revolution, Scotland, south Wales, The Law, theology, tyranny, Utopianism, Wales, Warfare, West Midlands, Women's History

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Seventy-Five Years Ago – World War II in Europe, East & West; January – February 1945: The Berlin Bunker, Yalta Conference & Dresden Bombing.   Leave a comment

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Above: NAZI GERMANY & ITS ALLIED/ OCCUPIED TERRITORIES IN 1945

The Aftermath of the Ardennes Offensive:

The German army’s losses in 1944 were immense, adding up to the equivalent of more than a hundred divisions. Nevertheless, during this period Hitler managed to scrape up a reserve of twenty-five divisions which he committed in December to a re-run of his 1940 triumph in France, an offensive in the Ardennes, the so-called Battle of the Bulge. For a few days, as the panzers raced towards the Meuse, the world wondered if Hitler had managed to bring it off. But the Allies had superior numbers and the tide of battle soon turned against the Germans, who were repulsed within three weeks, laying Germany open for the final assault from the West. For this, the Allies had eighty-five divisions, twenty-three of which were armoured, against a defending force of twenty-six divisions. Rundstedt declared after the war:

I strongly object to the fact that this stupid operation in the Ardennes is sometimes called the “Rundstedt Offensive”. This is a complete misnomer. I had nothing to do with it. It came to me as an order complete to the last detail. Hitler had even written “Not to be Altered”.

In the Allied camp, Montgomery told a press conference at his Zonhoven headquarters on 7 January that he saluted the brave fighting men of America:

 … I never want to fight alongside better soldiers.  … I have tried to feel I am almost an American soldier myself so that I might take no unsuitable action to offend them in any way.

However, his sin of omission in not referring to any of his fellow generals did offend them and further inflamed tensions among the Anglo-American High Command. Patton and Montgomery loathed each other anyway, the former calling the latter that cocky little limey fart, while ‘Monty’ thought the American general a foul-mouthed lover of war. As the US overhauled Britain in almost every aspect of the war effort, Montgomery found himself unable to face being eclipsed and became progressively more anti-American as the stars of the States continued to rise. So when censorship restrictions were lifted on 7 January, Montgomery gave his extensive press briefing to a select group of war correspondents. His ineptitude shocked even his own private staff, and some believed he was being deliberately offensive, especially when he boasted:

General Eisenhower placed me in command of the whole northern front. … I employed the whole available power of the British group of armies. You have this picture of British troops fighting on both sides of American forces who had suffered a hard blow. This is a fine Allied picture.

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Although he spoke of the average GIs as being ‘jolly brave’ in what he called ‘an interesting little battle’, he claimed he had entered the engagement ‘with a bang’, and left the impression that he had effectively rescued the American generals from defeat. Bradley then described Montgomery to Eisenhower as being all out, right-down-to-the-toes-mad, telling ‘Ike’ that he could not serve with him, preferring to be sent home to the US. Patton immediately made the same declaration. Then Bradley started holding court to the press himself and, together with Patton, leaked damaging information about Montgomery to American journalists. Montgomery certainly ought to have paid full tribute to Patton’s achievement in staving off the southern flank of the Ardennes offensive, but the US general was not an attractive man to have as a colleague. He was a white supremacist and an anti-Semite, and his belief in the Bolshevik-Zionist conspiracy remained unaffected by the liberation of the concentration camps which was soon to follow. Whatever the reasons for Montgomery’s dislike of Patton, as Andrew Roberts has pointed out:

The British and American generals in the west from 1943 to 1945 did indeed have a special relationship: it was especially dreadful.

Despite their quarrelling, by 16 January, the Allies had resumed their advance as the British, Americans and French gradually forced their way towards the Rhine. The German order to retreat was finally given on 22nd, and by 28th there was no longer a bulge in the Allied line, but instead, a large one developing in that of the Germans.

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The Oder-Vistula Offensive & Hitler’s ‘Bunker’ Mentality:

Meanwhile, the Red Army had burst across the Vistula and then began clearing Pomerania and Silesia. The 12th January had seen the beginning of a major Soviet offensive along the entire front from the Baltic Sea in the north to the Carpathian mountains in the south, against what was left of the new German Central front, made up of the seventy divisions of Army Group Centre and Army Group A. The Red Army first attacked from the Baranov bridgehead, demolishing the German Front of the Centre sector. Planned by Stalin and the ‘Stavka’, but expertly implemented by Zhukov, this giant offensive primarily comprised, from the south to the north, as shown on the map above: Konyev’s 1st Ukrainian, Zhukov’s 1st Belorussian, Rokossovsky’s 2nd Belorussian, Chernyakovsky’s 3rd Belorussian, Bagryan’s 1st Baltic and Yeremenko’s 2nd Baltic Fronts, so no fewer than two hundred divisions in all.

Faced with this onslaught, wildly outnumbered and outgunned, the Germans conducted an impressive fighting retreat of almost three hundred miles, losing Warsaw on 17 January and leaving isolated garrisons at Thorn, Poznan and Breslau that had no real hope of relief. The Polish territories which remained under occupation were lost, as was Upper Silesia with its undamaged industrial area and Lower Silesia east of the Oder. Almost one million German citizens were sheltering in or around the city of Breslau in Lower Silesia, which was not a fortress in the conventional sense despite attempts following August 1944 to build a defensive ring at a ten-mile radius from the city centre. On 20 and 21 January, Women and children were told through loudspeakers to leave the city on foot and proceed in the direction of Opperau and Kanth. This effectively expelled them into three-foot snowdrifts and temperatures of -20 Celsius. The babies were usually the first to die, the historian of Breslau’s subsequent seventy-seven-day siege recorded. Ammunition and supplies were parachuted in by the Luftwaffe, but these often fell into the Oder or behind the Russian lines. The city did not surrender until 6 May and its siege cost the lives of 28,600 of its 130,000 soldiers and civilians.

During the first two months of 1945, Hitler was living in a world of self-delusion, while continuing to direct operations from his bomb-proof bunker deep beneath the Chancellory in Berlin. His orders were always the same: stand fast, hold on, shoot any waverers and sell your own lives as dearly as possible. It’s impossible to tell, even from the verbatim reports of Hitler’s briefings of the Reich’s most senior figures, when exactly he realised that he was bound to lose the war, and with it his own life. It possibly came at the end of the ‘Battle of the Bulge’ at the close of 1944, or in the first week of 1945, for on 10 January he had the following conversation with Göring over the problems with the production of secret weaponry:

HITLER: It is said that if Hannibal, instead of the seven or thirteen elephants he had left as he crossed the Alps … had had fifty or 250, it would have been more than enough to conquer Italy.

GÖRING: But we did finally bring out the jets; we brought them out. And they most come in masses, so we keep the advantage.

HITLER: The V-1 can’t decide the war, unfortunately.

GÖRING: … Just as an initially unpromising project can finally succeed, the bomber will come too, if it is also –

HITLER: But that’s still just a fantasy!

GÖRING: No!

HITLER: Göring, the gun is there, the other is still a fantasy!

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Although there were often up to twenty-five people in the room during these Führer-conferences, Hitler usually had only two or three interlocutors. It was after one such conference in February that Albert Speer tried to explain to Admiral Dönitz how the war was certainly lost, with the maps there showing a catastrophic picture of innumerable breakthroughs and encirclements, but Dönitz merely replied with an unwonted curtness that he was only there to represent the Navy and that the rest was none of his business. The Führer must know what he is doing, he added. Speer believed that if Dönitz, Göring, Keitel, Jodl, Guderian and himself had presented the Führer with an ultimatum, and demanded to know his plans for ending the war, then Hitler would have had to have declared himself. Yet that was never going to happen, because they suspected, not without justification as it turned out, that by then there was soon only to be a rope at the end of it. When Speer approached Göring at Karinhall soon after he had spoken to Dönitz, the Reichsmarschall readily admitted that the Reich was doomed, but said that he had:

… much closer ties with Hitler; many years of common experiences and struggles had bound them together – and he could no longer break loose.

By the end of January, the military situation both in the west and the east was already quite beyond Hitler’s control: the Rhine front collapsed as soon as the Allies challenged it, and leaving the last German army in west locked up in the Ruhr, the British and Americans swept forward to the Elbe. Hitler’s dispositions continued to make Germany’s strategic situation worse. Guderian recalled after the war that the Führer had refused his advice to bring the bulk of the ‘Wehrmacht’ stationed in Poland back from the front line to more defensible positions twelve miles further back, out of range of Russian artillery. Disastrously, Hitler’s orders meant that the new defensive line, only two miles behind the front, were badly hit by the Soviet guns, wrecking any hopes for a classic German counter-attack. A historian of the campaign has remarked that this was an absolute contradiction of German military doctrine. Hitler’s insistence on personally authorising everything done by his Staff was explained to Guderian with hubristic words:

There’s no need for you to try and teach me. I’ve been commanding the Wehrmacht in the field for five years and during that time I’ve had more practical experience than any gentlemen of the General Staff could ever hope to have. I’ve studied Clausewitz and Moltke and read all the Schlieffen papers. I’m more in the picture than you are!

A few days into the great Soviet offensive in the east, Guderian challenged Hitler aggressively over his refusal to evacuate the German army in Kurland, which had been completely cut off against the Baltic. When Hitler refused the evacuation across the Baltic, as he always did when asked to authorise a retreat, according to Speer, Guderian lost his temper and addressed his Führer with an openness unprecedented in this circle. He stood facing Hitler across the table in the Führer’s massive office in the Reich Chancellery, with flashing eyes and the hairs of his moustache literally standing on end saying, in a challenging voice: “It’s simply our duty to save these people, and we still have time to remove them!”Hitler stood up to answer back: “You are going to fight on there. We cannot give up those areas!” Guderian continued, But it’s useless to sacrifice men in this senseless way. It’s high time! We must evacuate these soldiers at once!” According to Speer, although he got his way, …

… Hitler appeared visibly intimidated by this assault … The novelty was almost palpable. New worlds had opened out.

As the momentum of the Red Army’s Oder-Vistula offensive led to the fall of Warsaw later that month, three senior members of Guderian’s planning staff were arrested by the Gestapo and questioned about their apparent questioning of orders from the OKW. Only after Guderian spent hours intervening on their behalf were two of them released, though the third was sent to a concentration camp. The basis of the problem not only lay in the vengeful Führer but in the system of unquestioning obedience to orders which had been created around him, which was in fundamental conflict with the General Staff’s system of mutual trust and exchange of ideas. Of course, the failed putsch had greatly contributed to Hitler’s genuine distrust of the General Staff, as well as to his long-felt ‘class hatred’ of the army’s aristocratic command. On 27 January, during a two-and-a-half-hour Führer conference, starting at 4.20 p.m., Hitler explained his thinking concerning the Balkans, and in particular, the oilfields of the Lake Balaton region in Hungary. With Göring, Keitel, Jodl, Guderian and five other generals in attendance, together with fourteen other officials, he ranged over every front of the war, with the major parts of the agenda including the weather conditions, Army Group South in Hungary, Army Group Centre in Silesia, Army Group Centre in Silesia, Army Group Vistula in Pomerania, Army Group Kurland, the Eastern Front in general, the west and the war at sea. Guderian told Hitler that our main problem is the fuel issue at the moment, to which Hitler replied, who replied: That’s why I’m concerned, Guderian. Pointing to the Balaton region, he added:

… if something happens down there, it’s over. That’s the most dangerous point. We can improvise everywhere else, but not there. I can’t improvise with the fuel. 

The Sixth Panzer Army, reconstituted after its exertions in the Ardennes offensive was ordered to Hungary, from where it could not be extracted. ‘Defending’ Hungary, or rather its oilfields, accounted for seven out of the eighteen Oder-Neisseanzer divisions still available to Hitler on the Eastern Front, a massive but necessary commitment. In January, Hitler had only 4,800 tanks and 1,500 combat aircraft in the east, to fight Stalin’s fourteen thousand tanks and fifteen thousand aircraft. Soon after the conference, Zhukov reached the Oder river on 31 January and Konyev reached the Oder-Neisse Line a fortnight later, on the lower reaches of the River Oder, a mere forty-four miles from the suburbs of Berlin. It had been an epic advance but had temporarily exhausted the USSR,  halting its offensive due to the long lines of supply and communications. On 26 February, the Soviets also broke through from Bromberg to the Baltic. As a consequence, East Prussia was cut off from the Reich. Then they didn’t move from their positions until mid-April.

Below: The Liberation of Europe, East & West, January 1944 – March 1945

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About twenty million of the war dead were Russians by this stage, together with another seven million from the rest of the USSR, rather more of them civilians than Red Army soldiers. The vast majority of them had died far from any battlefield. Starvation, slave-labour conditions, terror and counter-terror had all played their part, with Stalin probably responsible for nearly as many of the deaths of his own people as Hitler was. However, the Nazis were guilty of the maltreatment of prisoners-of-war, with only one million of the six million Russian soldiers captured surviving the war, as well as millions of Russian Jews. Yet despite their exhaustion, the proximity of Stalin’s troops to the German capital gave their Marshal and leader a greatly increased voice at the Yalta Conference in the Crimea, called to discuss the ‘endgame’ in Europe, and to try to persuade the Soviets to undertake a major involvement in the war against Japan.

The ‘Big Three’ at the Yalta Conference, 4-11 February:

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Franklin Roosevelt and Josef Stalin met only twice, at the Tehran Conference in November 1943 and the Yalta Conference in February 1945, although they maintained a very regular correspondence. Roosevelt’s last letter to the Soviet leader was sent on 11 April, the day before he died. By the time of Yalta, it was Roosevelt who was making all the running, attempting to keep the alliance together. With the Red Army firmly in occupation of Poland, and Soviet troops threatening Berlin itself when the conference opened, there was effectively nothing that either FDR or Churchill could have done to safeguard political freedom in eastern Europe, and both knew it. Roosevelt tried everything, including straightforward flattery, to try to bring Stalin round to a reasonable stance on any number of important post-war issues, such as the creation of a meaningful United Nations, but he overestimated what his undoubted aristocratic charm could achieve with the genocidal son of a drunken Georgian cobbler. A far more realistic approach to dealing with Stalin had been adopted by Churchill in Moscow in October 1944, when he took along what he called a naughty document which listed the proportional interest in five central and south-east European countries. Crucially, both Hungary and Yugoslavia would be under ’50-50′ division of influence between the Soviets and the British. Stalin signed the document with a big blue tick, telling Churchill to keep it, and generally stuck to the agreements, the exception being Hungary.

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In preparation for the conference, Stalin tried to drum up as much support as he could for his puppet government in Poland. It was a subject, for example, that had dominated the visit of General de Gaulle to Moscow in December 1944. It was against the diplomatic background of this meeting with De Gaulle and in the knowledge that the war was progressing towards its end, that Stalin boarded a train from Moscow for the Crimea in February 1945. He had just learnt that Marshal Zhukov’s Belorussian Front had crossed into Germany and were now encamped on the eastern bank of the Oder. In the West, he knew that the Allies had successfully repulsed Hitler’s counter-attack in the Ardennes, and in the Far East that General Douglas MacArthur was poised to recapture Manila in the Philippines, the British had forced the Japanese back in Burma, and the US bombers were pounding the home islands of Japan. Victory now seemed certain, though it was still uncertain as to how soon and at what cost that victory would come.

The conference at Yalta has come to symbolise the sense that somehow ‘dirty deals’ were done as the war came to an end, dirty deals that brought dishonour on the otherwise noble enterprise of fighting the Nazis. But it wasn’t quite the case. In the first place, of course, it was the Tehran Conference in November 1943 that the fundamental issues about the course of the rest of the war and the challenges of the post-war world and the challenges of the post-war world were initially discussed and resolved in principle. Little of new substance was raised at Yalta. Nonetheless, Yalta is important, not least because it marks the final high point of Churchill and Roosevelt’s optimistic dealings with Stalin. On 3 February, the planes of the two western leaders flew in tandem from Malta to Saki, on the flat plains of the Crimea, north of the mountain range that protects the coastal resort of Yalta. They, and their huge group of advisers and assistants, around seven hundred people in all, then made the torturous drive down through the high mountain passes to the sea.

The main venue for the conference was the tsarist Livadia Palace, where  FDR stayed and where the plenary sessions took place. The British delegation stayed at the Vorontsov Villa Palace overlooking the Black Sea at Alupka, twelve miles from the Livadia Palace. The Chiefs of Staff meetings were held at Stalin’s headquarters, the Yusupov Villa at Koreiz, six miles from the Livadia Palace. Churchill, who had cherished the hope that the United Kingdom would be chosen as the site of the conference, was not enthusiastic about the Crimea. He later described the place as ‘the Riviera of Hades’ and said that…

 … if we had spent ten years on research, we could not have found a worse place in the world.

But, as in so much else, the will of Stalin had prevailed, and none of the Western Allies seemed aware of of the bleak irony that his chosen setting was the very location where eight months previously Stalin his own peculiar way of dealing with dissent, real or imagined, in deporting the entire Tatar nation. Yet it was here in the Crimea that the leaders were about to discuss the futures of many nationalities and millions of people. One of these leaders, President Roosevelt, had, according to Churchill’s doctor, Lord Moran, gone to bits physically. He doubted whether the President was fit for the job he had to do at Yalta. Hugh Lunghi, who went to the military mission in Moscow, remembers seeing the two leaders arrive by plane, and he too was surprised by the President’s appearance:

Churchill got out of his aircraft and came over to Roosevelt’s. And Roosevelt was being decanted, as it were – it’s the only word I can use – because of course he was disabled. And Churchill looked at him very solicitously. They’d met in Malta of course, so Churchill, I suppose, had no surprise, as I had – and anyone else had who hadn’t seen Roosevelt previously – to see this gaunt, very thin figure with his black cape over his shoulder, and tied at his neck with a knot, and his trilby hat turned up at the front. His face was waxen to a sort of yellow … and very drawn, very thin, and a lot of the time he was sort of … sitting there with his mouth open sort of staring ahead. So that was quite a shock.

Roosevelt was a dying man at Yalta, but whether his undoubted weakness affected his judgement is less easy to establish, with contemporary testimony supporting both sides of the argument. What is certain, though, is that Roosevelt’s eventual accomplishments at Yalta were coherent and consistent with his previous policies as expressed at Tehran and elsewhere. His principal aims remained those of ensuring that the Soviet Union came into the war against Japan, promptly, once the war in Europe was over and gaining Soviet agreement about the United Nations. The intricacies of the borders of eastern Europe mattered much less to him. Addressing Congress in March 1945, Roosevelt reported that Yalta represented:

… the end of the system of unilateral action, the exclusive alliances, the spheres of influence, the balance of power, and all the other expedients that have been tried for centuries, and have always failed.

This was an idealistic, perhaps naive, way to have interpreted the Yalta conference, but it is quite possible that Roosevelt believed what he was saying when he said it, regardless of disability and illness. Whilst Roosevelt’s physical decline was obvious for all present to see, just as obvious was Stalin’s robust strength and power. As the translator at the Conference, Hugh Lunghi saw him:

Stalin was full of beans … He was smiling, he was genial to everyone, and I mean everybody, even to junior ranks like myself. He joked at the banquets more than he he had before.

In his military uniform, Stalin cut an imposing figure, and, in the head of the British Foreign Office, Sir Alexander Cadogan’s words, he was quiet and restrained, with a very good sense of humour and a rather quick temper. But, more than that, the Allied leaders felt that Stalin at Yalta was someone they could relate to on a personal level and could trust more than they had been able to do previously. Certainly, Churchill and Roosevelt remained anxious to believe in Stalin the man. They clung to the hope that Stalin’s previous statements of friendship meant that he was planning on long-term co-operation with the West. By the time of Yalta, Churchill could point to the fact that the Soviets had agreed to allow the British a free hand in Greece. In any case, the future peace of the world still depended on sustaining a productive relationship with Stalin. The two Western leaders remained predisposed to gather what evidence they could in support of their jointly agreed ‘thesis’ that Stalin was a man they could ‘handle’. At the first meeting of all three leaders, in the Livadia Palace, the former holiday home of the imperial family, Roosevelt remarked:

… we understand each other much better now than we had in the past and that month by month that understanding was growing.

It was Poland which was to be the test case for this assertion, and no subject was discussed more at Yalta. Despite the protests of the Polish government in exile, both Roosevelt and Churchill had already agreed that Stalin could keep eastern Poland. What mattered to both leaders was that the new Poland, within its new borders, should be ‘independent and free’. They knew only too well, of course, that only days after Hitler’s ‘brutal attack’ from the West, the Soviet Union had made their own ‘brutal attack’ from the East. It was the results of this ‘land grab’ that Churchill now agreed, formally, to accept. But he also explained that Britain had gone to war over Poland so that it could be “free and sovereign” and that this was a matter of “honour” for Britain. Stalin pointed out that twice in the last thirty years, the USSR had been attacked through the “Polish corridor”, and he remarked:

The Prime Minister has said that for Great Britain the question of Poland is a question of honour. For Russia it is not only a question of honour but also of security … it is necessary that Poland be free, independent and powerful. … there are agents of the London government connected with the so-called underground. They are called resistance forces. We have heard nothing good from them but much evil.

Stalin, therefore, kept to his position that the ‘Lublin Poles’, who were now in the Polish capital as ‘the Polish government’ had as great a democratic base in Poland as de Gaulle has in France and that elements of the ‘Home Army’ were ‘bandits’ and that the ex-Lublin Poles should be recognised as the legitimate, if temporary, government of Poland. Unlike at Tehran, where he had remained silent in the face of Stalin’s accusations about the Polish resistance, Churchill now made a gentle protest:

 I must put on record that the British and Soviet governments have different sources of information in Poland and get different facts. Perhaps we are mistaken but I do not feel that the Lublin government represents even one third of the Polish people. This is my honest opininion and I may be wrong. Still, I have felt that the underground might have collisions with the Lublin government. I have feared bloodshed, arrests, deportation and I fear the effect on the whole  Polish question. Anyone who attacks the Red Army should be punished but I cannot feel the Lublin government has any right to represent the Polish nation.

As Churchill and Roosevelt saw it, the challenge was to do what they could to ensure that the government of the newly reconstituted country was as representative as possible. So Roosevelt sent Stalin a letter after the session that he was concerned that people at home look with a critical eye on what they consider a disagreement between us at this vital stage of the war. He also stated categorically that we cannot register the Lublin government as now composed. Roosevelt also proposed that representatives of the ‘Lublin Poles’ and the ‘London Poles’ be immediately called to Yalta s that ‘the Big Three’ could assist them in jointly agreeing on a provisional government in Poland. At the end of the letter, Roosevelt wrote that:

… any interim government which could be formed as a result of our conference with the Poles here would be pledged to the holding of free elections in Poland at the earliest possible date. I know this is completely consistent with your desire to see a new free and democratic Poland emerge from the welter of this war.

This put Stalin in something of an awkward spot because it was not in his interests to have the composition of any interim government of Poland worked out jointly with the other Allied leaders. He would have to compromise his role, as he saw it, as the sole driver of events if matters were left until after the meeting disbanded. So he first practised the classic politicians’ ploy of delay. The day after receiving Roosevelt’s letter, 7 February, he claimed that he had only received the communication ‘an hour and a half ago’. He then said that he had been unable to reach the Lublin Poles because they were away in Kraków. However, he said, Molotov had worked out some ideas based on Roosevelt’s proposals, but these ideas had not yet been typed out. He also suggested that, in the meantime, they turn their attention to the voting procedure for the new United Nations organisation. This was a subject dear to Roosevelt’s heart, but one which had proved highly problematic at previous meetings. The Soviets had been proposing that each of the sixteen republics should have their own vote in the General Assembly, while the USA would have only one. They had argued that since the British Commonwealth effectively controlled a large number of votes, the Soviet Union deserved the same treatment. In a clear concession, Molotov said that they would be satisfied with the admission of … at least two of the Soviet Republics as original members. Roosevelt declared himself ‘very happy’ to hear these proposals and felt that this was a great step forward which would be welcomed by all the peoples of the World. Churchill also welcomed the proposal.

Then Molotov presented the Soviet response on Poland, which agreed that it would be desirable to add to the Provisional Polish Government some democratic leaders from the Polish émigré circles. He added, however, that they had been unable to reach the Lublin Poles, so that time would not permit their summoning to Yalta. This was obviously a crude ruse not to have a deal brokered between the two Polish ‘governments’ at Yalta in the presence of the Western leaders. Yet Churchill responded to Molotov’s proposal only with a comment on the exact borders of the new Poland, since the Soviet Foreign Minister had finally revealed the details of the boundaries of the new Poland, as envisaged by the Soviets, with the western border along the rivers Oder and Neisse south of Stettin. This would take a huge portion of Germany into the new Poland, and Churchill remarked that it would be a pity to stuff the Polish goose so full of  German food that it got indigestion. This showed that the British were concerned that so much territory would be taken from the Germans that in the post-war world they would be permanently hostile to the new Poland, thus repeating the mistakes made at Versailles in 1919 and forcing the Poles closer to the Soviets.

At this conference, Churchill couched this concern as anxiety about the reaction of a considerable body of British public opinion to the Soviet plan to move large numbers of Germans. Stalin responded by suggesting that most Germans in these regions had already run away from the Red Army. By these means, Stalin successfully dodged Roosevelt’s request to get a deal agreed between the Lublin and London Poles. After dealing with the issue of Soviet participation in the Pacific War, the leaders returned once more to the question of Poland. Churchill saw this as the crucial point in this great conference and, in a lengthy speech, laid out the immensity of the problem faced by the Western Allies:

We have an army of 150,000 Poles who are fighting bravely. That army would not be reconciled to Lublin. It would regard our action in transferring recognition as a betrayal. 

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Above: Stalin & Churchill at Yalta 

Churchill acknowledged that, if elections were held with a fully secret ballot and free candidacies, this would remove British doubts. But until that happened, and with the current composition of the Lublin government, the British couldn’t transfer its allegiance from the London-based Polish government-in-exile. Stalin, in what was a speech laced with irony, retorted:

The Poles for many years have not liked Russia because Russia took part in three partitions of Poland. But the advance of the Soviet Army and the liberation of Poland from Hitler has completely changed that. The old resentment has completely disappeared … my impression is that the Polish people consider this a great historic holiday.

The idea that the members of the Home Army, for example, were currently being treated to a ‘historic holiday’ can only have been meant as ‘black’ humour. But Churchill made no attempt to correct Stalin’s calumny. In the end, the Western Allies largely gave in to Stalin’s insistence and agreed that the Soviet-Polish border and, in compensation to Poland, that the Polish-German border should also shift westward. Stalin did, however, say that he agreed with the view that the Polish government must be democratically elected, adding that it is much better to have a government based on free elections. But the final compromise the three leaders came to on Poland was so biased in favour of the Soviets that it made this outcome extremely unlikely. Although Stalin formally agreed to free and fair elections in Poland, the only check the Western Allies secured on this was that ‘the ambassadors of the three powers in Warsaw’ would be charged with the oversight of the carrying out of the pledge in regard to free and unfettered elections. On the composition of the interim government, the Soviets also got their own way. The Western Allies only ‘requested’ that the Lublin government be reorganised to include ‘democratic’ leaders from abroad and within Poland. But the Soviets would be the conveners of meetings in Moscow to coordinate this. It’s difficult to believe that Roosevelt and Churchill could have believed that this ‘compromise’ would work in producing a free and democratic Poland, their stated aim. Hugh Lunghi later reflected on the generally shared astonishment:

Those of us who worked and lived in Moscow were astounded that a stronger declaration shouldn’t have been made, because we knew that there was not a chance in hell that Stalin would allow free elections in those countries when he didn’t allow them in the Soviet Union.

This judgement was shared at the time by Lord Moran, who believed that the Americans at Yalta were ‘profoundly ignorant’ of ‘the Polish problem’ and couldn’t fathom why Roosevelt thought he could ‘live at peace’ with the Soviets. Moran felt that it had been all too obvious in Moscow the previous October that Stalin meant to make Poland ‘a Cossack outpost of Russia’. He saw no evidence at Yalta that Stalin had ‘altered his intention’ since then. But on his first observation, he was wrong in respect to Roosevelt, at least. The President no longer cared as much about Poland as he had done when needing the votes of Polish Americans to secure his third term. He now gave greater priority to other key issues, while paying lip-service to the view that the elections in Poland had to be free and open. He told Stalin, …

… I want this election to be the first one beyond question … It should be like Caesar’s wife. I didn’t know her but they say she was pure.

Privately, the President acknowledged that the deal reached on Poland was far from perfect. When Admiral Leahy told him that it was so elastic that the Russians can stretch it all the way from Yalta to Washington without ever technically breaking it, Roosevelt replied: I know, Bill, but it is the best I can do for Poland at this time. The ‘deal’ was the best he could do because of the low priority he gave to the issue at that particular time. What was most important for Roosevelt overall was that a workable accommodation was reached with Stalin on the key issues which would form the basis for the general post-war future of the world. He did not share the growing consensus among the Americans living in Russia that Stalin was as bad as Hitler. Just before Yalta, he had remarked to a senior British diplomat that there were many varieties of Communism, and not all of them were necessarily harmful. As Moran put it, I don’t think he has ever grasped that Russia is a Police State. For the equally hard-headed Leahy, the consequences of Yalta were clear the day the conference ended, 11 February. The decisions taken there would result in Russia becoming …

… the dominant power in Europe, which in itself carries a certainty of future international disagreements and the prospects of another war.

But by the end of the conference, the leaders of the Western Allies and many of their key advisers were clearly putting their faith ever more firmly in the individual character of Stalin. Cadogan wrote in his journal on 11th that he had …

… never known the Russians so easy and accommodating … In particular, Joe has been extremely good. He is a great man, and shows up very impressively against the background of the other two ageing statesmen.

Churchill remarked that what had impressed him most was that Stalin listened carefully to counter-arguments and was then prepared to change his mind. And there was other evidence of a practical nature that could be used to demonstrate Stalin’s desire to reach an accommodation with the West – his obvious intention not to interfere in British action in Greece, for example. But above all, it was the impact of his personality and behaviour during the conference that was crucial in the optimism that prevailed straight after Yalta. This was evident in the signing of the ‘somewhat fuzzy’ Declaration on Liberated Europe, which pledged support for reconstruction and affirmed the right of all peoples to choose the form of government under which they will live. There was, at least in public, a sense that the ideological gap between the West and the Soviet Union was closing, with renewed mutual respect. Drained by long argument, the West, for now at least, took Stalin at his word. At the last banquet of the conference, Stalin toasted Churchill as the bravest governmental figure in the world. He went on:

Due in large measure to to Mr Churchill’s courage and staunchness, England, when she stood alone, had divided the might of Hitlerite Germany at a time when the rest of Europe was falling flat on its face before Hitler. … he knew of few examples in history where the courage of one man had been so important to the future history of the world. He drank a toast to Mr Churchill, his fighting friend and a brave man.

Verdicts on Yalta & Reactions in Britain and the USA:

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In his ‘ground-breaking’ TV series on ‘the Cold War’, Jeremy Isaacs considered that:

The Yalta Conference represented the high-water mark of Allied wartime collaboration … But Yalta was also the beginning of the post-war world; the divisions between East and West became apparent. …

Stalin was apprehensive that the new United Nations might be controlled by the United States and Britain, and that the Soviet Union would be outnumbered there. It was agreed that two or three Soviet republics would be admitted as members and that each of the great powers should have a veto over resolutions of the Security Council.

However, the Western powers might have bargained differently and more effectively at Yalta. The Americans never used their considerable economic power to try to pressurise the Soviets to be more accommodating. The Soviets wanted a $6 billion line of credit to buy American equipment after the war, as well as an agreement on the amount of reparation they could take from Germany to pay for the conflict. They saw this partly as compensation for the vast destruction caused by the Nazis, partly as a means of punishing the German people for following them and partly as a symbol of victor’s rights. Britain and the United States were opposed to reparations; they had caused havoc after the First World War and could now hinder Germany from recovering following the Second. Eventually, after Yalta, they did agree to them, and Roosevelt compromised on a figure of $20 billion, to be paid in goods and equipment over a reasonable period of time. Neither of these issues was properly discussed at Yalta, however, not least because most people involved thought that there would be a formal peace conference at the end of the war to resolve all the key issues once and for all. But such a conference would never take place. According to Jeremy Isaacs, …

Yalta revealed cracks in the Grand Alliance. Only the common objective of defeating Hitler had kept it together; that and the personal trust, such as it was, among the three leaders.

After Yalta, the relationship between Roosevelt and Stalin would be the key to co-operation. With victory in sight, on 12 April, having defused another dispute with Stalin, the president drafted a cable to Churchill: I would minimise the general Soviet problem. Later the same day, and a little over two months after Yalta, Roosevelt collapsed, and a few hours later he was dead.

For the most part, the three statesmen were pleased with what had been accomplished at the Yalta Conference. As well as the agreements on Poland, albeit without the consent of the Polish people themselves or the Polish government-in-exile, the demarcation zones for occupied Germany had been fixed, with the French being granted an area of occupation alongside the British, Americans and Soviets. Yet, notwithstanding the discussions of the subject at the conferences held at both Tehran and Yalta, there was no unified conception of the occupying forces regarding the future treatment of Germany before its surrender. What was ‘tidied up’ on the conference fringe were the military plans for the final onslaught on Nazi Germany. It was also agreed that German industry was to be shorn of its military potential, and a reparations committee was set up. Also, major war criminals were to be tried, but there was no discussion of the programme of ‘denazification’ which was to follow. Neither did Stalin disguise his intention to extend Poland’s frontier with Germany up to the Oder-Neisse line, despite the warnings given by Churchill at the conference about the effects this would have on public opinion in the West.

However, the initial reactions in Britain were concerned with Poland’s eastern borders. Immediately after the conference, twenty-two Conservative MPs put down an amendment in the House of Commons remembering that Britain had taken up arms in defence of Poland and regretting the transfer of the territory of an ally, Poland, to ‘another power’, the Soviet Union; noting also the failure of the to ensure that these countries liberated by the Soviet Union from German oppression would have the full rights to choose their own form of government free from pressure by another power, namely the Soviet Union. Harold Nicolson, National Labour MP and former Foreign Office expert, voted against the amendment: I who had felt that Poland was a lost cause, feel gratified that we had at least saved something. Praising the settlement as the most important political agreement we have gained in this war, he considered the alternatives. To stand aside, to do nothing, would be ‘unworthy of a great country’.   Yet to oppose the Russians by force would be insane. The only viable alternative was ‘to save something by negotiation’. The Curzon Line, delineated after ‘a solid, scientific examination of the question’  at the Paris Peace Conference was, he claimed, ‘entirely in favour of the Poles’. Should Poland advance beyond that line, ‘she would be doing something very foolish indeed’. Churchill and Eden came in for the highest praise:

When I read the Yalta communiqué, I thought “How could they have brought that off? This is really splendid!”

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Turning the dissident Conservatives’ amendment on its head, Harold Nicolson revealed Yalta’s most lasting achievement. Russia, dazzled by its military successes, revengeful and rapacious, might well have aimed to restore its ‘old Tsarist frontiers’. It had not done so and instead had agreed to modify them permanently. Harold Nicolson spoke with conviction in the Commons, but then to salute Stalin’s perceived altruism in the Polish matter rendered his reasoning contrived and decidedly off-key. The truth, as Churchill would tell him on his return from Yalta, was much more prosaic. Stalin had dealt himself an unbeatable hand, or, as two Soviet historians in exile put it: The presence of 6.5 million Soviet soldiers buttressed Soviet claims. But then, Churchill’s own rhetoric was not all it seemed to be. Although in public he could talk about the moral imperative behind the war, in private he revealed that he was a good deal less pure in his motives. On 13 February, on his way home from Yalta, he argued with Field Marshal Alexander, who was ‘pleading’ with him that the British should provide more help with post-war reconstruction in Italy. Alexander said that this was more or less what we are fighting this war for – to secure liberty and a decent existence for the peoples of Europe. Churchill replied, Not a bit of it! We are fighting to secure the proper respect for the British people!

Nicolson’s warm support of the Yalta agreement rested on the rather woolly ‘Declaration on Liberated Europe’ promising national self-determination, of which he said:

No written words could better express the obligation to see that the independence, freedom and integrity of Poland of the future are preserved.

He also thought that Stalin could be trusted to carry out his obligations since he had demonstrated that he is about the most reliable man in Europe. These sentiments, to a generation born into the Cold War, and especially those brought up in the ‘satellite’ states of eastern-central Europe, must sound alarmingly naive, but at that time he was in good company. On returning from Yalta, Churchill reported to his Cabinet. He felt convinced that Stalin ‘meant well in the world and to Poland’ and he had confidence in the Soviet leader to keep his word. Hugh Dalton, who attended the Cabinet meeting, reported Churchill as saying:

Poor Neville Chamberlain believed he could trust Hitler. He was wrong. But I don’t think I’m wrong about Stalin.

Opposition to Yalta was muted, confined mainly to discredited ‘Munichites’ who now sprang to the defence of Poland. In the Commons on 27 February Churchill continued to put the best gloss he could on the conference, and said he believed that:

Marshal Stalin and the Soviet leaders wish to live in honourable friendship and equality with the Western democracies. I feel also that their word is their bond.

When the Commons voted 396 to 25 in favour of Churchill’s policy, the PM was ‘overjoyed’, praising Nicolson’s speech as having swung many votes. Churchill’s faith in Stalin, shared by Nicolson, proved right in one important respect. The ‘percentages agreement’ he had made with Stalin in Moscow by presenting him with his ‘naughty document’, which had been signed off at Yalta, was, at first, ‘strictly and faithfully’ adhered to by Stalin, particularly in respect of Greece.

Roosevelt’s administration went further. In Washington, the President was preceded home by James Byrnes, then head of the war mobilization board and later Truman’s Secretary of State, who announced not only that agreement had been reached with at Yalta about the United Nations, but that as a result of the conference, ‘spheres of influence’ had been eliminated in Europe, and the three great powers are going to preserve order (in Poland) until the provisional government is established and elections held. This second announcement was, of course, very far from the truth which was that degrees or percentages of influence had been confirmed at Yalta. Roosevelt had wanted the American public to focus on what he believed was the big achievement of Yalta – the agreement over the foundation and organisation of the United Nations. The President, well aware that he was a sick man, wanted the UN to be central to his legacy. He would show the world that he had taken the democratic, internationalist ideals of Woodrow Wilson which had failed in the League of Nations of the inter-war years, and made them work in the shape of the UN.

The ‘gloss’ applied to the Yalta agreement by both Roosevelt and Byrnes was bound to antagonise Stalin. The Soviet leader was the least ‘Wilsonian’ figure imaginable. He was not an ‘ideas’ man but believed in hard, practical reality.  What mattered to him was where the Soviet Union’s borders were and the extent to which neighbouring countries were amenable to Soviet influence. The response of Pravda to Byrnes’ spin was an article on 17 February that emphasised that the word ‘democracy’ meant different things to different people and that each country should now exercise ‘choice’ over which version it preferred. This, of course, was a long way from Roosevelt’s vision, let alone that of Wilson. In fact, the Soviets were speaking the language of ‘spheres of influence’, the very concept which Byrnes had just said was now defunct. Stalin had consistently favoured this concept for the major powers in Europe and this was why he was so receptive towards Churchill’s percentages game in October 1944.

But it would be a mistake to assume that Stalin, all along, intended that all the eastern European states occupied by the Red Army in 1944-45 should automatically transition into Soviet republics. What he wanted all along were ‘friendly’ countries along the USSR’s border with Europe within an agreed Soviet ‘sphere of influence’. Of course, he defined ‘friendly’ in a way that precluded what the Western Allies would have called ‘democracy’. He wanted those states to guarantee that they would be close allies of the USSR so that they would not be ‘free’ in the way Churchill and Roosevelt envisaged. But they need not, in the immediate post-war years, become Communist states. However, it was Churchill, rather than the other two of the ‘Big Three’ statesmen, who had the most difficulty in ‘selling’ Yalta. That problem took physical form in the shape of General Anders, who confronted Churchill face to face on 20 February. The Polish commander had been outraged by the Yalta agreement, which he saw as making a ‘mockery of the Atlantic Charter’. Churchill said that he assumed that Anders was not satisfied with the Yalta agreement. This must have been heard as a deliberate understatement, as Anders replied that it was not enough to say that he was dissatisfied. He said: I consider a great calamity has occurred. He then went on to make it clear to Churchill that his distress at the Yalta agreement was not merely idealistic, but had a deeply practical dimension as well. He protested:

Our soldiers fought for Poland. Fought for the freedom of their country. What can we, their commanders, tell them now? Soviet Russia, until 1941 in close alliance with Germany, now takes half our territory, and in the rest of it she wants to establish her power.

Churchill became annoyed at this, blaming Anders for the situation because the Poles could have settled the eastern border question earlier. He then added a remarkably hurtful remark, given the sacrifice made by the Poles in the British armed forces:

We have enough troops today. We do not need your help. You can take your divisions. We shall do without them.

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It is possible to see in this brief exchange not only Churchill’s continuing frustration with the Poles but also the extent to which he felt politically vulnerable because of Yalta. His reputation now rested partly on the way Stalin chose to operate in Poland and the other eastern European countries. To preserve intact his own wartime record, he had to hope Stalin would keep to his ‘promises’. Unfortunately for the British Prime Minister, this hope would shortly be destroyed by Soviet action in the territory they now occupied. Anders (pictured on the right after the Battle of Monte Casino) talked to Field Marshal Sir Alan Brooke, Chief of the Imperial General Staff. In his diary entry for 22 February, the latter recorded what Anders told him, explaining why the Polish leader takes this matter so terribly hard:

After having been a prisoner, and seeing how Russians could treat Poles, he considered that he was in a better position to judge what Russians were like than the President or PM. … When in a Russian prison he was in the depth of gloom but he did then always have hope. Now he could see no hope anywhere. Personally his wife and children were in Poland and he could never see them again, that was bad enough. But what was infinitely worse was the fact that all the men under his orders relied on him to find a solution to this insoluble problem! … and he, Anders, saw no solution and this kept him awake at night. 

It soon became clear that Anders’ judgement of Soviet intentions was an accurate one, as Stalin’s concept of ‘free and fair elections’ was made apparent within a month. But even before that, in February, while the ‘Big Three’ were determining their future of without them and Churchill was traducing their role of in the war, the arrests of Poles by the Soviets continued, with trainloads of those considered ‘recalcitrants’ sent east, including more than 240 truckloads of people from Bialystok alone.

The Combined Bombing Offensive & the Case of Dresden:

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Meanwhile, from the beginning of February, German west-to-east troop movements were being disrupted at the Russians’ urgent request for the Western Allies to bomb the nodal points of Germany’s transportations system, including Berlin, Chemnitz, Leipzig and Dresden. But it was to be the raid on Dresden in the middle of the month that was to cause the most furious controversy of the whole Combined Bomber Offensive (CBO), a controversy which has continued to today. During the Yalta Conference of 4 to 11 February, Alan Brooke chaired the Chiefs of Staff meetings at the Yusupov Villa the day after the opening session when the Russian Deputy Chief of Staff Alexei Antonov and the Soviet air marshal Sergei Khudyakov pressed the subject of bombing German lines of communication and entrainment, specifically via Berlin, Leipzig and Dresden. In the view of one of those present, Hugh Lunghi, who translated for the British Chiefs of Staff during these meetings with the Soviets, it was this urgent request to stop Hitler transferring divisions from the west to reinforce his troops in Silesia, blocking the Russian advance on Berlin that led directly to the bombing of Dresden only two days after the conference ended.

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The massive attack on Dresden took place just after ten o’clock on the night of Tuesday, 13 February 1945 by 259 Lancaster bombers from RAF Swinderby in Lincolnshire, as well as from other nearby airfields, flying most of the way in total cloud, and then by 529 more Lancasters a few hours later in combination with 529 Liberators and Flying Fortresses of the USAAF the next morning. It has long been assumed that a disproportionately large number of people died in a vengeance attack for the November 1940 ‘blanket bombing’ of Coventry and that the attack had little to do with any strategic or military purpose. Yet though the attack on the beautiful, largely medieval city centre, ‘the Florence of the Elbe’, was undeniably devastating, there were, just as in Coventry, many industries centred in this architectural jewel of southern Germany.

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The 2,680 tons of bombs dropped laid waste to over thirteen square miles of the city, and many of those killed were women, children, the elderly and some of the several hundred thousand refugees fleeing from the Red Army, which was only sixty miles to the east. The military historian Allan Mallinson has written of how those killed were suffocated, burnt, baked or boiled. Piles of corpses had to be pulled out of a giant fire-service water-tank into which people had jumped to escape the flames but were instead boiled alive. David Irving’s 1964 book The Destruction of Dresden claimed that 130,000 people died in the bombing, but this has long been disproven. The true figure was around twenty thousand, as a special commission of thirteen prominent German historians concluded, although some more recent historians have continued to put the total at upwards of fifty thousand. Propaganda claims by the Nazis at the time, repeated by neo-Nazis more recently, that human bodies were completely ‘vaporised’ in the high temperatures were also shown to be false by the commission.

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Certainly, by February 1945, the Allies had discovered the means to create firestorms, even in cold weather very different from that of Hamburg in July and August of 1943. Huge ‘air mines’ known as ‘blockbusters’ were dropped, designed to blow out windows and doors so that the oxygen would flow through easily to feed the flames caused by the incendiary bombs. High-explosive bombs both destroyed buildings and just as importantly kept the fire-fighters down in their shelters. One writer records:

People died not necessarily because they were burnt to death, but also because the firestorm sucked all the oxygen out of the atmosphere.

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In Dresden, because the sirens were not in proper working order, many of the fire-fighters who had come out after the first wave of bombers were caught out in the open by the second. Besides this, the Nazi authorities in Dresden, and in particular its Gauleiter Martin Mutschmann, had failed to provide proper air-raid protection. There were inadequate shelters, sirens failed to work and next to no aircraft guns were stationed there. When Mutschmann fell into Allied hands at the end of the war he quickly confessed that a shelter-building programme for the entire city was not carried out because he hoped that nothing would happen to Dresden. Nonetheless, he had two deep reinforced built for himself, his family and senior officials, just in case he had been mistaken. Even though the previous October 270 people had been killed there by thirty USAAF bombers, the Germans thought Dresden was too far east to be reached, since the Russians left the bombing of Germany almost entirely to the British and Americans. Quite why Mutschmann thought that almost alone of the big cities, Dresden should have been immune to Allied bombing is a mystery, for the Germans had themselves designated it as a ‘military defensive area’.

So the available evidence does not support the contemporary view of Labour’s Richard Stokes MP and Bishop George Bell as a ‘war crime’, as many have since assumed that it was. As the foremost historian of the operation, Frederick Taylor has pointed out, Dresden was by the standards of the time a legitimate military target. As a nodal point for communications, with its railway marshalling yards and conglomeration of war industries, including an extensive network of armaments workshops, the city was always going to be in danger once long-range penetration by bombers with good fighter escort was possible. One historian has asked: Why is it legitimate to kill someone using a weapon, and a crime to kill those who make the weapons? However, Churchill could see that the ‘CBO’ would provide a future line of attack against his prosecution of the war, and at the end of March, he wrote to the Chiefs of Staff to put it on record that:

… the question of bombing German cities simply for the the sake of increasing the terror, though under other pretexts, should be reviewed. Otherwise we shall come into control of an utterly ruined land. We shall not, for instance, be able to get housing materials out of Germany for our own needs because some temporary provisions would have to be made for the Germans themselves. The destruction of Dresden remains a serious query against the conduct of Allied bombing … I feel the need for more precise concentration upon military objectives … rather than on mere acts of terror and wanton destruction, however impressive.

This ‘minute’ has been described as sending a thunderbolt down the corridors of Whitehall. ‘Bomber’ Harris, who himself had considerable misgivings about the operation because of the long distances involved, was nonetheless characteristically blunt in defending the destruction of a city that once produced Meissen porcelain:

The feeling, such as there is, over Dresden could be easily explained by a psychiatrist. It is connected with German bands and Dresden shepherdesses. Actually Dresden was a mass of munition works, an intact government centre and a key transportation centre. It is now none of those things.

One argument made since the war, that the raid was unnecessary because peace was only ten weeks off, is especially ahistorical. With talk of secret weaponry, a Bavarian Redoubt, fanatical Hitler Youth ‘werewolf’ squads and German propaganda about fighting for every inch of the Fatherland,  there was no possible way of the Allies knowing how fanatical German resistance would be, and thus predict when the war might end. The direct and indirect effects of the bombing campaign on war production throughout Germany reduced the potential output of weapons for the battlefields by fifty per cent. The social consequences of bombing also reduced economic performance. Workers in cities spent long hours huddled in air-raid shelters; they arrived for work tired and nervous. The effects of bombing in the cities also reduced the prospects of increasing female labour as women worked to salvage wrecked homes, or took charge of evacuated children, or simply left for the countryside where conditions were safer. In the villages, the flood of refugees from bombing strained the rationing system, while hospitals had to cope with three-quarters of a million casualties. Under these circumstances, demoralisation was widespread, though the ‘terror state’ and the sheer struggle to survive prevented any prospect of serious domestic unrest.

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The Reich fragmented into several self-contained economic areas as the bombing destroyed rail and water transport. Factories lived off accumulated stocks. By the end of February, the economy was on the verge of collapse, as the appended statistics reveal. Meanwhile, German forces retreated to positions around Berlin, preparing to make a last-ditch stand in defence of the German capital.

 

Statistical Appendix: The Social & Economic Consequences of the Bombing Campaign in Germany:

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Sources:

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Published in 2008, by BBC Books, an imprint of Ebury Books, London.

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Andrew Roberts (2009), The Storm of War: A New History of the Second World War.  London: Penguin Books.

Norman Rose (2005), Harold Nicolson. London: Pimlico.

Colin McEvedy (1982), The Penguin Atlas of Recent History. Harmondsworth: Penguin Books.

Herman Kinder & Werner Hilgemann (1978), The Penguin Atlas of World History, volume two. Harmondsworth: Penguin Books.

Richard Overy (1996), The Penguin Historical Atlas of the Third Reich. Harmondsworth: Penguin Books.

Jeremy Isaacs & Taylor Downing (1998), Cold War: For Forty-five Years the World Held Its Breath. London: Transworld Publishers.

Posted February 3, 2020 by TeamBritanniaHu in American History & Politics, anti-Communist, Asia, asylum seekers, Austria, Axis Powers, Balkan Crises, Baltic States, BBC, Berlin, Britain, British history, Churchill, Coalfields, Cold War, Communism, Compromise, Conquest, Conservative Party, Coventry, democracy, Deportation, Economics, Empire, Europe, Factories, Family, France, Genocide, Germany, History, Humanitarianism, Hungary, Italy, Japan, manufacturing, Migration, morality, Mythology, Narrative, nationalism, Navy, Poland, Refugees, Russia, Second World War, Security, Stalin, Technology, terror, United Kingdom, United Nations, USA, USSR, Versailles, War Crimes, Warfare, Women at War, Women's History, World War Two, Yugoslavia

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The Holocaust and Soviet War Crimes in Hungary, Jan-Feb 1945; The Twin Terrors of the Arrow-Cross & the Red Army.   Leave a comment

Trapped between the Black Eagle & the Red Star:

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At the beginning of 1945, even with the Pest side of the capital under siege, Szalási’s idiotic Arrow-Cross terror turned its attention to those who were helping the Jews of Budapest to survive until the Red Army could complete the ‘liberation’ of the whole city. Yet, even as they did so, the Red Army was also unleashing its own form of ‘revenge’ and terror on Hungarian citizens on the eastern suburbs and peripheral villages. Though the siege had begun at the end of 1944, the German army was ordered to hold the city to defend the Vienna Basin and the only oil field still at its disposal, the one in Zala County. But the war in the country did not end even after the siege of the Hungarian capital and its capitulation. Meanwhile, efforts were being made to have regular Hungarian troops take part in the final crushing of the Nazi Third Reich. A group of soldiers who wound up as prisoners of the Soviet armies initiated the establishment of a Hungarian legion, but they were not allowed to implement their plan.

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The Provisional Government formed in Debrecen recruited a new democratic Hungarian army recruited in the ‘liberated’ part of the country, but it did not become battle-ready in time. Only the military cooperation of a single spontaneously rallied outfit, the Buda Voluntary Regiment, could be observed in the battle for Budapest. When the German Army’s attempt to break through the Allied lines in the Ardennes failed by early January, the few still combat-worthy élite guards, with the Sixth SS Panzer Army, were hastily transferred to Transdanubia, where, deployed around Lake Balaton, they were able to hold on to the Zala oil fields.

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Above: Soviet soldiers in battle in Budapest on 14 January 1945. This photograph was taken four days before the liberation of Pest was completed. The complete defeat of German forces in the capital, including the equal numbers of Hungarian soldiers still supporting them, took until 13 February.

New Year in Pest – A Frightful Fortnight:

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On New Year’s Eve, units of the Red Army overran Hungarian army positions around Pest. House-to-house fighting extended into the working quarters of the city, and Soviet soldiers penetrated the culverts of the inner district.  Often the two sides were separated by only one street or house. Aircraft squadrons continued to drop bombs, and fighter planes strafed streets that were deemed to be in enemy hands, though sometimes they were shooting at their own men. In the city centre, as the siege progressed slowly in their direction, the co-workers of Raoul Wallenberg, the Langfelder-Simon family, which had been placed under Swedish protection, moved from Üllői út to Révai utca, near to the Opera House.

Almost eighty people had moved into the apartment building which was rented by the Swedish Embassy. In the afternoon of 1 January, Arrow-Cross armed men shot the lock off the outside door. They smashed the door to the cellar, where the Swedish Embassy employees were living. To the accompaniment of shouting, swearing and threats, they pillaged all the families’ money and food. Meanwhile, someone managed to inform Wallenberg by telephone, and he sent a detective to intervene, thus avoiding more serious harassment or massacre on the spot. Wallenberg and Langfelder arrived later with an armed gendarme to guard the house. At that time, Wallenberg was forced to spend most of his time in hiding, and was constantly preoccupied with survival, his plans for Hungary and making the earliest possible contact with the Soviet forces. A few days later, a further five gendarmes were added and had served there for scarcely a fortnight when a further order sent them into the firing-line. No more was heard of them. With Wallenberg’s permission, Langfelder brought his two-year-old niece, Éva Simon there. Until then the child had found shelter and a home with a friendly Christian family in central Pest, an action which was strictly forbidden by decree. The house had been bombed, and so she had to be moved and from then on had remained with her parents.

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On 5 January, following direct orders from the Szalási government, police and Arrow-Cross irregulars began emptying out the remaining ‘international houses’, those under the protection of the various neutral countries’ governments, most notably the Swedish and the Swiss. When the news reached Raoul Wallenberg, he offered a bribe of food and medications for them to leave his charges where they were.

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On the night of 7 January, armed raids took place on the occupants of Jókai utca 1 in Terézváros where the Swedish Embassy had rented the second floor the previous autumn. Ten groups of activists operated in the rooms under the direction of Dr Béla Forgács and Dr Antal Léderer, caring for the Swedish protégés. The ever-more savage Arrow-Cross could not tolerate the Swedish presence any longer and meant to mop it up, paying no attention to the protected status of the various rented properties. In the raid, the first part of the nightmare was total plundering. Then, some two hundred people were turned out into the street, some of them being marched away, the women and children escorted to the ghetto, where ninety of them were crammed into the flats within a house in Akácfa utca.

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Some of the men were tortured and shot on the way in the streets and squares or on the Danube embankment. Wallenberg searched for the kidnapped people but without success. Imre Nidosi, commander of the Arrow-Cross guard on the Pest side simply denied all knowledge of Swedish-protected persons being in his custody.

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The Arrow-Cross marauders’ atrocities also struck at the Swedish embassy offices in Üllői út. On the evening of the 8th, they intimidated and robbed a hundred and fifty persons – for the most part, embassy employees – and then marched them off to the Mária Terézia barracks. Hans Weyermann, the active agent of the International Red Cross on the Pest side, made an interesting special report of that day. According to this, an agent of the Soviet State Security Police had dropped by parachute and appeared at his office. Asking to see Weyermann in private, he told him that he was expected to speak to the commander of the German defenders about avoiding needless bloodshed. The Germans were to spare hostages, political prisoners and occupants of the ghettoes, and in return, the Red Army would not trouble the civilian population and any calling to account would be done exclusively through the law and the courts. According to Lévai’s Wallenberg, Langfelder’s sister and brother-in-law, Dr Gyula Simon, last spoke to him on 10 January. He dashed in to see them for a few minutes in the Swedish Embassy building at Révai utca 16. His brother-in-law had been second-in-command of the building on 1 January at the time of the Arrow-Cross attack. Lévai tells us that on the evening of 10 January Károly Szabó reported that…

… the front was on Thököly út by the the Millenáris Sports Ground. There he had had a word with a captain, a friend of his, who was quite prepared to let him and his wife through, so he would gladly take Wallenberg and … Langfelder, as that was what Wallenberg wanted. Szabó said that that he too would go through with them and come back next day.

On the same night, Wallenberg took further steps and made preparations to travel. With the help of György Szöllősi and Langfelder, he secretly made the touring car ready for a long journey in the garage, hiding a large sum in gold and jewels in a petrol can. According to Szöllősi, their idea was first to go to Debrecen, and from there to Sweden, for Wallenberg to make his report. These details are confirmed in the memoirs of the gendarme, Lajos Bajusz, who also recalled that both men were very nervous before the journey. Sándor Erdey, a war reporter, later recalled that he had been asked by the restauranter of the ‘Paprika csárda’ (where he was a regular customer) to help a Jewish family to get to Pannónia utca. Erdey promised to do so, but immediately declined the “generous return favour” that was offered. Next morning, during an air-raid, he managed to transport the family, with the help of his brother. He went back to the restaurant for lunch, where he was spoken to by a ‘stranger’ according to his memoirs, which continued:

The well-dressed young man introduced himself, and it was Raoul Wallenberg, embassy counsellor. He too wanted to reward me, and was offended when I declined. As he put it, that would mean that he couldn’t ask me to do something else. With great difficulty he made his request known, and it was the same as the day before. I gave my consent, but asked that we should start within hours. Again, I asked for my brother’s help. I took the man entrusted to me and his fiancée from the address given to the Pannonia Hotel …

It’s not clear how Erdey recognised the ‘stranger’ as Wallenberg, especially as he does not record the language of the conversation. Since both men spoke good German, they would have had little difficulty in communicating. Neither is there any mention of Langfelder, Wallenberg’s ever-present driver. But the incident shows that the rescue of several people by car from Jókai utca by car was successful, and the Pannonia Hotel was indeed where several Jewish families found shelter, along with many other persecuted people. The manager, Sándor Kaufmann, succeeded, by much ingenuity and even more risk (later honoured at Yad Vashem), in protecting to the end those hiding from the persistent ‘Jew-hunt’ of the Arrow-Cross. On 11 January, Wallenberg and Langfelder said goodbye to their closest colleagues at the Hazai Bank. The secretary could now see that he no longer had the ways and means to continue his work. That night, they slept once more at László Ocskay’s roomy flat in Benczúr utca, which was in a building under Red Cross protection. Next day they set off by car, but turned back, presumably due to the Soviet advance. On the 13th, the front line reached the mid-point of Andrássy út and the parallel Benczúr utca. It was at this point, in both space and time, that Wallenberg tried to make contact with Marshal Malinovski. He reported personally to the Russians in Benczúr utca, using a note which apparently read, in Russian, ‘I come over’. He was then taken behind the Russian lines with a major and military escort, accompanied by Langfelder.

At about this time in Berlin, Wallenberg was under consideration in Berlin by the ‘Jewish expert’, a leading figure in the campaign for the destruction of the Jews of Europe. He had followed attentively the activity of Eichmann and knew a great deal about the diplomatic rescue attempts in Budapest. In a telegraphic summary, he informed Eichmann, then in Berlin, that ambassador Danielsson had gone into hiding and that Wallenberg had been placed under German protection. Although the precise details are still unclear, it seems that the Soviets intercepted this message, leading to Wallenberg’s arrest as a ‘suspected spy’ and his imprisonment by the Soviets.  By this time, Eichmann had become an embarrassment and encumbrance to the upper echelons of the SS. The next day, the 14th, the main military hospital in Budapest received a direct hit. Dying soldiers were left in destroyed buildings and the wounded piled up in makeshift hospitals, without medicine or nurses, lying in the cold cellars of the burned-out Parliament building and the Museum of Military History. A retreating German army unit blew up the Petöfi Bridge, then known as the Horthy Bridge. An Arrow-Cross group advanced into the ghetto and murdered several people they encountered before bein routed by Miksa Domonkos, a Jewish Council member with good contacts in the gendarmerie, together with a couple of policemen. In the streets, the advancing Soviet soldiers used captured civilians to shield them from enemy fire. In short order, the German military also adopted this tactic, but the strategy was ineffectual for both armies.

The Collapse of the Reich & Liberation of Auschwitz:

The collapse of the Reich was accelerating and every initiative of the German military leadership was a failure. The inner circle of the Nazi chiefs of staff clung on in blind faith that Hitler’s wonder-weapons would yet save them and their families from ignominious invasion and defeat. They wove fantasies, as the Hungarian political élite had done the previous year,  about making a separate peace, based on the mistaken belief that in no way would the West allow Stalin to penetrate deep into central Europe. Several saw the series of nightmare acts as the consequence of the fanatical genocidal activity of Eichmann. He was aware, as were the other Nazi leaders, that he occupied a prominent place on the Allies’ list of war criminals. The other SS leaders kept their distance from Eichmann as catastrophe loomed. They sat apart from him in the dining room of Hitler’s underground bunker in Berlin and did not invite the Obersturmbannführer to join them. The mass murderer pondered: Am I supposed to be the blackest sheep in the flock?

The deportation of Hungary’s Jews to Auschwitz had begun in March 1944, almost as soon as the SS arrived in Budapest (I have written elsewhere on this site about these) Eichmann led the special task force that gathered them in concentration camps and then loaded them in cattle trucks, deporting 437,000 of them there in just eight weeks. He later boasted to a crony that he would jump laughing into his grave for his part in the deaths of four million Jews. In a 1961 diary entry after his conviction in Israel of genocide, Eichmann wrote:

I saw the eeriness of the death machinery; wheel turning on wheel, like the mechanisms of a watch. And I saw those who maintained the machinery, who kept it going. I saw them, as they re-wound the mechanism; and I watched the second hand, as it rushed through the seconds; rushing like lives towards death. The greatest and most monumental dance of death of all time; this I saw.

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The numbers of SS camp guards, Lagerschützen, at Auschwitz varied: very roughly in 1944 there were only 3,500 guarding the 110,000 inmates. There were also usually around eight hundred Sonderkommando prisoners at any one time. Out of the estimated seven thousand men and two hundred women guards who ‘served’ at Auschwitz during the war, only eight hundred were ever prosecuted. The rest merely disappeared into private life, and very many must have been able to escape with valuables stolen from the inmates. As the Russians advanced in the winter of 1944-45, Auschwitz was evacuated westwards in a terrible ‘death march’ of more than fifty miles in sub-zero temperatures. Those who could not keep up were shot and in all, around fifteen thousand died. Nor was the horror over even when the camps were liberated. Despicably, Polish villagers even killed some Jews after the end of the war in Europe when they returned to claim their property, as happened at the village of Jedwabne. We have no evidence of this happening in Hungary, but we know that very few of the Auschwitz survivors returned, and even fewer did so to resettle. This was certainly the case in the village of Apostag, where out of some six hundred Jews deported, fewer than six returned before emigrating (I have written about this elsewhere on this site).

Rationality might have dictated that, once the war looked as if it might be lost, the rail, military and human resources put into the Holocaust ought to have been immediately redirected to the military effort instead, and the Jews who could have been forced into contributing to the war effort ought to have been put to work rather than exterminated. This, after all, had been what had happened before March 1944 in Hungary. Yet a quite separate, entirely Nazi rationale argued that the worsening situation on the Eastern Front required if anything an intensification of the Holocaust, rather than a winding down. As Saul Friedlander has written:

Whipping up anti-Jewish frenzy was, in Hitler’s imagination, one of the best ways to hasten the falling apart of the enemy alliance … the Jews were the hidden link that kept Capitalism and Bolshevism together.

Furthermore, he asserted, if ‘Fortress Europe’ was about to be invaded, the domestic danger posed by the Jews in his diseased imagination needed to be eradicated as soon as possible. Finally, with the liberation of Auschwitz on 27 January, his Final Solution to the Jewish ‘problem’ was brought to an end.

The Final Fight for Survival:

Yet, in Budapest at least, many of the Jews had survived, thanks largely to the letters of protection provided them by the Swedish and Swiss diplomats and their brave Hungarian colleagues and volunteers. The last few weeks of the siege were some of the most difficult to survive, however. None of the ‘safe’ houses protected by the Swedish and Swiss Red Cross was truly safe from the Arrow-Cross any more. The thundering sound of cannons was heard all the time and huge bombers flew low in the sky.

Nearly all of the people of Pest were starving, but especially the Jews, who were either in the ghettoes or in hiding, trying to get food without ration cards and only able to buy it after 5 p.m. By this time, Daisy Birnbaum (see her ‘letter of protection’ below) was back with her parents, unafraid even of the bombs, although they were walled in her uncle’s cellar. There were five of them, and their daily ration was a small slice of bread with margarine, so they were hungry all the time. They lived in what Daisy describes as a ‘nook’ behind a makeshift toilet wall for close to seven weeks with the help of neighbours and friends of her father. No other Jews remained in the house because they had all been taken to the ghetto. However, the few gentile families that remained soon moved down permanently to the cellar, due to the constant bombing of the nearby ‘Nyugati’ (Western) Railway Station.

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Eventually, the Russian soldiers found them when they were searching for German soldiers by pressing stethoscopes to the walls. Hearing the hollow sound, they did not wait for a response but kicked the ‘communal’ toilet apart. They greeted them with machine guns at the ready as they crawled out from behind the destroyed wall, giving them part of their square-shaped black bread and bacon to eat. To begin with, the Russian soldiers behaved like liberators and were greeted as such, especially by the Jewish survivors, but that soon changed. Nevertheless, when the siege was finally ended in February 1945, it must have felt that, as it does so often in that part of central Europe, spring had come early, in both a physical and spiritual sense. Daisy Birnbaum recalled mixed feelings as most, though not all of her family were reunited:

During the spring of 1945, like the rest of the survivors, we tried to live as if those terrible months could have been erased from our memories. And we had not yet given up the hope that the deportees would return. The renewal of the Sunday lunches of the past also belonged to this noble effort. For about three years, Aunt Juliska appeared at our Sunday table. The poor thing wept every Sunday; from the soup until the end of the meal, her tears were flowing copiously. And she kept repeating to my mother: “You see, my dear, every stinking kike is back, only my darling Lajoska was killed”. Later she moved to her sister who lived in the countryside. 

Three other brief stories of survival remain to be retold here from Daisy’s little book about 1944, which many of her friends and their relatives sadly did not survive. The first is of her first ‘boyfriend’, György. His mother was one of those deported to Bergen-Belsen towards the end of the war who did not return and after the later liberation of that camp, Gyuri went to live with his aunt Ilus while his older brother, Pista, who had spent 1944 in Eger with false documents, moved in with another ‘survivor’ sister and her family. By the time Gyuri turned ten, his father, inforced labour in the army, was reported ‘missing’ before the German occupation. From then on, they lived in wretched misery with many others in a ‘Jewish house’, waiting to be deported. Probably with the help of their ‘Uncle Béla’, the family received the Swedish protective papers, Schutzpasse, and with about twenty strangers they were moved into the abandoned apartment of Aunt Ilus. There Gyuri survived the siege and the continuous Arrow-Cross raids. Almost daily, the thugs looked for any reason to take people out from the houses and shoot them into the Danube. In 1945, already free, but fully orphaned, Gyuri found himself in the same apartment in Pozsonyi út which he shared with Aunt Ilus and Ági, waiting for the return of Uncle Béla who was ‘spending time’ in the Soviet Union.

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Above: Pista and Gyuri c. 1937.

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Dr László, the father of Mihály or Misi (pictured above at Balassagyarmat in 1938), held the rank of lieutenant and worked as a physician in the First World War and also served in the Second. His maternal grandparents lived in Balassagyarmat, the family’s home since the eighteenth century. His grandfather was a member of the ‘Jewish gentry’, a well-to-do, respected landowner. Although he lived in Budapest with his family for most of the year, “Gyarmat” was his paradise where he, his mother and his sisters spent their summers. When his grandfather died in 1943, aged 62, the family ‘council’ decided that Misi’s mother should move back ‘home’ to manage the estate, as both uncles were in serving in forced labour camps. So Misi and his sister also stayed in Gyarmat and went to the Jewish school there. With the German occupation, the estate was confiscated and the family was required to return to Budapest. Those of the family who remained in Gyarmat, their friends and the rest of the Jews were crammed into cattle cars and sent to Auschwitz. Misi lost his maternal grandmother there, together with all his schoolmates from Gyarmat.

Hoping to avoid a similar fate, during the summer of 1944, Misi and his family converted to Catholicism. Whereas none of the churches had openly stood up for the persecuted, both children were saved by members of Catholic orders. Misi found refuge with the Collegium Josephinum whose Prioress was later awarded the title Righteous Among the Nations by Yad Vashem for the nunnery’s role in saving sixty Jewish children and twenty adults from the Gestapo in 1944. Misi’s sister was saved by the Carmelite nuns of Kőbánya. Béla and Pali, his paternal uncles both wound up as forced labour soldiers on the Russian front, the former ‘disappearing’ and the latter surviving the siege of Stalingrad. Pali’s wife was deported to Auschwitz but, miraculously, both of them survived, as did Misi’s paternal grandmother who had remained in their Budapest apartment. She did not wear a yellow star and neither did she move into the ghetto, but somehow got through the war alive. It took thirty-five years for Misi to gather enough strength to visit Balassagyarmat, a similar story to many others who were forced to leave their beloved Hungarian villages. Many others never went back, and those still alive probably never will.

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The final ‘survivor’s story’ recorded by Daisy Birnbaum is that of Ágnes, who was born in Endrőd, a small town in eastern Hungary, although her happiest summer memories were of her grandmother’s home at Zalaegerszeg in western Hungary. Ági’s much-adored father left their flat in Budapest for the forced labour camp ‘one evening in November’ and she never saw him again. She wrote the following piece of prose (an extract from which is given here) recalling the end of 1944 and the beginning of 1945, including her return to Endrőd:

New Year’s Eve, someone tells fortunes from the residue of some black liquid. Everybody prognosticates. The key turns to the right in the prayer-book: We will survive. Wedding band in the bottom of a glass of water. What do you see? A cross. Your father will not return. Tell us, dear spirit, when will the ghetto be liberated? Slowly, the name of a month appears on the paper: January.

In January, a Russian soldier enters the building and points toward the exit. Marching columns. We break into a yarn depot and on the way back we exchange thread for bread. I drop the ten rolls of machine twist I am supposed to carry. The snow is knee-high on the road; the soles of my shoes are of cardboard. I walk the distance of Monor to Szolnok, practically unconscious. From Szolnok on, there is a train, a beautiful, uncovered cattle-car, one can sit down in, and we reach the village in a day.

Returning to Endrőd was anything but simple for Ági. She couldn’t walk as her toes were frost-bitten. She was given two wooden planks by a local peasant. Fastening them to her feet, she practised walking. Her mother is suffering from scurvy due to vitamin deficiency; She worked on a hand-driven carding-machine, torturing her body to provide milk, bread and soap for them. There was no husband or father left in their lives. A small kitchen was to be their home; there they lived, unaware even of what was happening in the village. There were no newspapers, no radio. She wrote that: It might be three months before we learn what had happened beyond the borders of the country.

Their apartment in Budapest had been ransacked, therefore they tried to resume life at Endrőd, but after a while it became unbearable. They first moved to Szeged, and finally returned to Budapest. Of her relatives in the countryside, Ágnes’ uncle died of starvation at Kőszeg and her paternal grandparents were deported together with her father’s sister. They were put to work on a farm in Austria, where Ági’s grandfather drove a tractor. They survived, despite the ‘disappearance’ of their son, Ági’s father. Being Jewish was never a simple issue in her life because she would always remember the gigantic capital Zs in her father’s military record book, and that she had to grow up fatherless. However, she always felt that she was Hungarian, even if she had only by chance. She never left Hungary, because she chose to be a Hungarian … Like nearly all Budapest children of that time, and especially those of the Jewish elementary school on Hollán utca, Ágnes was just a generation away from country life, having relatives in the countryside. The deportations of 1944 fractured that connection forever for Hungary’s Jews. Outside the capital, all Jews were deported, and Jewish children survived the Holocaust just by chance, whereas after the war, Budapest was full of Jewish orphans and half-orphans, because from there the adults were taken to various forced labour camps and sent on death marches.

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From February 1945, the children remained largely silent about the recent past, and only by coincidence did they learn that a classmate lived with her aunt or just with her mother. Daisy has written that they didn’t want to remember, just as the adult survivors hesitated to face the memories of the previous terrible years:

We who survived have survived, but there are events in life that one cannot really survive. We try not to think of them all the time, but they are there and rule our lives, and our basic reactions to most things. …

I am writing of middle-class families who were not particularly broad-minded, polished people, but who worked hard, reared their children and were happy when their small savings increased. Many remained in towns and villages in the countryside where they had always lived; from there they were carried off to various extermination camps. These were simple people: even their dreams were grey. But they died incredible deaths, prepared for them by diseased minds. Millions shared their fate but each suffered death individually, death that  would have been unimaginable if they ever contemplated the end of their lives: Killed by gas, shot in the head, death by starvation.

Alluding to Fateless, the English translation (2004) of the novel Sortalanság (1975) by Imre Kertész, Daisy comments that their perishing completed their ‘Fatelessness’ because they were robbed of their adulthood or old age, and of death with dignity. Some of her friends never even turned eleven, a fact that she has never been able to assimilate and a crime she cannot forgive.

The ‘Disappeared’ – The Mysterious Fate of Wallenberg & Langfelder:

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On 14 January in Budapest, Wallenberg appeared in a Russian car. He said that he had transferred his effects and a briefcase containing 222,000 pengős to his flat in Erzsebét királyné utca in Zugló. This was at the ‘city limits’ and may have functioned as the first Soviet detention and interrogation centre at the rear of the advancing Red Army, but it’s perhaps more likely that he was in the Soviet headquarters which had been established at the Széchenyi baths building where he could have made contact with officers of high rank and position. On 15 January, there was one final attempt to blow up the Budapest ghetto. Kasztner claimed that the destruction was prevented by General Winkelmann, acting under the orders of Kurt Becher, the SS officer with whom Kasztner had been negotiating on behalf ‘the Joint’, the international Zionist organisation. Although Kasztner was in Vienna during the siege of Budapest, making the ‘trade’ of twenty million francs with Becher, he claimed that the high-ranking officer called Winkelmann, who forbade the Arrow-Cross government’s action. The Germans told the Arrow-Cross minister that emptying the ghetto would not be in the best interests of Germany. Of course, many claimed, at Nuremberg, that they had acted ‘heroically’ in terms of humanity in the dying days of the Reich.

On the morning of the 16th or 17th, Wallenberg caused a stir when he appeared at the International ghetto, at the Swedish Embassy office at Tátra utca 6, together with a Soviet lieutenant colonel and Langfelder. At this point, the eye-witness accounts differ, but they agree that he left in a car headed east of the city centre, towards Gödölő and Debrecen. But it seems that the Soviet motorcycle escort took them on a roundabout route through the city, either due to the military operations or to scout out the diplomat’s personal connections and learn of his future plans. It also appears that the promise that he was free to leave was pure bluff. But in 1947, the Soviet authorities issued a statement denying that Wallenberg and his Hungarian driver had been taken away by their forces. They pointed out that:

It must not be forgotten that in an area where the Soviet forces then were, in that period when very heavy fighting was taking place in Hungary, all sorts of possibilties could have arisen. Wallenberg travelled at his own risk in areas controlled by Soviet forces.

On the 16th, before Wallenberg’s putative departure for Debrecen, the quarter containing the ‘protected houses’ was liberated, and the morning of the 18th brought the other tens of thousands of Jews in Budapest release from the Arrow-Cross terror, from mining and from air-raids. Advancing from house-to-house (often from cellar to cellar), the Soviet forces reached the Károly körút end of the central ghetto. They demolished the wooden gates of the ghetto, and in several places the palisades too. Hansi Brand remembered that it had been snowing the night before and, when she looked outside, the smell of fresh snow seemed stronger than the stench of corpses and smoke. She also recalled the few moments of quiet after Pest fell. In front of ‘the Glass House’, the young halutzim ran out to hug and kiss the first Soviet soldiers they saw. Their enthusiasm was so great that some of the soldiers grabbed their guns to free themselves. The houses and gateways in the ghetto, the streets too, presented a lamentable sight, and the sight and stench of death dominated everywhere. Outside the arcade of the Dohány utca synagogue, heaps of corpses lay in the street, frozen hard. Burials began at once in the garden, and the victims lie there to this day. A total of 2,281 bodies were buried in twenty-four common graves, forty-five had been shot – twenty-four women and twenty-one men. The great majority had been dead for weeks and very many were totally naked so that a very large number were unidentifiable. A large proportion of the dead was elderly. Lack of vehicles made the work of burial more difficult, as did the frozen ground and the revulsion felt by the people.

After the Fall – The Battle for Buda:

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Along the Danube, the hotels and restaurants were on fire. German and Hungarian troops withdrew from Pest into Buda and the Germans then blew up the five bridges across the Danube that linked the two halves of the city. Remnants of the German and Hungarian armies crossed over the badly damaged Chain Bridge into the ruins of the old Castle District just before the bridge was destroyed. There were thousands of casualties. The narrow streets and burning buildings made it difficult to reach the bridgehead, and the bridge itself was continually bombarded. Within Buda, particularly around the central fortress which was defended by SS troops, the fighting was intense. Buda also came under heavy attacks both from the air and by advancing Soviet troops from the west. Still, the German Command deemed that the hills were defendable. Of the thirty thousand  German soldiers who eventually tried to break out of Budapest, only 624 reached the German lines. On the same day that Pest fell to the Soviets, Domokos Szent-Iványi returned from his ill-fated diplomatic mission in Moscow, arriving in Debrecen, where a provisional Hungarian government had been formed, with the support of the Soviets. He recalled feeling ‘helpless’ as …

… power was already in the hands of the Russian secret service and the power and influence of Gerő, Rákosi … and of the Hungarian Secret Police was steadily growing.

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The provisional government, headed by Miklós Béla Dálnoki, a general who had gone over to the Soviets, signed an armistice agreement with the Allies in Moscow on 20 January. Under the terms of the agreement, Hungary was to declare war on Germany; evacuate all territory occupied since 31 December 1937, and pay $300 million in reparations to the Soviet Union, Czechoslovakia and Yugoslavia. An Allied Control Commission was established to oversee compliance, and Soviet troops remained to occupy the country. Major-General William S Key headed the US delegation to the Commission, and arrived in Hungary in February, overseeing a force of thirty-six enlisted men and sixteen officers on the Commission’s staff.

Eventually, worn out by the sheer force of the Red Army attack, the Germans attempted to break out of their stronghold in Buda, and all but a few thousand were killed or captured. Meanwhile, with Wallenberg’s departure for Debrecen, the Swedish humanitarian action was considered finished in the Tátra utca office. The head of the office, Hugö Wohl, prepared a report and inventory. He put the number of the persons provided with protective passes (SP) and other official Swedish documents at four thousand, the number of Hungarian colleagues named as officials at two hundred, and the total number of their family numbers at four hundred. He estimated the number supplied with Red Cross letters of protection at 2,500. On 27 January, the same day as the Red Army’s liberation of Auschwitz, a temporary executive committee made an announcement on behalf of the Royal Swedish Embassy. It addressed all the holders of the SP:

Seeing that persons of Jewish origin are now citizens enjoying equal rights, activity has come to a natural end.

More than two-thirds of the pre-war of Hungarian Jewish population perished in the Holocaust, and it might have been as high as three-quarters had it not been for the work of Wallenberg and the Swiss Vice-Consul, Carl Lutz, who rescued tens of thousands of European Jews, many of whom had found a haven in Budapest as Jewish refugees from all over central-eastern Europe. Lutz, a career diplomat who had been educated in the United States, was a religious man who was a convinced anti-Nazi. Seventy-two buildings in Budapest were declared annexes of the Swiss Legation, with diplomatic immunity. Working from the US Legation, because the Swiss represented US interests during the war, he is credited with saving over sixty thousand Jews.

On 9 February, the Budapest Police HQ announced that after 18 January the Soviet authorities had removed the police from their headquarters and barracks. Policemen had to make their way to work every day, and scarcely half of them reached their stations. They were picked up on such a scale that there were as many as three thousand of them in a prison camp in Gödöllő. Vilmos Bondor summed up the nature of the close of the fifty-one-day Battle of Budapest and the first months of 1945:

In the capital, chaos reigned. Russian deserters formed gangs of bandits and plundered. The pockets of SS did the same. The newly appointed Hungarian authorities looked on helplessly. They lacked manpower and experience. Police appointments were made from among the comrades, and those with any expertise were soon in prison. But what made their work more risible was that they were not to touch Russian soldiers, who did as they pleased.

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Buda eventually fell on 13 February. The City finally surrendered. The entire siege of the capital had lasted one hundred days. The combined Soviet and Romanian losses in Budapest totalled more than seventy thousand men; the Hungarian army lost 16,500; the German army, thirty thousand. More than forty thousand civilians had been killed, including some seven thousand Jews.

About forty thousand Hungarian troops were taken prisoner by the Soviets. To round out the numbers, they took fifty thousand civilians as well. Everyone in uniform, even firefighters and postmen, was taken prisoner, as were men lining up for bread or going in search for water.  Around one-third of the soldiers and civilians were returned to Hungary after a few years of forced labour in the Soviet Union. Of the fifty thousand Jews ‘lent’ to the Reich to build fortifications around Vienna, only about twenty thousand were still alive in April 1945. Fewer than one in ten of the men in the Jewish labour brigades survived the war. During the fifty-one day battle, a quarter of the buildings were destroyed and three-quarters of them were damaged. Not a single bridge remained over the Danube. The ruins and rubble of the Chainbrige can be seen on the right. In the background, the effect of the fierce fighting around Buda Castle is apparent.  As at Stalingrad, Hitler did not permit any negotiation by his already completely conquered armies leading to some deal.

The German military command in Budapest asked for reinforcements, but Hitler had none to spare. Ignoring advice from his generals, he had thrown eight divisions into a last desperate counter-attack on the Allied troops in the Saar region in an attempt to retake the Ardennes borderlands in the ‘Battle of the Bulge’. The last attempt by the German forces in the capital in the Buda hills and the Pilis forests occurred through contravention of the Führer’s orders; by then it was futile to do so, however. Hitler’s determination to retain the possession of the Vienna Basin and the oil fields in Zala County by holding out in the Budapest area and thus buying time was also doomed to failure. When Hitler finally decided to send a Panzer division to Hungary, it was too late to relieve the besieged forces in Buda and was used instead to hold up the Red Army’s advance into western Hungary, with its important oil-fields. After Budapest was lost, Hitler’s Sixth Panzer Division still tried to hold out west of Lake Balaton against the combined Ukrainian and Russian assault.

‘Potato-peeling’ – The Mass Rapine of the Red Army:

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Above: Two Red Army soldiers during the Battle of Budapest in the early weeks of 1945. The behaviour of some of the Soviet troops in the aftermath of the battle became infamous.

For their part, the soldiers of the Red Army, who had been told by Stalin to capture the Hungarian capital in ‘a few days’ had taken more than a hundred days to force a surrender. In the immediate aftermath of their victory, some of the Soviets took their frustrations on the women of Budapest. Ivan Polcz was one of the first to witness what happened. He was thirteen on 11 February, just two days before the surrender, and was the only child of a respectable middle-class Hungarian family. During the siege, he and his parents had hidden in the cellar of a relative’s house in the suburbs. They had all heard rumours of how the Soviets ‘did not respect women at all’ but many people did not believe that the Red Army soldiers would commit rape. Two nights before Ivan’s birthday, everyone in the cellar had heard heavy bombing. And then, he said, all of a sudden two Russian soldiers wearing white stormed into the cellar holding machine guns. The Red Army soldiers shouted that they were looking for Germans. Finding none, they ran back into the street. Horrified, Ivan watched as half an hour later German soldiers came into the cellar. But, not finding their enemy, they rushed away again. Then, on the night of his birthday, …

… an incredible number of Russian soldiers stormed into the cellar with guns. If it hadn’t been so frightening we would have been laughing our heads off because they were dressed with other people’s clothes. Men were even wearing women’s boots … They asked us if we had jewellery, but apart from taking our watches and some of the clothes which they liked they didn’t do anything. … And so we were quite OK with them. And we thought to ourselves that the idea they were aggressive with women, this is probably an invention of the Nazis to threaten us.

But a few days later, the atmosphere changed. At about ten o’clock at night, two Red Army soldiers came into the cellar where, by now, about twenty-five people were sheltering, a mixture of elderly couples, younger couples and children. The expressions on the soldiers’ faces were menacing. One of the young Hungarian husbands acted as interpreter and asked the soldiers what they wanted. When they told him, Ivan remembered, ‘he started to tremble’. They had said that they needed a woman:

Of course, the interpreter got frightened because he was a young man with a wife who was ther on one of those beds … so he said that there were only mothers and elderly people, and they should leave us alone. I was terribly afraid because my mother was … for her age, forty-eight … a good-looking woman. Next to her was her younger sister, and next to them was a counsellor from the embassy with his wife and his sixteen-year-old daughter.

When the soldiers reached the far end of the cellar they found a young blonde woman of seventeen, the maid of the couple who owned the villa. This was the woman they chose. They grabbed her and she started crying and pleading, shouting to the rest of the people in the cellar, Please help me! Help me! Ivan went on:

Everybody was frozen – a stone. … This was a terrible moment. I will never forget about it. Everybody knew by then that the women were in real danger. … And then something happened which was at first sight quite strange. The owner of the house, a retired military officer, started to talk to the maid. He said, “Please make this sacrifice for the sake of the country. And with this you will be able to save the other women here who will never forget this.” At the time, I thought this was a very mean statement, that he told her to “make this sacrifice on the altar of the Hungarian nation”, but in a way she did save my mother and all the other young women there. … Then there was quite a lot of crying and the Russian grabbed her and took her upstairs … and after fifteen minutes this girl staggered back down the stairs. She was absolutely collapsing, and she said that she had been the victim of a very fierce atrocity and rape, and this animal even beat her up because she had been crying. And of course everyone else was crying … when the saw this poor girl they didn’t even dare to look at her. … It was a terrible case. … Even today I can still remember it quite vividly and I get gossebumps, even though I am seventy-five years of age.    

The German and Arrow-Cross terror had been ended, but the survivors were already experiencing the first signs of a form of despotism and dictatorship which was just as inhuman in its consequences. In the aftermath of the Red Army’s advance across  Budapest, rape became almost ubiquitous. The pointless struggle had brought upon the country a series of ‘last-ditch’ sufferings, dreadful ruin and destruction. The worst suffering of the Hungarian population is due to the rape of women, a contemporary report from the Swiss embassy in Budapest asserted. The supporting evidence for this statement was clear:

Rapes – affecting all age groups from ten to seventy – are so common that very few women in Hungary have been spared. … The misery is made worse by the sad fact that many Russian soldiers are diseased and there are absolutely no medicines in Hungary.

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Having hidden successfully from the Arrow-Cross for months, Jewish women and children were now just as much under threat from the Red Army as their gentile neighbours. One of Daisy Birnbaum’s friends, eleven-year-old Kati, had been hiding for weeks with her mother in the coal cellar of an apartment house where, from time to time, they received food from unknown benefactors who were not permitted to see them. Daisy commented that her mother saved her from sensing the deadly danger that surrounded them. Their area was liberated on 15 January, but at that point, Kati was not permitted out because her mother feared the Russians. The Soviet soldiers had a euphemism for their actions, which reveals how ‘routine’ and systematic it became. It was called ‘peeling potatoes’, based on the requirement of the subjugated women to help out in the military kitchens. However, they were taken from their homes and raped. Ági, a (then) twelve-year-old Jewish schoolfriend of Daisy’s, who went to live in a villa in Buda after her mother was taken into forced labour, recalled how, after finding her ‘Aunt Joli’, her mother’s friend there, they first came into contact with Russian soldiers:

There was very little to eat; they were all hungry, all the time. However, the sound of cannons was getting closer and, suddenly, Russian soldiers appeared in the street. Fortunately, Aunt Joli spoke Slovak and was able to communicate with them. Nonetheless, the Russians reappeared each night and behaved in a horrendous fashion, trying to carry off Aunt Joli ‘to peel potatoes’. She saved herself by pointing out that she had to take care of the children. The situation became unbearable, and they escaped on foot, until a horse-drawn carriage, heading for Budaörs, gave them a lift. There, they moved into an empty house, sharing it with a large number of refugees. However, just a few hours later, there too Russian soldiers arrived, drunk, threatening them with their machine guns, and wanting to take Aunt Joli with them. The children had to get up from their sleeping places to show how many of them were in Aunt Joli’s charge. The soldiers sobered up by the morning and apologised.

003Ági B in 1939.

Hansi Brand, the wife of the Zionist activist Joel Brand, who worked closely with Rezső Kasztner to get the surviving Hungarian Jews from Budapest to Palestine, was also threatened by Soviet soldiers in the cellars, where she hid with her two children. One of her boys, although still quite small, told his mother to hide behind him in the corner. When the Russians told the women to come and help “peel potatoes”, Hansi remained in the corner, hidden by her two little boys while the other women went. She wondered how Dani knew what to do but later realised bitterly that “he had seen so much already, his childhood was lost.” She and her boys survived the siege underground.

Not all the women were able to escape the Russian soldiers, however.  The victims of rape included children like fifteen-year-old Ágnes Karlik, whose harrowing testimony has been recorded on the BBC Behind Closed Doors series which accompanies Laurence Rees’ (2008) book (see the list of sources below). Ágnes had been hiding in a cellar with her family during the siege and she found the first Red Army soldiers she met not unpleasant, … just making sure there were no enemies in the building. They didn’t stay long. They tried, actually, to be friendly. But then ‘these rough type of soldiers’ entered the building and they started to pull women out… to come and help peel potatoes. She and her sister were dragged outside, where there was snow on the ground, and into a tent nearby.  She was raped twice, once in the tent in front of her grandmother, and the second time the following night by two Soviet soldiers in a secluded section of the cellar. Her sister, aged fourteen, was also raped. They were sexually naive, having no idea what was happening to them, and the effect on Ágnes of these rapes was profound and lifelong:

For a long time I felt really resentful against men, being able to do such a thing without any sort of good reason. … It makes you feel really resentful against mankind, more or less.

In the hospital, immediately after the second attack, Ágnes was given an internal examination to check that she was not seriously injured. This was not an uncommon occurrence as a result of the severity and violence of the attacks that many women endured. Neither were these cases confined to Budapest, although – according to this author’s oral anecdotal sources – they seem to have been more common there. Medical student Barna Andrásofszky witnessed a case in a village outside the capital in the spring of 1945. He was called to a house by an elderly woman and was told that there was a sick young girl inside. When he went into the living room, he saw that it was in ‘disarray’ and a young woman of about twenty-five was lying on a bed, covered with a blanket:

I went up to her and took the blanket – it was covered with blood. And she was crying and she kept saying that she was going to die, and that she didn’t want to live any more.

Barna was told that the young woman had been raped by between ten and fifteen men. She was bleeding intensely from internal injuries sustained in the attack. He could not stem the flow of blood, and the woman was taken away to a hospital. He commented on this experience:

It was very difficult to see as a reality what the Nazi propaganda was spreading. But here we could see that in reality. And also we heard about many other terrible situations like this.

There have been many Red Army veterans who have tried to contextualise these crimes as a common, if regrettable, historical occurrence in times of war. But in the context of the Second World War in Europe, this excuse is not sustainable. As far as the crime of rapine was concerned, the Soviets were ‘in a league of their own’ according to Laurence Rees and other historians. The Western Allies committed no comparable crimes of this enormity, and mass rape was not tolerated either as a ‘weapon’ of war or as one of the ‘spoils’ of war. In Hungary, both were used to excuse it, as it began before the surrender and continued long after. There are no accurate numbers for the overall number of women raped by Soviet men in Hungary, but the crime was clearly conducted on a massive scale. One estimate is that around fifty thousand were raped in Budapest alone, and, even today, the silence from the countryside can be interpreted as the result of the understandable reluctance of young women and their families to report the crime unless it resulted in a medical emergency, as in the case ‘coincidentally’ reported to Barna Andrásofszky. From the capital itself, some cases were reported to the Soviet military authorities in 1945. The report came from the Hungarian Communists in Köbánya, a suburb on the eastern approaches to the city. They claimed that when the Red Army arrived, they committed a series of sexual crimes in an outbreak of 

… mindless, savage hatred run riot. Mothers were raped by drunken soldiers in front of their children and husbands. Girls as young as twelve were dragged from their fathers and raped in succession by ten to fifteen soldiers and often infected with venereal disease. … We know that intelligent members of the Red Army are communists, but if we turn to them for help they have fits of rage and threaten to shoot us, saying: “And what did you do in the Soviet Union? You not only raped our wives before our eyes, but for good measure you killed them together with their children, set fire to our villages and razed our cities to the ground.”

As a result, nothing official was said about the crimes. Pravda, the Soviet newspaper, never referred to them. Although there were occasional attempts to enforce the official line that rape committed by Soviet soldiers was a crime, so few cases were prosecuted that it is impossible not to conclude that the offence was often tolerated by the Soviet authorities. One of the few Red Army soldiers prepared to acknowledge that rapes occurred at all in occupied eastern Europe, Fiodor Khropatiy, remarked that:

… no-one paid attention to these things. On the contrary, soldiers gossiped about it, and they were proud, they felt like heroes, that he slept with such and such a woman, one or two or three. This is what soldiers shared with each other … it was normal behaviour. Even if somebody was killed, such a thing wouldn’t be reported, to say nothing of the fact of a soldier sleeping with a girl. … I feel hurt, because our army earned itself such a reputation, and I feel angry about the people who were acting that way. I am negative about such things, very negative. … To some extent, I can understand the soldiers. If you are at war for four years, and in the most horrible conditions, this … violent behaviour can be justified. I can justify the sodiers’ desire to rape a woman, but not … the actual performance. Of course, it’s natural to understand the desire to have a woman, because officers and soldiers, for four years, were deprived of any sex.

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Fiodor Khropatiy estimated that a sizeable minority, perhaps as great as thirty per cent, committed rape. Stalin himself justified this crime on more than one occasion when it was brought to his attention, in public, including in the winter of 1944-45, claiming, angrily, that his eastern European allies ought to understand if a soldier who has crossed thousands of kilometres through blood and fire and death has fun with a woman or takes some trifle. On another occasion, when he was told that Red Army soldiers were sexually mistreating German refugees, he is reported to have said: We lecture our soldiers too much; let them have some initiative. The frustrations of the Red Army besiegers were first taken out on the women of Budapest in acts of mass rapine, but they were then repeated all across eastern Europe as 1945 progressed, especially in Germany.

The ‘Changing of the Guard’:

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Aside from the physical and psychological toll on Hungary taken by the last year of the war in Eastern Europe, forty per cent of the national wealth, accumulated by the work of generations, had also been lost. Meanwhile, society had fallen apart, and it quickly turned out that it was incapable of resisting the new tyranny, the Stalinist dictatorship. On his return from Moscow to Debrecen on 18 January, Domokos Szent-Iványi had written in his manuscript journal of the desperate, almost hopeless situation in which Hungary found herself in 1945. He felt that the country had once again been ‘sacrificed by the West’ and that the dismemberment of Central and in particular East-Central Europe made possible the extension of Nazi and later of Soviet domination in Europe. In February, Colonel-General Gábor Faragho, one of the three original members of the Hungarian Delegation to the Kremlin, where he had signed the provisional armistice terms on 11 October, and who had now been made Minister for Food and Supplies, drove from Debrecen to Budapest, escorted by the Soviet military. Szent-Iványi asked Faragho to contact members of the “intelligentsia” to establish a liberal democratic Party, thus completing the political basis for a pluralist national assembly and interim government, since four parties had already been formed. Out of these conversations, ‘a rather non-viable political Party’ was formed.

But, in these early months of 1945, a coalition of parties, the National Independence Front had brought together the leading parties including the Smallholders, Communists and Social Democrats. Despite their conflicting outlooks and endeavours, consensus still prevailed as to the most immediate tasks. Its goals were to establish independence and break with Hitler; reconstruct the war-torn economy through land reform and some nationalisation of industry; encourage the efforts of private enterprise; maintain close co-operation with the neighbouring countries, with the United States and the Soviet Union. The first task in achieving these was to sign an armistice with the allies which took place on 20 January, requiring Hungary to liquidate all pro-German and Fascist organisations and to accept the supervision of the Allied Control Commission as to the execution of these stipulations. As the latter body was under the direction of Marshal Voroshilov, this last clause in effect legalised Soviet influence, especially as it was in the authority of the Commission to ban political parties, to arrest people and to exercise censorship.

The ‘changing of the guard’ also started at the differing levels of administration, and special committees were charged with ascertaining whether the post-1939 conduct of officials violated Hungarian interests. The gendarmerie was dissolved and its tasks transferred to a reorganised and enlarged police force. As both of these operations took place under the auspices of the Communist-dominated Ministry of the Interior, the results were quite predictable. Simultaneously with the banning of twenty-five parties and associations qualified as ‘extreme rightist’, the ÁVO (State Security Police) started to make arrests, and ‘people’s courts’, each consisting of lay members and a trained judge, began to prosecute those charged with war crimes. Similarly to 1919-20, among the sixty thousand who were charged and the ten thousand who were sentenced by summary procedures, there were many victims of a political showdown, and those who could not be brought to court but were considered as personae non-gratae were interned by the police without further ado. Nevertheless, the majority of those who received sentences were indeed guilty of crimes against humanity.

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Of the wartime political leaders, Horthy was in exile in Portugal, where he eventually died, and Kallay and Lakatos were spared because of their anti-German stance, though it had been somewhat equivocal. But Bárdossy, Imrédy, Sztójay, Szálasi and the Arrow-Cross ministers were among the 189 executed. The Provisional Government also undertook land reform. All of the coalition parties agreed that the system of latifundia would be liquidated and that Hungary would be transformed from a country of three million landless labourers or peasants with seven acres or less into one whose agrarian sector was dominated by prosperous peasant farms or ‘small-holdings’, but also including collective large holdings.

The land reform had far-reaching social, economic and political consequences, not least because the Communist Party was able to use the glory of satisfying the hunger for land to win support in rural Hungary.  Their Minister for Agriculture in the coalition government, Imre Nagy, became especially popular, remembered from then on as ‘the land distributor’. Meanwhile, the Communists began to fill the political vacuum in Budapest, creating a mass party of half a million members as a result of an unscrupulous recruiting campaign. Among other social groups, some among the decimated Jewry joined out of gratitude to the liberators and a search for a new sense of community, while their previous tormentors, the Arrow-Cross men, were rewarded with impunity if they exchanged their green party membership card for a red one.

002Village people recalled how at least one of their number, who had helped terrorise and deport the Jewish community in Apostag (whose synagogue, now the Village Hall, is pictured on the right) before its deportation, was not only able to escape justice for his crimes but also became a local policeman. Obviously, by the spring of 1945, the wheel of fate had come full circle. When the Soviet forces eventually ‘liberated’ the last Hungarian town in early April 1945, barely a month was left of World War II in Europe. Even before it had ended, the Hungarian people had been forced to exchange one form of dictatorship for another.

 

 

Sources:

Szabolcs Szita (2012), The Power of Humanity: Raoul Wallenberg and his Aides in Budapest. Budapest: Corvina.

Marianna D. Birnbaum (2016), 1944: A Year Without Goodbyes. Budapest: Corvina.

Laurence Rees (2008), World War Two Behind Closed Doors: Stalin, the Nazis and the West. London: BBC Books.

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.

Anna Porter (2007), Kasztner’s Train: The True Story of an Unknown Hero of the Holocaust. London: Constable.

Gyula Kodolányi & Nóra Szekér (eds.) (2013), Domokos Szent-Iványi: The Hungarian Independence Movement, 1939-46. Budapest: Hungarian Review Books.

 

Posted January 31, 2020 by TeamBritanniaHu in Agriculture, American History & Politics, anti-Communist, anti-Semitism, Armistice Day, Assimilation, asylum seekers, Austria, Austria-Hungary, BBC, Charity, Child Welfare, Christian Faith, Christianity, Church, Civil Rights, Civilization, Commemoration, Communism, Conquest, Deportation, Domesticity, Economics, Elementary School, emigration, Ethnic cleansing, Europe, Family, Genocide, Gentiles, Germany, History, Holocaust, Humanism, Humanitarianism, Hungarian History, Hungary, hygeine, Immigration, Integration, Israel, Jews, Journalism, liberal democracy, Memorial, Monuments, multilingualism, Mythology, Narrative, nationalisation, nationalism, Palestine, Patriotism, Population, Reconciliation, Refugees, Remembrance, Russia, Seasons, Second World War, Security, Serbia, Siege/ Battle of Budapest, Statehood, Switzerland, terror, The Law, tyranny, USA, USSR, War Crimes, Warfare, Women at War, Women's History, World War Two

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The Labour Party & The Left, 1934-39: Case Study II – Immigration & Working-Class Politics in the ‘new industry’ centres of Oxford & Coventry.   Leave a comment

For ‘Migration’ read ‘Transference’? Processes of Resistance & Retention:

The terms ‘Migration’ and ‘Transference’ were continually conflated in contemporary usage. Certainly, ‘migration’ was (and still is) used as an inclusive term covering voluntary and assisted forms of population movement. In simple geographical terms, it refers to that part of the ‘population equation’ which cannot be accounted for by natural increases or decreases brought about by an excess of births over deaths and vice versa. However, in previous chapters on the ups and downs of the Labour Party, the trade union movement and the Left, I have already established that there were important differences in the causes and catalysts involved in the processes of migration, retention and resettlement. The term is not, however, synonymous with importation or deportation, as a form of enforced movement of population. It was in the interests of many contemporary politicians of diverse ideological persuasions to blur these definitions and distinctions to suit their own purposes. In addition, the National Government and its officials in the Ministries of Labour and Health were naturally concerned to demonstrate that the large volume of unassisted migration, which they estimated as being over seventy per cent of the men known to have migrated in 1936-37, was closely related to their efforts to promote transference as the main policy of dealing with mass unemployment. Social Service agencies and social ‘surveyors’ were concerned to demonstrate the need for their intervention in the migration processes and therefore tended to exaggerate and generalise from the worst consequences of ’emigration’ rather making only passing references to the role of autonomous organisation.

Welsh ‘nationalists’, both of the old ‘Cymric-liberal’ and the ‘new’ narrowly partisan variety, were concerned, by 1936, to represent it as expatriation rather than repatriation, as an imposed deportation or ‘diaspora’ rather than as an exodus. These fringe ‘extremists’ developed their viewpoint into a complete inversion of the truth, claiming that:

… sporadic investigations into and reviews of the living conditions of the transferees … are strictly materialist in scope and ignore for the most part the evil consequences of transference – the loss of corporate life, … of religious life, in many cases the enforced change of language, in fact all that goes to putting off one culture and putting on another … the majority of those who leave Wales for work in England do so under compulsion.

The Welsh Nationalist, October 1937.

Propagandists on the ‘Marxist’ Left also tended, quite deliberately, to conflate state-sponsored and voluntary migration, principally because they saw the ‘free movement’ of workers as a capitalist device aimed at the creation of a ‘standing army’, the dilution of labour and the undermining of trade union organisation in the ‘new industry’ centres. Their propagation of a negative image of the immigrant did not allow for an analysis of differences in the organisation of migration. The negative image was again produced by a narrow focus on the worst experiences of the younger transferees. Thus, the interests of both nationalist and communist propagandists combined to ensure that much of the contemporary literature related to migration was ‘pessimistic’ in nature, dominated by the view that it was something which was done to the unemployed against their will. It is therefore understandable that more recent studies, particularly those done in the 1980s, have tended to maintain that narrow focus. These tended to characterise migration from the Coalfield as an act of defeatism, demoralisation and desperation. But although transference was the only significant aspect of Government policy in respect of unemployment in the period to 1936, the actual level of state involvement was quite limited. Even when the scheme was revived and revised, and despite the publicity given to it by a growing body of opposition, the majority of workers who left the ‘Special’ areas chose to ignore its provisions.

The Strange Case of the Cowley ‘Garwites’:

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The researchers for Barnett House in Oxford which published its local Survey in 1936 found a distinct ‘lumpiness’ in the migration streams to the city over the previous decade, providing clear evidence of familial and fraternal networking. This, they noted, militated against the Ministry of Labour’s plans for a more rational and even distribution of manpower in accordance with with the shifts in the demand for labour and the assimilation of the new elements by the old. Of the 1,195 Welsh workers in Oxford at this time, 215 had employment books which originated in the Maesteg District (covering the Llynfi, Ogmore and Garw valleys). By comparison, the numbers from all the Rhondda and Pontypridd districts combined amounted to 224 and those from Merthyr and Dowlais to fifty-five. An even more striking statistic was that a hundred and fifty, or one in six of all the Welsh ‘foreigners’ in the city were from the Pontycymmer Exchange area (i.e. the Garw Valley).

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This prompted the Barnett House enquirers to consult their fellow ‘surveyors’ in South Wales, who advised them that the flow from the Garw to Oxford started in 1926 when a few men made the journey, found employment for themselves and subsequently for friends and relatives. From that point onwards, Oxford attracted a large percentage of those leaving the valley. In the period 1930-36, out of the 1,841 people whose unemployment books were transferred from the Pontycymmer Exchange, 270 (15%) went to Oxford and ‘local observers’ stated that the percentage in the late 1920s was probably in the region of a quarter. The Oxford University sociologist, Goronwy Daniel, lent further support to the view that considerable networking had taken place, as forty-six of the sixty immigrants interviewed by him said that they had chosen Oxford because they had relatives living there.

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From the summer of 1934, the Welsh migrants who found themselves in Cowley, Oxford, began to make major contributions to the Labour and trade union movement in the city. Part of the impetus for the early and extensive migration from the Garw to Oxford was the deliberate act of collective victimisation on the part of one of the colliery companies in the wake of the lock-out. Some of the earliest migrants, like Tom Richards of Pantygog, did not wait until the end of the six-month lock-out in 1926 to leave, setting out on foot for London. Having walked to Oxford along the A40, they had found jobs at the giant US-owned Pressed Steel Works, newly-opened, which supplied Morris Motors and other car manufacturers with ready-pressed bodies for their products. A major strike at the factory for better conditions and union recognition was successful, partly as a result of its being led from ex-miners from South Wales. By that time, a number of older men from the Garw and other valleys, with considerable experience of trade union organisation in the SWMF, had arrived at the works. Whilst the Communist Party in Cowley played a significant supporting role in shaping the course and outcome of the strike, the agitation for it from within the works came from the ‘DA’ (depressed areas) men, among the largely immigrant workforce.

There is a significant body of both documentary and oral evidence to support the assertion that the retention of the trade union ‘complex’ by these workers was a critical factor in the formation and development of the TGWU 5/60 Branch from 1934 to 1939, which contrasted sharply with the failure of the movement to make headway at the Morris Works. That failure can only in part be explained by Willam Morris’ determined anti-union stance since the management at the US-owned Pressed Steel factory was equally hard-line in its attitude to trade union organisation, both before and after the 1934 strike, and organisers continued to be victimised for related activities throughout the latter part of the decade. Also, wages at the Morris Works remained lower by comparison throughout these years. Most observers from the time shared the perception that this was due to the difference in the cultural background among the two workforces.

Haydn Evans, originally from Merthyr Tydfil who took an active part in the strike and who later became a shop steward and foreman at the Pressed Steel, felt that the Oxfordians and Oxonians, mainly farm workers at Morris’, didn’t know what a union was about, weren’t interested and didn’t want a trade union, their fathers having been used to living off the crumbs from the rich men’s tables in the colleges. On the other hand, the Welsh workers had been brought up in the trade union movement, … had lived on ‘strike, strike, strike’ and had been taught “fight back, fight back!” In fighting back, they were just as much at risk from victimisation as the Morris workers but were more willing to run this risk. Haydn Evans again explained:

We had to win … We’d come from a distressed area. We were battling for our livelihood. It was a matter of life and death. If we had lost, many of us would have been blacklisted by other car firms.

001

A ‘neutral’ observer from the Barnett House Survey, writing in 1937, also remarked that the distinction between the two forces was widely acknowledged by contemporaries:

It is said … that workers in the Cowley plant are mostly natives of Oxford and lack therefore any trade union tradition; in Pressed Steel on the contrary the men are largely from other parts of the country …

Thus, there is a strong case to be made for the primacy of social and cultural factors in the growth of trade unionism in Oxford; the sense of heritage and solidarity, or ‘clannishness’ among immigrant workers providing a powerful motivation to getting organised by infusing a quiescent trade union movement with militancy.

This is not to say that the Welsh were ‘nearly all Reds’, as they were popularly labelled by Oxonians. The number who joined the Communist Party was probably as small as those who wittingly undercut wages on building sites. But those who were thrust into the leadership of the trade union movement in the city soon also found themselves in leading positions in left-wing politics either as members of the Labour Party or the Communist Party and sometimes, from 1935 in the period of the ‘United Front’ as members of both parties.

One of them, Tom Harris, was a crane operator in the crane shop. He was born in Monmouthshire in the early 1890s, and emigrated to Scranton, Pennsylvania, in his early twenties. There he worked as a miner and helped John L Lewis in building up the United Mineworkers (UMWA). He then returned to South Wales in the mid-1920s, possibly to Maesteg, becoming active in the SWMF. It was with this transatlantic experience of migration and union organisation that he arrived in Cowley shortly before the 1934 Strike. Dai Huish, probably from the Garw, was also an experienced member of the ‘Fed’ before arriving in Oxford. Huish was one of those elected to serve on the deputation which, once outside the factory gates, met to discuss the strike situation. Although Huish had been planning the strike action over the previous weekend, it was the idea of his wife, who joined the lengthy meeting, that the deputation should send representatives to the Local of the Communist Party. She suggested this because the Communist Party had provided invaluable help and assistance in organising the miners’ struggles in Wales. In this way, they soon became involved in the city’s trade union and political life more broadly, thus reflecting a growing sense of permanence and a growing mood of regenerated confidence among the immigrants to Cowley.

Images of the Immigrants – Coventry, Slough & London.

In Coventry, it was not until 1934 that the engineering employers faced difficulty in recruiting semi-skilled workers, who were previously available locally through the City’s traditional apprenticeship schemes. It was then that they were forced to look to the Government training centres and transference schemes for a fresh supply of labour. Even then, however, the employers were insistent on such youths, aged between eighteen and twenty-five, having ‘factory sense’ and felt it necessary to ‘earmark’ funds in order that the men could be given a period of training in the works, in the hope that they might be absorbed. Not all engineering employers were as progressive as this, and many trainees faced the ignominy of failing to make the grade and being forced to return home disillusioned and discouraged from making any further attempt at resettlement. Even in those cases where the ‘improver’ from the depressed areas was capable of acquiring enough skill to survive, he was not always made particularly welcome by workmates who generally regarded him as a pawn in a ploy by the employers and the government to reduce wage rates.

Even Wal Hannington, although severely critical of the training centres, was also concerned by the attitude of the conservative-minded craft unionist who refused to allow the recruitment of trainees on the grounds that to do so would represent an acceptance of dilution. Hannington argued that to admit them to membership would enable the unions to control their wages and conditions. His admission that this argument was ‘unorthodox’ is a measure of the extent to which the engineering unions deliberately ostracised men who themselves were firmly rooted in trade unionism. A perusal of the minutes of the Coventry District of the Amalgamated Engineering Union (AEU) for this period provides strong supportive evidence that little or nothing was done to integrate trainees and that this inaction stemmed from a policy of principled opposition to the importation of labour in this manner, a policy that was consistently applied throughout the period. Craft-unionists in the engineering industries scapegoated the immigrants for the revolutionary structural changes that were taken place in them, rather than re-organising their unions on an industrial basis, a form of organisation which the immigrants themselves were familiar with and did much to recreate in their new work environments. They were, however, too often seen as perpetrators of dilution rather than as participants in the process. Accusations of under-cutting became generalised to the point where Labour leaders, like Aneurin Bevan, in opposing transference, reinforced the negative stereotype themselves:

… resistance should be made, for considerable resentment and hostility was shown in the South East of England, and Welshmen had acquired a bad reputation for offering their services at wages below the standard Trade Union rates. …

In making this remark, Bevan was probably echoing comments made to A. J. ‘Archie’ Lush in Slough (Lush was a close friend of Aneurin Bevan and acted as his political agent for most of his parliamentary life – see below). It is therefore of paramount importance that, in studying the contemporary sources, historians should distinguish between prejudicial statements and accurate observations based on the actual reality of the impact of immigration upon the new industrial centres. A detailed study of newspaper and oral sources reveals that the Welsh working-class immigrants to these centres were able to counter the negative propaganda and prejudice which confronted them by making a significant contribution to the growth of trade unionism, municipal socialism and working-class culture in these cities. The problem of distinguishing between image and reality was highlighted in contemporary debates concerning the role of Welsh immigrants in trade unionism in the new industries. In 1937, A. D. K. Owen wrote an article for the Sociological Review in which he assessed the Social Consequences of Industrial Transference. Despite his generally negative attitude towards immigration, he concluded that it did have some redeeming features:

It appears that some transferees from South Wales are already enlivening the fellowship of some London political associations and that the tradition of Trade Unionism respected by transferees from Wales and the North is now being appealed to with some prospect effective results as a starting point for organising the workers in many of the new industries in which Trade Unionism has so far obtained no footing.

The following year, Michael Daly published a reply to Owen’s article in which he claimed that, after several months of research into the difficulty of organising the workers in the South East and the Midlands, he was convinced that… the most difficult people to organise are the Welsh transferees. He asserted that the fact that the Welsh came from an area with a low standard of living made them more willing to accept low wage rates and that they were universally hated because of their alleged tendency both to undercut wages and to ‘rat’ on their fellow workers. From this flawed analysis, based largely on the experiences of Welsh transferees in Slough, Daly went on to produce a caricature which undermines his validity as a dependable source. He concluded that the staunch trade unionists among the Welsh had remained in Wales:

For the most part, they are the older type of craftsmen  whose belief in trade unionism is emotional rather than reasoned, and who tend to appreciate unduly the beer-drinking aspect of branch activities … even if they had transferred to the newer areas, it is doubtful if they would be given a hearing.

Unsurprisingly, Daly’s remarks met with stinging criticism in Owen’s rejoinder:

I have personal knowledge of far too many Welshmen who are pulling all their weight in trade union branches in the London area to accept Mr Daly’s broad generalisations on this subject. Moreover, his remarks about the social characteristics of the ‘staunch trade unionists among the Welsh’ are … completely wide of the mark … The ‘older type of craftsmen’ are far from being characteristic of the active membership of the South Wales Miners’ Federation. A ‘reasoned attitude’ to trade unionism is probably commoner in South Wales than in most other parts of the country with a long tradition of working-class organisation. …

‘Archie’ Lush, who was conducting his researches in Slough and elsewhere in the South East, also found considerable anti-Welsh feeling which was usually attributed to a tendency of Welsh workers to work for less than Trade Union rates. Both he and Owen accepted that this allegation was true only in a small number of cases, and in particular where a long period of unemployment had preceded transference, but what is most significant in Lush’s report is the remark that he found no evidence of trade union activity anywhere on the estate. There is a good deal of evidence to suggest that Slough was less typical of the experience of Welsh exiles than was made out by Daly, and it is also important not to confuse the role played by individual Welshmen, either positive or negative, with a collective assertion of trade union values among the Welsh in London. Unfortunately, some contemporary politicians, like Nye Bevan, some in the social service movement and some historians, writing in the 1980s, adopted and restated Daly’s unfounded assertions, and those of Lush, uncritically, the latter in the context of assessing the role of the Welsh in trade unionism elsewhere in the South and Midlands of England. Eli Ginzberg recorded that:

… it was repeatedly said of the Welsh that they would work for wages that no Englishman would dream of accepting. 

006Owen also heard many of these criticisms of the transferees who were often subjected to very hostile criticism of their fellow-workers who resented their presence on the grounds that they depress wages. Although much of this criticism was completely unfounded, he found that it sometimes had a basis in fact. The NCSS’s 1939 report on Migration to London from South Wales was equally equivocal in dealing with the issue:

… there have been, and still are, criticisms made of Welshmen  that they are ready to work for low wages, accepting as little as 8d or 10d an hour. Such stories, some mythical and some authentic, are at the root of a certain prejudice against Welshmen on the part of Londoners. … It is, however, not difficult to understand the temptation to a man who has managed to scrape up enough money for a trip to London to take work at any wage rather than go home defeated, or to face unemployment in a strange and impersonal city with no friends behind him.

The Immigrants in Industry – Propaganda & Prejudice:

Of course, this image of the immigrant as one brow-beaten into submission by long-term unemployment which had broken his courage was one which suited the purposes of the ‘social surveyors’. But the reality was that the vast majority of those who migrated had been unemployed for comparatively short periods, if at all. That reality was often conveniently ignored by those who needed to paint the destitution and demoralisation of the ‘depressed area’ men as bleakly as possible. Although more frequently heard in Slough and London, the accusation also carried some potency in Oxford, where it seems to have derived from the immigrants who secured jobs in the building trade and in particular in relation to the Merthyr-based firm of Moss and Sons. This firm was said to have brought many workers with it from South Wales and to have employed them at rates which were below the standards which existed in the Midlands. It did not take long for this to lead to a widespread prejudice against Welsh immigrants in general, wherever they worked. One of Goronwy Daniel’s interviewees remarked about how she had been offended by hearing a woman commenting on a bus that the Welsh were stealing jobs by working for low wages. Marxist propagandists also asserted that the ‘DA’ immigrants depressed wages in order to show that they were in need of the leadership which only the Communist Party could provide. Abe Lazarus, the Party’s leader in Oxford, regurgitated this myth in his article for the Communist Review in 1934:

They came from Wales, from the North-East Coast, glad enough many of them to accept low standards after years of unemployment.

But Lazarus also acknowledged that the major factors involved in wage depression were automation, rationalisation and the dilution, or de-skilling of engineering jobs which the new processes of production entailed. He also accepted that it was the Oxonian agricultural workers who were far more likely, given their non-industrial background, to accept low rates of pay in the car industry, rather than the Welsh miners. In fact, the evidence shows that although at first, the American managers at Pressed Steel tried to use DA men to depress wages, they were unsuccessful in doing so and that, by the time of the 1934 strike, this was not an issue among a largely immigrant semi-skilled workforce whose wage rates were better than those paid to skilled engineers at Morris Motors, where there were far fewer DA men employed. Nevertheless, popular prejudices prevailed. One of Daniel’s interviewees who had migrated to Oxford in 1933 recalled how he had found:

… a strong dislike of Welsh people on the part of Oxford men, who thought the Welsh were taking their work and were all ‘reds’. 

The juxtaposition of these two remarks provides a graphic illustration of the irrational nature of much of the invective which was directed against the Welsh immigrants; they could be branded as ‘diluters’ and militants literally in the same breath. There were others among Daniel’s witnesses who found these labels freely applied to them and their fellow countrymen. One man who moved to Oxford in the late twenties said that the native Oxfordians regarded the Welsh as rowdy and nearly all communists. In turn, the same man’s attitude towards the natives had not changed in the decade he had been in the city. He saw them as insular and prejudiced and politically dead … A much younger man, with little direct trade union experience before leaving Wales also found Oxford natives to be:

… very reserved and independent, and found it hard to understand their Conservative politics and apathetic attitude towards trade unions. 

As late as the 1950s, industrial trade unionism was still seen by many Oxfordians as being alien to the City’s traditions and as a means for the immigrants to exploit a high-wage economy. Unions such as the TGWU were seen as primarily the province of ‘the Scotch and the Welsh’ and whilst it was acknowledged that trade unions are necessary in some jobs like mining, in Oxford they caused nothing but trouble with the chief trouble-makers being the Welsh who were out for all they can get. 

The minute books of the Coventry District AEU demonstrate a continual concern about the impact of immigrant labour upon wages and, in particular, about the tendency of some DA men to go to the factory gates and offer themselves ‘at any price’. However, the frequency with which complaints like this appear in the minutes is perhaps more indicative of a Union which was struggling to overcome its own conservatism and to come to terms with the transformation of work patterns in the engineering industry, than of a tendency among immigrants to accept lower wages. If some of the younger transferees and migrants were involved in undercutting, propagandists such as Wal Hannington had no doubt where the responsibility for this should be laid. However, rather than taking up the challenge of developing new solutions to the problem of dilution, the craft unions simply gave justification to their members’ prejudices. This sometimes gave rise to abusive behaviour on the part of, and even to disciplinary action against some AEU members. When a Welsh shop steward gave evidence to a sub-committee of the District AEU set up to investigate complaints against Bro. Underhill, a particularly uncooperative and belligerent member at the Humber works, Underhill stated that:

… they were not likely to have harmony in the shop when the other members were Welshmen but were only paying into the trade union for their own advantage.

Well into the 1930s, the possibility that Welsh migrant workers might transfer their trade union traditions to their new environments was a major concern of the industrialists participating in the Industrial Transference Scheme. Their image of the Welsh miner, ever since the 1926 lock-out, had remained one of a potential disease-carrier: the disease was ‘Militancy’. The same applied in the new industries more generally; personnel departments were ordered not to hire Welshmen; employment exchanges were asked not to send Welshmen for interviews; the immigrants were blamed for strikes regardless of the origin of the dispute. As Eli Ginzberg, this evidence suggests that the Welsh were no favourites with English foremen and managers. He also suggested that, while in general terms the Welsh were not the major instigators of the drive for organisation, they frequently lent their support to that drive and were seldom as uninterested as they appeared to be in Slough. At the same time, he thought it not unreasonable to expect that out of half a million immigrants there would be some who cut wages and many who would obtain work locally before the local unemployed had been absorbed. When she conducted a survey among the young immigrants in London in 1939, Hilda Jennings was difficult to understand why previously loyal SWMF members were so slow to join trade unions in the capital. One of the reasons given was that membership of the Federation was seen as a tradition to which they had subscribed without exercising much thought:

It was felt generally that Welshmen are not unduly backward at joining the Trade Union movement compared with Londoners and workers from other parts of the country. Indeed, several key positions are held by men who have recently come from the mining valleys. But, considering the traditions of the South Wales Miners’ Federation, it was urged by the Trade Unionists who had contributed to the enquiry that there were too many Welshmen  in London outside the movement, and too much tendency to apathy among them. 

From this evidence, it is clear that it would be wrong to assume that strong, collective trade union traditions could simply and easily be transferred from the coalfield context of homogeneous, close-knit communities to the diasporic and atomised existence which many migrants found themselves living in a large and heterogeneous metropolis. Conditions within the recipient areas needed to be favourable in order for retention to take place successfully. By contrast, although some of the trade unions in Coventry were concerned about dilution to the point of being slow to organise among the unskilled and semi-skilled immigrants, there is little doubt that by the end of the decade these immigrants had settled well into the pattern of militant trade unionism which had already been well established in the city’s factories before they arrived. Also, from about 1934, trade union membership began to grow again in Coventry, as elsewhere, though it wasn’t until 1937 that this became more rapid. Richard Crossman, the Labour parliamentary candidate at this time and subsequently MP, wrote of the DA men in 1970 that:

Once they had uprooted themselves they looked back with horror on the distressed areas they had left, and accepted both the management’s insistence on ever increased intensity of labour in return for the swelling wage packet, and the collective solidarity and discipline on which the shop-stewards from the first insisted, as the price of admission to the mass production line.

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The St. John Ambulance Brigade leads a parade along Cross Cheaping in Coventry in 1933 (photo by Sidney Stringer).

The ‘Influx’ to the Cities & its Impact on Local Politics:

Organisationally, the local Labour Party in Coventry was successful in drawing together a team of spokesmen and women who could handle municipal politics. More time and effort was required to prepare for municipal power, and Labour slowly came to attract candidates who were not active in their union or working in factories. Of the thirty-one Labour councillors and aldermen whose occupations can be identified in 1936-38, only seven were, or had close links with engineering workers. There were a number of middle-class activists, including clergymen, a number of women recorded as housewives, and about one-third were Co-op employees. A number of Labour activists got jobs with Coventry Co-op because jobs in engineering would not give them enough time off to attend Council meetings and carry out Council business.  The Co-op was the only source of patronage, and thus a useful refuge for Labour activists. However, it’s clear that Labour in the 1930s was also able to attract some non-working-class support, while its leadership was only able to remain in office because they had severed many of their links with the trade unions.

Over a period of fifteen years, Labour leaders had succeeded in taking the Party from a situation where it had ill-defined policies and no clear electoral strategy to one where it concentrated all its energies into the drive for municipal power. The result of its victory over ageing if not senile opposition meant that Labour, far from having stormed a citadel of capitalism, had to preside over the renewal of the city, making up for several decades of neglect. Though many of Labour’s policies were aimed at improving the conditions among working people, such measures were bound to improve the services to employers as well.

006 (3)

By 1937, the car industry in Coventry was enjoying unbridled expansion and the editor of the Telegraph acknowledged that Coventry’s problem was not one of a shortage of employment, but rather one of a shortage of the right type of labour. Such unemployment as existed, he suggested, was due to an increase in the number of people who had come to the city to try to find work for which they were unsuited. Thus, the continuation of unemployment at five per cent could largely be accounted for by these ‘industrial misfits’. In an interview with the enigmatic Captain Black of the Standard Motor Company, the Telegraph discovered that over five hundred additional workers had been taken on by the Company in the previous twelve months. New factories were being built or planned and existing workshops reorganised to cope with the demand for increased supplies. The output of one large manufacturing works was fifty per cent up on ‘the normal’ for September. Thousands of cars were leaving the city every day. The following month it was reported that two firms of body-builders were setting up new factories on the outskirts of the city, giving employment to a further seven thousand workers. The expansion was so overwhelming that some elected representatives began to ‘call halt’ and to reflect the growing national concern about the concentration of industry. In October 1937, the Midland Daily Telegraph was reporting almost daily on the debate among councillors which was becoming non-partisan:

Councillor J. C. Lee-Gordon … questioned whether Coventry required these new factories, and raised the issue of the new schools and houses that would have to be provided to meet the needs of the labour which, he assumed, would have to be imported … Similar opinions have been heard in Labour circles … The viewpoint has been expressed that towns situated in the prosperous areas should not encourage the construction of new factories, but that industrialists in search of these sites should be quietly shepherded into the distressed areas. …

By this time the Labour Party in the distressed areas and nationally had begun calling unequivocally for the end of the Transference policy and its replacement with the planned relocation of new industries. Its report on the ‘Distressed Areas’ had been published earlier in the year, produced under the chairmanship of Hugh Dalton MP. Its recommendations included these two points. Brinley Thomas’ 1938 article on The Influx of Labour into the Midlands examined the origin of ‘foreign’ employment books exchanged in the Midlands Division of the Ministry of Labour in July 1937. As in Oxford, the presence of these ‘foreign’ books in the Coventry Labour Exchange indicated that at some point between 1920 and the middle of 1937 the owners of the books had moved into the area. The Coventry and North Warwickshire area, including Rugby and Nuneaton, had 18,822 foreign books exchanged within it, of which 4,044 (21.5%) were originally issued in Wales, 2,364 in Scotland (12.6%), 2,010 (10.7%) from the North East and 3,271 (17.4%) from the North West.

In Oxford, the Communists had remained weak until the founding of the October Club at the University in December 1931. This doubled their membership and led to the reorganisation of the party branch in 1932. However, it was the Pressed Steel strike of 1934 which transformed the branch into an effective force in local politics with a significant working-class base. The ‘twelve days that shook Oxford’ provided the spring-board for the growth in tandem of trade unionism and working-class politics within the city. Soon after the strike, the party had about seventy members, though less than five per cent of these were openly members. The majority were public members of the Labour Party. Local leaders were already moving away from the ‘Class Against Class’ policy, doing their best to play down the ideological divisions between the two parties. For their part, local trade unionists and councillors had little time for the TUC circular which called for Communists to be debarred from office. The leaders of the Pressed Steel TGWU 5/60 Branch decided to appoint what delegates the branch so wished. The ‘United Front’ line won support in the Trades Council, which adopted the following resolution in April 1935:

(The Council’s) strength and activity is due in no small measure to the presence on the Council of members of the Communist Party … In our daily experience CP members have … thrown themselves into the work of strengthening the Trade Union movement … In the past twelve months, the local Trade Union membership has increased by well over three thousand and we cannot understand why the TUC should want to disrupt this splendid work …

In July 1935, the Cowley and Iffley Labour Party and the local CP agreed to a ‘United Front’ slate for the forthcoming local elections. Their decision was endorsed by the City Labour Party with only one vote against. This ‘United Front’ was led by workers from the ‘DAs’ who were beginning to gain prominence in local politics. In September, four of them were endorsed as Labour Party candidates, though they were also secretly CP members, with one nominated as an openly CP candidate on the same ‘slate’. One of the five, Tom Harris, told the Oxford Mail that he was a strong supporter of the municipalisation of all the public services… However, by the end of the local party was clearly under some pressure to adopt a more moderate slate and the CP candidate was persuaded to withdraw his nomination in order to relieve the situation and maintain the unity of the Party (presumably, the Labour Party).

At this point, a young man who had cut his political teeth helping to organise the housing campaign in south Oxford earlier in the year, Richard Crossman, was announced as a candidate for the Headington Ward. Later in life, after becoming a Labour MP in Coventry and a Cabinet minister in the Attlee Government, Crossman acknowledged the debt he owed to the working-class politicians he had worked alongside in Oxford. Another post-war national political figure, Patrick Gordon-Walker, was adopted as Labour’s Parliamentary Candidate for Oxford for the General Election of November 1935, in which he was unsuccessful. Throughout 1936 and 1937, the Oxford Labour Party continued to defy the line taken by the national party, supporting affiliation by the CP. The Labour Party NEC’s rejection of this was deplored by the local party. By the Spring of 1936, the strength of the party in both the colleges and ‘the town’ was such that Oswald Mosley was forced to leave the City ‘by the back gate’.

Concern about the frequency of ‘wildcat’ strikes at the Pressed Steel, where the 5/60 Branch had come under increasing control by the CP, led to Ernest Bevin and the National Executive of the TGWU to appoint a full-time organiser for the area. Tom Harris was one of the candidates for the new post, but he was passed over in favour of Jack Thomas, who hailed from the Aberdare Valley. Thomas had become Chairman of the Lodge at Aberavon pit at the age of eighteen and then moved to Swansea to work as a labourer for the Corporation, becoming a rank and file delegate at the first TGWU Conference at Scarborough in 1925. As the Secretary of the Union’s Corporation Branch in Swansea for twelve years, he also became Chairman of the Swansea Labour Association in 1935. He began work in Oxford in January 1937. The Communists at Pressed Steel had their suspicions about his appointment which were confirmed by a speech he made to the Trades Council soon after his arrival, and they issued a stern warning to him in their factory broadsheet, The Spark:

Let him remember that the Pressed Steel Branch of the TGWU was built up by the UNITED forces of the workers long before Mr Thomas had heard of Pressed Steel. The workers in Oxford active in the Trade Union and Labour Movement believe in Unity. Mr Bevin’s anti-unity ideas don’t cut any ice here. Mr Thomas’ job is not to make anti-unity speeches … but to get our works organised.

As the Communists’ strength grew, their argument in favour of the ‘United Front’ grew louder, and a resolution was carried which led to the establishment of the Oxford Unity Committee. The Labour Party almost doubled its membership between 1936 and 1938, to over six hundred, including many Communists. The real roots of this growth were laid, not in the October Club or the University Labour Club, but in the building up of a strong party organisation in Cowley and Iffley, dominated by car workers and especially by former South Wales miners. In January 1937, in addition to the Chairman, treasurer and her husband, Frank Pakenham, all the other six ward officials were Welsh. In 1938, Patrick Gordon-Walker was selected to stand again in the Oxford by-election. The Liberal Party had selected Ivor Davies, who offered to stand down from the by-election if Labour did the same and backed a Popular Front candidate against the Conservatives. Eventually, Gordon Walker reluctantly stood down and both parties supported Andrew Lindsay, the Master of Balliol, as an Independent Progressive. Quintin Hogg, the Conservative candidate, defeated Lindsay in the by-election, but the latter was in no doubt about how the political complexion of the City had been changed by what had happened in Cowley:

We have heard a lot about Oxford ceasing to be a sleepy University town in an agricultural county. There lies the fundamental reason for Labour’s growth.

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Red ‘Influx’ – Rule by the Sweepings of Great Britain:

The phenomenal growth of working-class politics in Oxford in the five years before the outbreak of war to a point where a left-wing victory, previously unimaginable, had become possible, was a key indicator of what might have happened in other ‘new industry’ centres had a general election taken place in 1940. However, the process of political recovery on the Left had to wait a further six years to come to fruition, though the seeds were widely sown before the war. Historians have argued about the role of the war itself in bringing about the Labour ‘landslide’ victory of 1945. What is clear is that immigrant workers from the Depressed Areas played a key role in this political recovery. Their success lay in the way they were able to reflect, articulate and organise a general mood of resistance and recovery among the new working class in Cowley and East Oxford, which was forged from old traditions of trade union organisation and militancy originating in the older industrial areas. The fact that Abe Lazarus, District Organiser for the CPGB, missed election as a Cowley Councillor by only twenty votes in 1937 gives a clear indication of the extent to which the newcomers had succeeded in shifting Oxford politics to the left. The assertion of a leading Welsh immigrant – we changed their outlook – reflects the reality of the immigrant contribution to the transformation of the political life of ‘the City of Dreaming Spires’ in the 1930s.

In 1935, the Communist Party developed a campaign about the housing conditions on the new Florence Park Estate which began with a deputation of the estates’ tenants to the Sanitary Committee of the Town Council in May. It had been built on marshland which had regularly flooded and when the estate was finished there were a series of related problems, both major and minor, which resulted partly from the speed with which the houses were erected. These problems have been described by one of the first tenants on the estate, a Welsh immigrant, and are well documented in the civic archives. The Tenants’ Committee published a pamphlet entitled The Oxford Rent and Housing Scandal – Who is Responsible? But from the other sources, and in particular, from the report of the independent surveyor, it is apparent that, although the problems provided a focus for a broad-based tenants’ campaign, serious cases were isolated and that the majority of the housing on the estate provided attractive, if expensive homes, to immigrants who had generally experienced far worse housing conditions in South Wales. The Allport family from the Garw Valley described the contrast:

When we arrived we were impressed. … we were coming from Wales and the house had the old fires in the best rooms. This was a modern house with the small grates – it was heaven! I can remember how I ran around the rooms. There was a bathroom, which we had never had before – we had had baths in front of the fire. … just imagine the difference – we were delighted – like walking on air…

By the late 1930s, the militancy of the immigrants had spread to the housing estates in East Oxford. The Welsh workers interviewed by Goronwy Daniel were paying between twenty and twenty-five shillings for five-roomed houses. The average net weekly pay packet of the fifty-five men interviewed was fifty-eight shillings and their usual payment for board and lodging was twenty-five shillings, almost identical to the rent they had paid in Wales. The married Oxford Welshman, however, had rented colliery houses for his family for only 10s. 6d. in south Wales, but paid 17s. 9d. in Oxford. Moreover, the loss of the ‘sub-economy’ made available through allotments, coal ‘patches’ and slag-heaps affected the migrant family more than it did the individual migrant. Thus, the relatively high wages which could be earned in periods of full-time working in the car factories were offset to a considerable extent by high rents and other financial factors which closed the gap between income and expenditure.

The rent strike which took place on the Great Headley Estate in July 1939 demonstrated the apparent intractability of these problems. The majority of the husbands on the estate were employed at Morris’ or Pressed Steel and were continually faced with the risk of being laid off, often for extended periods. The lowest rent on the estate was nineteen shillings and the highest twenty-four. The Gazette, the Labour Party’s local periodical paper, claimed that the risk of the landlords in building the estate was negligible compared with that taken by many of the tenants who have been compelled to emigrate from the Distressed Areas. Faced with the impossibility of getting a cheap house, they had no alternative but to take houses at exorbitant rents. The paper went on to report the case of one man who had been out of work for five years before arriving in Oxford and securing a job at the Morris Radiator factory. He then sent for his wife and family, who had only been in Oxford for a fortnight when he was thrown out of work. He received thirty-three shillings unemployment benefit for himself, his wife and two children, out of which he was expected to pay nineteen shillings per week in rent. He was being threatened with eviction. With the migration streams to Oxford drying up in 1938-39, as workers were being attracted to Coventry and elsewhere, the local Labour Party campaigned for greater security for migrant workers and their families in terms of their housing needs as well as in employment.

By 1936 in Coventry, the pressure for accommodation and the increased cost of living in the new housing estates was such that sub-letting was a common practice, especially among immigrants. Despite the Corporation’s belated attempts to catch up with the demand for cheap housing, there were regular complaints in the local press throughout the summer and autumn of 1937 that the costs were ‘greater than in most places’ and were ‘ridiculous’ with many immigrants finding themselves ‘at the mercy of landlords’. In September 1938, a local report on Coventry by the NCSS found that many migrant families had no choice but to rent housing at high rents. Nevertheless, oral evidence shows that, by 1939, migrant families were able to rent houses at fourteen shillings per week. The Labour administrations after 1937 had, by this time, led to the Corporation’s house-building programmes so that immigrants to Coventry were able to maintain a significant gap between earnings and rental payments. Neither did Coventry’s builders have similar problems to those faced in Oxford. The Nuffield Survey’s war-time report on Coventry and East Warwickshire found that in 1941, despite the effects of the November 1940 Blitz, the City’s sixty thousand houses and shops were a goodly number for the population as it had stood at the outbreak of war and that, although larger family houses were few, the great majority of houses provided accommodation superior to the average for the whole country. Mary Jones described her reaction, similar to that of the Allports in Cowley, to the change in accommodation involved in her migration from the Rhondda to Coventry:

Comparing the house I was living in with the house I came from I thought I was in heaven! I thought of the old house and black-leading the grates. …

In Coventry in 1929, Philip Noel-Baker had captured nearly half of all the votes cast at the general election and whilst the fortunes of the Party in the 1931 election followed the national trend, in 1935 the role of former Welsh miners in municipal affairs in England attracted the attention of leading politicians. In November, Herbert Morrison, then Chairman of London County Council, spoke at a meeting in Coventry in support of Noel-Baker. In his speech, he contrasted the practical failures of Government ministers with the successes of a new breed of working-class politicians:

Mr Oliver Stanley, the Minister of Labour, with all his university education, had made a mess of his job. The Chairman of the London Public Assistance Committee was a common workman, formerly a South Wales miner, yet in the speaker’s opinion was better than all the Oliver Stanleys in the Tory Party.

In the local elections in Coventry, the Labour Party made steady headway against the Lib-Con coalition until it finally won control of the City Council in 1937, becoming one of the first local parties in the country to take control of a municipal authority. The taking of municipal powers by the Party had no impact on class relations within the city, nor on industrial relations in the workplace, but it remained dedicated to advancing the cause of municipal socialism. By the outbreak of the Second World War, the gulf between workplace and municipal politics was such that the growing power of Labour in the Council was not challenged by the growing power of the Communist Party in the unions. It seems from this that ‘activism’ in the trade union movement, especially among engineering workers, did not generally lead to candidacy for the city council. There appears to have been a clear division between the two representative roles.

The tendency of Welsh migrants to Coventry towards left-wing politics reinforced a pre-existing tradition, in marked contrast to the situation in Oxford. This tradition was primarily ‘syndicalist’ in nature since it focused its attention upon industrial struggles within the factories. Immigrant trade unionists such as Jock Gibson were already spreading the influence of the Communist Party in the 1930s to the point where it had a ‘significant presence’ at forty factories throughout the city. However, its growing industrial strength was not reflected in the general party politics, since those engaged in ‘the struggle’ in the economic field did not show any great interest in the social field, unlike in Oxford, mirroring the position adopted by many of the leading employers who, despite many appeals, refused to involve themselves in local politics. Hence the dominant political élite in the life of the city remained a group of small businessmen and professionals who formed themselves into a Lib-Con coalition which by the Thirties had remodelled itself as ‘the Progressive Party’. Their loss of supremacy, from 1937 onwards, was attributed by their supporters, not to an overspilling of militancy from the factories into the social sphere but, according to the Midland Daily Telegraph to:

… the rapid drift of population from the depressed areas … a steady stream of potential left-wing supporters. 

The truth was that, with no common principles other than the opposition to socialism, no policies other than curbs on public spending, no electoral machinery and a declining social base, it was clear by the mid-thirties in Coventry that the Con-Lib Coalition had been clinging to power by default. It had been able to protect itself as the social leadership of the city and use its powers to look after its social base but had lacked the will and ability to develop policies that could have encouraged industry to support it, or to attract working-class voters to it. Its inability to plan to meet the needs of the city and develop a modern infrastructure meant that its removal ended an obstacle to progress, not just for working people, but to a wide range of commercial and industrial interests. It had outlived its usefulness, and Labour’s victory in November 1937, besides making possible the application of genuinely progressive policies, also provided an opportunity to make the city more responsive to the needs of modern mass manufacturers. The ‘influx’ in itself provided a further factor in Labour’s progress to power in Coventry, but it was not a primary one. Nevertheless, in the 1938 municipal by-election, the ‘Progressive’ (Lib-Con) candidate in St. Mary’s Ward, near the city centre, had played upon the prejudices of electors who were predominantly ‘old Coventrian’ in winning his seat. This ploy was attacked in a Labour eve-of-poll leaflet, which in turn brought a strong retort from the Progressives’ leader:

They had picked out from Mr Friswell’s speech at his adoption a sentence referring to rule by the sweepings of Great Britain, and had divorced it from its context … What Mr Friswell had indicated was that the coming of so many of the Labour Party’s supporters to Coventry had had a serious effect on Council elections. He was sure that the old Coventry people did not want Socialists in control of their affairs.

Midland Daily Telegraph, 20 July 1938.

The ‘context’ referred to was Friswell’s claim that when he had spoken of ‘the sweepings of Great Britain’ he was quoting what a small shopkeeper had said to him about his district. However, in the full civic elections the Labour Party, surprisingly, did not advance on its 1937 position. This was due to the fact, as George Hodgkinson noted, that many of the newcomers had not yet been registered to vote despite the rapid growth of artisan dwellings reported by the Telegraph. Evidently, the immigrants to Coventry from the South Wales valleys were not as settled in the city by the late thirties as were their compatriots in Cowley, although larger in numbers. Thus, the argument advanced by Conservative agencies within the City that it was the large influx of labour from socialist areas over the year preceding November 1937 that was the major factor in the Labour victory reflected their belief in ‘the myth of the old Coventrian’ as much as it did the reality of the processes of migration and settlement.

The 1937 victory was greatly facilitated by the creation of a large individual party membership which enabled many managerial, professional and clerical workers to play an increasingly important role alongside shop stewards, conveners and trade union officials. It was an ‘alliance’ which was carefully nurtured by strong leaders like George Hodgkinson and Sidney Stringer who shaped the Party into an organisation which was capable of winning elections and running the City successfully. In addition, the radical liberalism of many chapel-goers in the City was transformed into support for Labour’s progressive provision and planning of social services at the municipal level. In particular, the advocacy of Christian Socialism by Rev. Richard Lee, the Unitarian minister; George Binns, Methodist lay-preacher; John Fennel, Ivor Reece (Congregationalist) and Howard Ingli James (Baptist), led to growing support among their congregations fuelled by the influx of workers from areas of the country, like South Wales, where Nonconformity was still comparatively strong. All of these pastors spoke on Labour platforms within the city.

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The Immigrant Road to 1947:

Many of the Welsh immigrant workers, like ‘Jehu’ Shepherd, were attracted to Queen’s Road Baptist Church in the city centre, where Ingli James had his ministry in the late 1930s and early 1940s. Shepherd became the organist and choirmaster and for many years ran a Male Voice ‘Glee Society’ in the city for the young Welsh immigrants. Besides supporting the initiatives which the immigrants had taken to establish an image of respectability in their new environment, such as the Glee Singers, Ingli James also affirmed to a wide audience, the society and culture from which they had come. He continually referred to the miners in his sermons, and his unashamed championing of working-class causes and politics brought him into conflict with the established professional Coventrians among on the diaconate in the church and more broadly in the city. May Shepherd recalled one of his sermons:

Ingli James was a great preacher, very down to earth, and a pacifist. He was a strong Labour man and he upset quite a few people because he just said what he felt – he was true to himself, he would not say one thing and mean another, or say something to please people. Ingli was not bombastic and what he said was true. I always remember once when he talked about the miners, he said:

“I had a load of coal the other day, and paid for it. Did I say I paid for it? No, never, when I think what those men had to go through to get that coal for me to enjoy, and then I say I paid for it. No money would pay for what they did!”

I can see him now in that pulpit!  

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James’ sermons also dealt constantly with unemployment. In 1942, he preached a sermon entitled How Green Was My Valley, coinciding with the distribution of the Holywood film in Britain. The politics of the young immigrant men and women in his congregation, like the Shepherds, had a major effect on the development and direction of James’ ministry, as his 1936 article for the Midland Daily Telegraph reveals:

Coventry is today faced with the difficult task of welding a host of newcomers into a community, in fact of making a city, which is not the same thing as a mere collection of streets, or conglomeration of people… Almost every week strangers appear in our congregation, often in such numbers that one has difficulty  in getting in touch with them. Many are young, and trying their wings for the first time. It is an important part of our work to meet their needs both spiritual and social, to provide them with a place where they may find friends and feel at home.

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‘Before the Blitz’: Broadgate, Coventry City Centre in 1939.

Some of these newcomers were among the convinced and articulate group of Christian Socialists with strong pacifist convictions. James shared their impetus to social reform, which he articulated in his book, Communism and the Christian Faith, published in 1950, in which he acknowledged his indebtedness to the Queen’s Road congregation for the way they had given him a new vision of what a Christian community in a busy industrial city might be and do. He then went on to describe how he came to his vision of Christian Socialism during his ministry in Swansea before arriving in Coventry:

The depression of 1929-33 left a profound mark on my mind. All around me I saw the bitter struggle of the unemployed … I also realised that the world contained an abundance of the necessities of life which the system denied to the people. However, these ideas were all vague, and I played no active part in the struggle of the unemployed.  At the end of 1934, I read my first copy of ‘the Daily Worker’. What I read filled the gaps in my political development…  

Of course, many of those he ministered to in Coventry had experienced ‘the struggle’ first hand but came to their visions via a variety of routes. But in his writing, as in his sermons, he was also distilling the essence of the shared experience of a significant section of the British working class between the wars, the migrating millions from the Depressed Areas. Compared with Cowley, some of the most prominent Welsh figures in the local party in Coventry did not arrive in Coventry until the later 1930s and made their impact after the Second World War. These included Ernie Roberts, AEU District Chairman, William Parfitt from Tylorstown and Harry Richards from Tonypandy, both of whom became Lord Mayor, and Cllr. Elsie Jones, who, in 1958, made the following poetic contribution to a Party publication celebrating twenty-one years of Labour rule in the City:

Born and reared in a mining area I realised the need for reforms very early in life –

Because I loved loved light and sunshine I knew men and young boys who, during winter, seldom saw either –

Because I loved peace and a tranquil home, and I saw peaceful men become violent at the spectacle of their semi-starved families –

Because I loved music and culture, and the arts, and I knew boys and girls with wonderful natural gifts who would never get a chance to express them –

Because I loved freedom and independence, and I saw proud men grovelling for the ‘privilege’ of working for a week road-mending.

How green and beautiful was my valley. How black the despair in the heats of its people.

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More broadly, it is apparent that together with Elsie Jones, the political attitudes of those living in Coventry’s new housing estates were largely conditioned by their memories of the ‘depression years’ elsewhere in Britain. When the Labour Government’s housing policy came under attack in 1947, Aneurin Bevan chose to defend it in Coventry and issued a challenge to Anthony Eden to debate the issue and, according to the Coventry Tribune (Labour’s own local paper) was given a great reception from the people of Coventry, in particular from members of the Welsh Community, many of whom knew him in their native valleys. If we are to take this statement literally,  there certainly was quite a large ‘lump’ of exiles from the Monmouthshire Valleys in Coventry at the end of the thirties, so it is quite possible that a number of them would have known him personally as their former MP. The growth of municipal socialism in Coventry, from 1937 onwards was, like Bevan’s own role as Minister for Health and Housing, a practical expression of the principles of progress and planning which arose out of the determination of both leaders and led to attain to better living conditions than those which they had been forced to endure between the wars. Reflecting on his experience of the ‘two Britains’ he witnessed in the Thirties, Ingli James recognised that although Marxism was ultimately incompatible with his Christian Faith, it provided an empirical means for Christian Socialists to explain the injustices and inequalities of the capitalist system:

Probably the most powerful weapon ever put into the hands of the British Marxists was the prolonged period of widespread unemployment between the wars. Those who wonder why ten thousand electors voted Communist in the Rhondda Valley in 1945, should reflect on the plight of the valley during that period, when streets of empty shops testified to its bitter poverty, when every male member of many a church was unemployed, when thousands of eager youngsters were compelled to seek employment far from home.  The memory of what happened to Merthyr, to Jarrow, to many a small town in Lancashire during these years is still the most powerful weapon the Marxist propagandist can use. Conversely, the most convincing argument against Marxism would be a demonstration that we can build a relatively just society in which every citizen is assured of useful employment and a decent livelihood, without infringing the rights of the individual and without resorting to violence. … we must show how it might be done.

Labour’s coming to municipal power in 1937 proved to be a harbinger of their post-war supremacy in local and parliamentary politics; the election of Richard Crossman and Maurice Edelman as the City’s two MPs in 1945 confirmed the Party’s status as the leading political party in Coventry. By that time, the migrants from the Depressed Areas, and in particular those from the coalfield valleys of South Wales had shown, by their various contributions to the economic, political, social, cultural and religious life of the new industry towns, that they were not prepared to be treated as mere pawns in an economic and political system which had displaced them. Nor were they prepared to be acquiescent in the face of stereotyping, which was often grotesque and prejudices which were always difficult to overcome. In the retention and transposition of their traditional values and institutions, they made an ‘ark of the covenant’ for themselves and thereby found a powerful means of confronting and overpowering those stereotypes and prejudices, and of fostering a positive self-image in their new environment. In doing so, they enabled and enhanced the recovery of working-class politics and culture in the 1930s. When the Lord Mayor of Oxford visited the Garw Valley in 1960, he told those assembled that those who had left the valley thirty or so years before had…

… entered into the life of the community of Oxford to the fullest, … in churches, chapels, football matches and in the Council; in all walks of life … they were highly respected citizens of Oxford.

The memory of the depression years had become a powerful motive force throughout industrial Britain, old and new, long before 1945. Those who had lost everything had also lost their fear; they had everything to regain and were determined to be in control of their own remaking. The trade union movement and the Labour Party were the major and long-term beneficiaries of this resistance and recovery.

Sources (for both ‘case studies’):

A. J. Chandler (1988), The Re-making of a Working Class: Migration from the South Wales Coalfield to the New Industry Areas of the Midlands, c. 1920-1940. Cardiff: Unpublished PhD thesis.

Dai Smith (1984), Wales! Wales? London: George Allen & Unwin (Publishers).

Tony Curtis (ed.) (1986), Wales: The Imagined Nation. Bridgend: Poetry Wales Press. (Especially Peter Stead’s chapter on ‘Wales in the Movies’).

Bill Lancaster & Tony Mason (eds.) (n.d.), Life & Labour in a Twentieth-Century City: The Experience of Coventry. Coventry: Cryfield Press (University of Warwick).

Denys Blakeway (2010), The Last Dance: 1936 – The Year Our Lives Changed. London: John Murray (Publishers).

 

 

 

 

Posted January 26, 2020 by TeamBritanniaHu in Affluence, Assimilation, Birmingham, Britain, British history, Charity, Christian Faith, Christian Socialism, Christianity, Church, clannishness, Co-operativism, Coalfields, Commemoration, Communism, Coventry, democracy, Deportation, Economics, Education, Egalitarianism, emigration, Ethnicity, Factories, First World War, Genesis, George VI, History, Immigration, Integration, Journalism, Labour Party, liberalism, manufacturing, Marxism, Methodism, Midlands, Migration, Militancy, morality, multiculturalism, Mythology, Narrative, nationalism, Nationality, Oxford, Poverty, Proletariat, Remembrance, Respectability, Russia, Scotland, Second World War, Security, Social Service, Socialist, south Wales, Spanish Civil War, Technology, Trade Unionism, Transference, Unemployment, United Kingdom, Wales, Warfare, Welfare State, Women's History, World War One, World War Two, xenophobia

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‘Socialism’ and the Rise of the British Labour Party, 1901-1931: Views from Above and Below; Part One, 1901-21.   Leave a comment

Individualism & Collectivism:

According to the eminent ‘man of letters’ of the twentieth century, Raymond Williams (1983), the term ‘Socialist’ emerged as a philosophical description in the early nineteenth century. In that century and beyond, it could be used in two ways, which have had profound effects on the use of the term by radically different political tendencies. Of course, social was the merely descriptive term for a society in its now predominant sense of the system of common life; a social reformer wished to reform this system. But ‘social’ was also …

… an emphatic and distinguishing term, explicitly contrasted with ‘individual’ and ‘individualist’ theories of society.

Naturally, there has always been a great deal of interaction and overlap between these two meanings, but their varying effect can be seen in the beginning in the formation of the term. In the first sense, it was viewed as an extension of ‘liberalism’ as it referred to radical political reform of the social order, to develop, extend and secure the main liberal values for all members of society; political freedom, the ending of privileges and formal inequalities, social justice (conceived as ‘equity’ between different individuals and groups). In the second sense, it was seen as the ‘enemy’ of competitive, individualist forms of society, specifically industrial capitalism with its system of wage-labour. Truly social forms depended on practical co-operation and mutuality, which in turn could not be achieved while there was still private (individual) ownership of the means of production. Real freedom could not be achieved, basic equalities could not be ended, social justice (conceived as a just social order rather than simply ‘equity’ between individuals) could not be established unless a society based on private property was replaced by one based on social ownership and control.

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Yet, also in this period, movements describing themselves as ‘socialist’, for example, the English Fabians, powerfully revived what was really a variant sense in which ‘socialism’ was seen as necessary to complete liberalism, rather than as an alternative theory of society. To George Bernard Shaw and others in Britain and Ireland, socialism was the economic side of the democratic ideal (Fabian Essays, 33) and its achievement was an inevitable prolongation of the earlier tendencies which Liberalism had represented. Opposing this view, and emphasising the resistance of the capitalist economic system to such ‘inevitable’ development, William Morris used the word communism. Engels, in his Preface of 1888, looking back to the Communist Manifesto which he and Marx had written in 1848, observed:

We could not have called it a ‘Socialist’ manifesto. In 1847, Socialism was a middle-class movement. Socialism was, on the continent at least, respectable; Communism was the very opposite.

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Marx & Engels at work at the time of publishing The Communist Manifesto.

For a time, the stresses between employers and employees led to the worldwide dissemination of the very harsh and elementary form of communism which is associated with Karl Marx in particular. However, we need to view Marx’s political economy in its proper context as an integral shift in thinking about how to interpret the new industrial world which had grown up ‘like Topsy’ around the common man. It was only as the nineteenth century developed, according to H. G. Wells, that:

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… men began to realise that property was not one simple thing but  a great complex of ownerships of different values and consequences … that there is a very great range of things, railways, machinery of various sorts, homes, cultivated gardens, pleasure-boats, for example, which need each to be considered very particularly to determine how far and under what limitations it may come under private ownership, and how far it falls into the public domain and may be administered and let out by the state in the collective interest.   

Wells, writing his well-known book in 1922, A Short History of the World, expressed the dichotomy in the following terms:

On the one hand are the individualists, who would protect and enlarge our present freedoms with what we possess, and on the other hand the socialists, who would pool our ownerships and restrain our proprietary acts. In practice one will find every graduation between the extreme individualist, who will scarcely tolerate a tax of any sort to support a government, and the communist, who would deny any possessions at all.

The ordinary socialist of today is what is called a collectivist; he would allow a considerable amount of private property, but put such affairs as education, transport, mines, land-owning, most mass production of staple articles, and the like, into the hands of a highly organised state. Nowadays there does seem to be a gradual convergence of reasonable men towards a scientifically studied and planned socialism.

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Without such a programme, Engels had realised, there could not be a united Socialist Party permanently, and every attempt to found one would fail. Indeed, the political independence of the nascent Labour Party from the Liberal Party was always in doubt until in 1918 it accepted a Socialist constitution.

Socialism as a Matter of ‘Faith’ – Methodist or Marxist?:

British Socialists possessed a ‘faith’ in the righteousness and ultimate victory of their cause which acted as a powerful driving force. This faith owed as much to Methodism as to Marxism, being based both on Christian principles and the analysis of contemporary society first presented by Marx and Engels. Much of this analysis was modified, however, by Hyndman and the Fabians, by Morris and Blatchford, though it still had a comprehensive reality for those who accepted it. To its working-class adherents, like my own grandparents who founded and campaigned for it in Coventry, it gave a sense of purpose and pride in class consciousness; to middle-class philanthropists, it afforded the consolation that they were working in solidarity with a range of tendencies of social change and progress. As Pelling concluded in his seminal work, the history of the world had often shown the dynamic qualities of a faith devoutly held, like that of the early Christians, the Calvinist reformers and the millenarian sects of the seventeenth century. Faith may feed on illusions, but it is capable of conquering reality.

The fact was that the British working class as a whole had no use for the conception of violent revolution. Any leader who failed to recognise this could not expect to win widespread support. Economic grievances could temporarily arouse bitter discontent as they had done in the early years of the industrial revolution. But dislocations of this type were for the most part transitory: a permanent political organization of the working class needed to disavow the use of violence. Only those who recognised this could effectively set in motion the movement to form a Labour Party. At the time Keir Hardie (right) retired from the chairmanship of the ILP in 1900, it had captured trade-union support, with the ultimate objective of tapping trade union funds for the attainment of political power.

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But soon the ILP was deeply in debt and was only saved from bankruptcy by the generosity of wealthy supporters such as George Cadbury, who, as a Quaker, appreciated its stance against the Boer War. With Hardie’s re-election to Parliament, and the reaction against imperialism, the ILP’s position steadily improved, and it began to build itself up again and gained fresh recruits. By 1906 it was as strong as it had not yet the full force of the Socialist revival of that time. The Labour Representation Committee was a pressure group founded in 1900 as an alliance of socialist organisations and trade unions, aimed at increasing representation for labour interests in the Parliament. The Socialists were a minority force within it, and even after the formation of the Labour Party and its adoption of Socialism as its political creed in 1918, many within the party were hostile to it as an ideology.  There is little doubt that most of the non-Socialist trade-union leaders would have been happy to stay in the Liberal Party, which most of them had belonged to in the past if the Liberals had made arrangements for a larger representation of the working classes among their Parliamentary candidates.

All along, there was little doubt that most of the non-Socialist trade-union leaders would have been happy to stay in the Liberal Party if that party had made arrangements for a larger representation of the working class among their Parliamentary candidates. Again and again, it was the fault of the official Liberal Party constituency caucuses that this did not happen; and it was the behaviour of these that set many of the workers’ leaders thinking in terms of a separate party. Even Keir Hardie’s revolt at Mid-Lanark in 1888 had been directed, not against Gladstone’s policies, but against the system by which the local association chose its candidate. The subsequent success of the ILP was largely due to the failure of its rivals, the Labour Electoral Association, to make any satisfactory terms with the Liberal Party for the fuller representation of Labour. Its leader, Threlfall, had been forced to admit the complete failure of its policy in 1894:

It is a curious commentary upon this ‘ideal system’ that of the thirteen Labour members representing England and Wales in the present House, four ran in opposition to, or without recognising the existence of the caucus, five represent constituencies where the miners absolutely dominate the position … and only four either captured the caucus or out-generalled it. It is … a waste of time to advise the working classes to attend … they regard it as a middle-class machine; they have neither the time nor the inclination to compete with the wire-pullers who work it, and they have a decided objection to being made the puppets of anyone. It has served its purpose, and it has carried the people through one state of its development: but as it exists today it is too narrow and too much hampered with class prejudice to be a reflex of the expanding democratic and labour sentiment.

Herbert Gladstone, later to become the Liberal Chief Whip, also recognised that the constituencies, for social, financial and trade reasons are extremely slow to adopt Labour candidates. The Fabians also found that their attempts to ‘permeate’ the associations with potential candidates were met with the refusal of the moneyed men to finance the caucus. The principal reason why money was required was that there was no system for the payment of MPs. This was a reform that the Liberal leaders might have taken up much earlier than they did, thus removing a motivating factor in the support given by smaller unions to the idea of a separate Labour Party. As early as 1897, E. Cowey, a prominent Lib-Lab leader of the Yorkshire Miners moved a resolution at the 1897 TUC in favour of State payment of MPs, saying that:

… money was still the golden key that opened the door to a seat in the House of Commons. Only large and powerful societies could … afford to keep their representatives in such a responsible and expensive position. … The payment of members was absolutely necessary to the success of the Labour movement.

But it was not until 1911, after the Osborne Judgement, that the Liberal Party gave this priority and passed it into law; in the meantime, the smaller unions had already wedded themselves to the idea of a separate Labour Party. For these reasons, it is not difficult to see why the Liberal Party failed to retain the popularity that it had once enjoyed among the ‘responsible’ leaders of the trade unions. As Ramsay MacDonald observed to Herbert Samuel, We didn’t leave the Liberals: They kicked us out and slammed the door in our faces. As the LEA faded away after 1895-96, the ILP steadily asserted itself as the hope of the working-class for parliamentary representation. Thus, the early components of the Labour Party formed a curious mixture of political idealists and hard-headed trade unionists: of convinced Socialists and loyal, but disheartened Gladstonian Liberals.

The Establishment of the Parliamentary Labour Party:

The great difficulty the LRC had to face was the maintenance of an independent political line by all its members. Richard Bell, one of the only two MPs representing it in 1900 Parliament, saw no need to hold himself aloof from the Liberals, and in 1904-5, when he refused to sign the Labour Party constitution, he had to be expelled. There was similar trouble with the three Labour MPs elected at by-elections before 1906: two of them, Shackleton and Henderson were reprimanded in 1904 for appearing in support of a Liberal by-election candidate. It was only in 1906, with the election of a substantial group of thirty MPs who drew a regular salary from the LRC, that the Labour Party was established as a genuine parliamentary party. Part of the problem had been the financial weakness of the Socialist societies as compared with the trade unions. Even in 1901, before many of the big trade unions switched their allegiance, the societies made up less than one-sixteenth of the total affiliated party membership. They were further weakened by the secession of the SDF and by the Fabian Society losing respect over its support for jingoism; the ILP was also, once more, on the verge of bankruptcy. In 1906, it contributed to the LRC based on a nominal sixteen thousand members, and the Socialist societies’ proportion of the LRC’s contributing membership had sunk to one-fiftieth.

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Above: A Liberal Party rally during the 1906 General Election. Though often rowdy, rallies were vital in mobilising voters. As the early twentieth century progressed, political parties made increasing use of the new forms of mass media: radio and newsreel, in addition to newspapers and journals.

Furthermore, many of the political difficulties of the Labour Party’s early years arose from the fact that the ILP, although committed to the line of independence, was nevertheless sympathetic to the Liberal Party in policy terms. It favoured Free Trade over Chamberlain’s policy of Protection and was fiercely opposed the Education Act of 1902, which established state-controlled elementary schools, as did most Nonconformist supporters of both Liberal and Labour causes. Sidney Webb had had a role in the design of this act, but the Manchester Guardian was able to say of the 1901 ILP Conference that: What must strike a Liberal … is … how much of the proceedings are devoted to the advocacy of traditional Liberal principles.

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After Champion was finally discredited, the former Liberals had it all their own way in the ILP’s leadership. Ramsay MacDonald, whom Hardie described as the party’s greatest intellectual asset, sided with the Liberals against the Fabian Socialists on almost every immediate issue of the time; and Hardie, who had been much more friendly to the Radicals since the outbreak of the South African War, in October 1901, publicly advocated a frank, open and above-board agreement … for well-defined purposes with the anti-war Liberals. Eighteen months later Hardie was apparently prepared to connive at MacDonald’s secret electoral understanding with the Liberal whips. With both the leaders and the rank-and-file of the Socialist wing showing little enthusiasm for the pacifist stance of MacDonald and Hardie, the non-Socialist elements gravitated further towards an alliance with the anti-war Liberals. Between 1903 and 1906 the new party machine had been brought into existence, and whatever the political views of its officers, it soon began to build up among them a vested interest in its maintenance, which has continued through to the present day, despite immense strains at times.

The officials of the great trade unions had made up their minds in favour of having a distinct party of Labour, and so long as their industrial strength continued to grow, the strength of the political organisation would also increase. In the pre-war years which followed, however, there were doubts about the value of political action, and the new industrial unions absorbed ‘syndicalist’ ideas from across the continent and the USA. These were often born out of a traditional distrust of ‘leaders’ within the movement which was often stoked by personal feuds between them as well as disagreements on policy; there were also stresses and strains arising out of wars, rumours of war and revolutions in Europe. Some of the unions, especially the Miners’ Federation, ‘the Fed’, suffered from the peaks and troughs of the international trade cycle, resulting in further radicalisation. Others among the ‘new unions’ of 1889 became more moderate as they became more established. In the thirty years of its life, the new party increased its aggregate poll and share of the vote in every General Election it fought. Despite the persistence of its plurality of ideas and interests, or perhaps because of it, the essential unity of the party remained intact. As Pelling concluded:

The association of Socialist faith and trade-union interest, of hope for an ideal future and fear for an endangered present, seemed on the point of disruption at times: yet it survived, for a variety of reasons … because in the years before the party’s birth there had been men and women who believed that the unity of the working-class movement, both in industry and politics, was an object to be striven for, just as now most of their successors regard it as an achievement to be maintained.

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In British politics as a whole, the electoral system underwent profound changes over the early twentieth century. In 1900, only seven out of ten adult men (and no women) were qualified to vote. Four million men were excluded from the franchise and there were nearly half a million plural voters, including around two thousand men with four or more votes. Despite the continued restrictions on the franchise,  the SDF continued to field independent socialist candidates. The picture above was taken during the Haggerston by-election of July 1908 and shows a suffragette, ‘Miss Maloney’ speaking from a Clarion Van in the cause of the SDF candidate, Herbert Burrows. During the five-day campaign in the safe Liberal seat, the van was parked outside the Liberal Party HQ. Burrows was a popular figure in East London, where he had helped Annie Besant organise the 1888 matchgirls’ strike at Bryant and May’s factory. The issue of female suffrage was a strong factor in the campaign, and the Liberal candidate, Warren, had the support of Mary MacArthur’s National Union of Women Workers. However, many notable suffragettes, including the Pankhursts, were opposed to his candidature, because he was a supporter of Asquith. The result brought a victory for the Tory, Rupert Guinness, the brewer, with Burrows finishing in third place with half the votes gained by Warren.

After the ‘Landslide’, Erosion & the Rise of Labour:

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Above: The Bethnal Green by-election of 1914. Door-to-door canvassing was, at it still remains, an important aspect of electioneering. Though women did not get the vote until 1918, this candidate seeks support on the doorstep from a female shopkeeper. His attention is an early indication of the growing importance of women at election-time.

The Liberal governments of Campbell-Bannerman and Asquith had initiated, between 1906 and 1914, a series of social and political reforms of a far-reaching character. But the emphasis here is placed upon the period 1914-22 in identifying the role of the Labour Party concerning Liberal decline. Whether Dangerfield’s idea of the ‘strange death of Liberal England’ between 1910 and 1914 is a valid thesis is still strongly debated among historians. Its significance lies in its identification of the basic strains upon Liberalism caused by the political and industrial crises. Liberalism was, and still is (at least to some extent), an ideology of individual and social conscience. It was the 1914-18 War which tested that conscience rather than the earlier threats. The War also brought about an independent Labour representation in Parliament, a result of the breakdown of the Gladstone-MacDonald Pact of 1903. The nature of ‘total war’ brought many basic Liberal principles into question. It led to the leadership of Asquith being challenged first with the creation of a more broadly based coalition in May 1915 and then being superseded following the split with Lloyd George in December 1916. For the Liberal Party, this meant a rift, never to be healed, between Asquithian and Coalition Liberals.

Universal male suffrage was achieved in 1918, when, after a long struggle, women over the age of thirty were also permitted to vote. In 1928, the age limit was lowered to twenty-one, equal with men. The principle of single-member, equal-sized constituencies was accepted in 1885, though it was not completely achieved until 1948. Voting behaviour also changed significantly. Most obviously, Labour replaced the Liberals as one of the two major political parties after 1918. The beginnings of this change, which took effect on a largely local and regional basis, can be seen in the map of the 1918 General Election, shown below. In 1918, British politics was based upon the relationship between the Liberal and Conservative parties. They were, in many ways, sides of the same coin. They accepted both the logic of consensus politics and the benefits of a capitalist society.

John Buchan, the Conservative politician and writer, described the 1918 General Election as a ‘blunder’.  He claimed that Statesmen, who had criticised soldiers harshly for their blindness, were now in their own province to be no less myopic. The instinct which led to the election was right, but its conduct was disastrous. For the sitting members, the test of patriotism was a solitary division in the House of Commons in the preceding May on a criticism of the Government by a distinguished staff-officer, one which was neither factious or unfair. Those who had remained ‘docile’ were given ‘coupons’ to fight the election on behalf of the Coalition Government, but the ‘malcontents’ were outlawed. The coupon candidates swept the board, giving the Government a huge working majority with 484 members; Labour returned fifty-nine members, and the non-coalition Liberals were reduced to little more than a score of seats. But although this was a landslide for Lloyd George, that victory for ‘the man who won the war’ should not blind us to the poor performance of the Asquithian Liberals, the vulnerability of many of the Coalition Liberals with their seats in industrial working-class areas to Labour advance and the 22.2 per cent of the total vote received by the Labour Party. ‘Fusion’ between Coalition Liberals and Conservatives seemed possible in 1919-20, the creation of a ‘centre’ party to counter the reactionary right and the revolutionary left, but Lloyd George did not grasp this opportunity and by 1921 it was too late.

The result of the ‘coupon election’ was one of the least representative parliaments in British history. A batch of leaderless trade unionists constituted the official Opposition; the rest was, in Lloyd George’s words, ‘a chamber of commerce’. It was an assembly of well-to-do mediocrities. The election created impatience in many classes, in returning soldiers, in munitions workers and in Labour circles in general. It gravely weakened the prestige of Parliament, which had been largely in abeyance during the war, and which could not afford any decline in its status at a time when many minds were turning away from constitutionalism. Above all, it weakened the authority of Britain in the coming peace councils. Lloyd George went to these councils bound by extravagant election pledges. Overall, the first three decades of the century witnessed the development of class-based voting, with the Labour support concentrated in areas of heavy industry in Wales, the Midlands and North of England and Central Scotland, while the Conservatives held a near-monopoly of seats in the rural South of England, and the Liberals held on to the more sparsely-populated constituencies in the ‘Celtic fringes’ of Wales and Scotland and, to begin with, the more rural areas of East Anglia, Yorkshire and the North-East of England. This set the voting patterns for the rest of the century. In her diary for 1918, Beatrice Webb made a ‘prophetic’ statement:

The Liberal Party which had for years governed the Empire has been reduced to an insignificant fraction with all its leaders without exception at the bottom of the poll. … Lloyd George with his conservative phalanx is apparently in complete command of the situation; as the only alternative Government there stands the Labour Party with its completely Socialist programme and its utopia of the equalitarian state.

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Syndicalists & Socialist ‘Heroes’ of the Unemployed.

Outside Parliament, the Socialists kept up their agitation for ‘Work, not charity’ relentlessly during the first decade of the century, the SDF leading the unemployed on regular sorties into the heart of Mayfair. The photograph below of Westminster unemployed, printed from an SDF lantern slide, gives a vivid picture of the strength of the demonstrators as they ‘invaded’ Berkeley Square in November 1905. The Central Workers’ Committee had organised a vast demonstration of the unemployed. Assembling on the morning of 20 November on the Embankment, contingents marched from all parts of the capital. From Islington, Shoreditch, Hackney and Bethnal Green, unemployed men were led by Dick Greenwood of the SDF and Parson Brooks, the ‘socialist chaplain’. Two thousand walked from Hammersmith and Fulham, stopping on the way in Eaton Square to eat sandwiches provided by the SDF. The Woolwich men, two-hundred-strong, tramped to Greenwich, crossing the river by steamboat. Fifteen hundred arrived from Poplar, organised by the Labour Representation Committee and led by George Lansbury and two of his aldermen. The trade unions supporting the demonstration unfurled their magnificent silk banner with colours of crimson and gold, green and silver, bearing the names of the organised working class; the Gasworkers, Riggers, Coal Porters, French Polishers, Machine Rulers and many more.

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As the march moved away from the Embankment, they were led by the banner of the Westminster Unemployed, as seen in the photograph, with the slogan by heavens our rights are worth fighting for. Curse your charity, we want work was the theme as the SDF with trade union support swept towards the homes of the wealthy. Twenty thousand roared approval at a Hyde Park rally after the ‘incursion’; as Jack Williams told them, you have starved too long. … come out and parade the West End every day. He read a telegram from Keir Hardie urging them not to hide in the slums, but to come out and back us in fighting to win the right to work. Like Hardie, Williams was born into poverty and escaped from the workhouse at the age of ten, climbing the walls of the Hornsey Union to freedom. The other speakers at the rally included the trade union leaders Margaret Bondfield and Harry Gosling, but it was the fiery passion of Jack Williams that had the crowd roaring support. He led the workless to the doors of the rich, marching them on one occasion down Bond Street as policemen stood purposefully with their backs to the jewellers’ windows. On another ‘invasion day’, they marched to Belgrave Square, and caused consternation as a red carpet laid across the pavement for a society wedding was torn to shreds by the boots of the unemployed.

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Earlier in the year, London had seen the arrival of two marches from the Midlands. The first was from Raunds of Northampton, members of the National Union of Boot and Shoe Operatives, going in a body to the War Office to protest against cheap labour policy of the department in purchasing service boots at prices below an agreed tariff. Once again, the organiser of the march was a prominent member of the SDF, James Gribble, who had worked in the boot and shoe trade since he was twelve years old. He organised the march on military lines, selecting only the fittest men from hundreds of volunteers and appointing three ‘officers’ to take command of his men who were divided into six companies. With bicycle outriders and a horse-drawn ambulance, General Gribble, as he was dubbed, took no risks of his army falling by the wayside.

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Another procession to London to be commemorated by a series of postcards was the march of four hundred unemployed from Leicester, representing two thousand men and their families. Negatives of the original cards, including the one above, were sent to Leicester Museum by an old socialist, Robert Barnes, who produced the photographs, including that shown above, from those in the possession of the organising secretary of the march, George White. Their journey was arduous and miserable, the men trampling through driving continuous rain, shoes leaking, with topcoats made from sacks and living on bread, cheese and cocoa. The march was supposed to be welcomed in London by the Social Democratic Federation and the Independent Labour Party at a mass meeting in Hyde Park in support of the Unemployed Bill, which was opposed by many trade unions because it provided that the unemployed under local authority assistance should work at less than the union rate for the public works they undertook. Along the way, the marchers learned that the King had refused their request for an audience and it was a tired, ragged and soddened army that was given shelter and a meat tea by the Salvation Army at Edgware and asked by Ramsay MacDonald to sign the pledge! On Whit Monday the weather brightened and so did the men, marching cheerfully to Parliament Hill Fields (shown above), where MacDonald addressed a crowd on more than six thousand on behalf of the ILP. Keir Hardie also sent a telegram describing their march as ‘heroic’.

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An unusual postcard was that shown above, depicting the SDF agitator Ernest Marklew dressed in broad-arrowed prison clothes, picking oakum, published in 1906. The card is one of a small of socialist commemorative cards that belonged to a pioneer member of the ILP. It is a reminder of the long years of struggle by early socialists to establish the right of free speech in public places. The SDF had long been harassed by police while holding open-air meetings and heavy fines and imprisonment with hard labour had been imposed by middle-class magistrates on socialists accused of obstruction and refusal to pay fines. At Nelson in Lancashire, as well as in other towns and cities including the capital, socialists persisted in speaking at regular ‘pitches’ despite repeated harassment. As one speaker was arrested, another one would take his place, and thousands would turn out every Sunday, some from curiosity, others to lend support, as police fought their way through crowds to drag away speaker after speaker. The secretary of the Nelson branch of the SDF, Bryan Chapman, was also imprisoned during the free speech fight there. Marklew was sent to prison for fourteen days and Chapman got seven days. Arrests and battles followed each Sunday for months and the usual attendance of hundreds for an SDF open-air meeting swelled to thousands. The photograph of Marklew (above) was posted in a studio and sold by the SDF to raise money for the socialist cause.

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In 1908, the Manchester unemployed tried a new tactic to draw public attention to their plight. On Sunday, 14 September, following a meeting of about five hundred workless men, they were urged to march on Manchester Cathedral and the photograph above shows them pouring into the cathedral during worship, watched by the mostly middle-class communicants. The Dean, Bishop Weldon, appeared and agreed to speak on unemployment if they could come back during the afternoon. That afternoon nearly three thousand men assembled in Stevenson Square. About fifteen hundred then marched to the cathedral where the bishop welcomed them but said it wasn’t the province of the church to organise work but, if it was necessary to raise a special fund, many of us will willingly deprive ourselves to aid what is being done. The vicar of Rochdale preached a sermon in which he offered sympathy on behalf of the Church. When the men interrupted, the Dean had to declare the service over. After the service, the leader of the unemployed, a man named Freewood, read the prayer that he had intended to read in the cathedral, ending with…

O Lord we beseech thee to move thy servant Bishop Knox (Archbishop of Canterbury) to see that something more than sympathy is needed and that his influence brought to bear on our Parliament might bear some fruit.

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The rising militancy of the trade unions and the determination of the government to meet the militancy with armed force if necessary was shown first during the Cambrian Combine strike in 1910 in the Rhondda Valleys which led to serious rioting in Tonypandy and clashes with police leading to the death of one miner. Winston Churchill, then Liberal Home Secretary, deployed both cavalry and infantry units, the latter drawing bayonets on picketing miners. I have written about in detail elsewhere on this site. The picture above (top) shows miners waiting to go into a mass ‘Federation’ meeting at the Empire Theatre, Tonypandy in November 1910. Below it, Trehafod miners are pictured picking coal from the slag-heaps during the dispute, which continued into 1911.

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Above: A soup kitchen during the Cambrian Combine strike, 1910-11.

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Tom Mann, one of the leaders of the great dock strike of 1889, founder of the militant Workers’ Union, first secretary of the ILP and first secretary of the Amalgamated Engineering Union, arrived back in England in May 1910, after eight years of trade union activity in Australia. By that time, he was a labour leader of international renown with a capacity for appearing at the centre of a struggle, as a catalyst for action. He returned from his years abroad as an advocate for syndicalism, or ‘industrial unionism’, as a means of winning working-class power. Within eight weeks of arriving home, he had launched a small publication, The Industrial Syndicalist. He wrote,

… What is called for? What will have to be the essential conditions for the success of any such movement? That it should be avowedly and clearly revolutionary in aim and method. We therefore most certainly favour strikes and we will always do our best to help strikers.

He was not to have to wait long before leading one of the fiercest strikes of the decade. Following his ideas of industrial unionism, by November he had formed the thirty-six unions organising transport into the National Transport Federation. After winning the first stage of the battle against the International Shipping Federation for union recognition, the lesson of solidarity was clear in Liverpool on 28 June 1911, when four thousand dockers came out demanding recognition of the National Union of Dock Labourers. Churchill drafted troops into Liverpool and sent two gunboats up the Mersey with their guns trained on the port. Cavalry and infantry with fixed bayonets were deployed and hundreds of long, stout staves were ordered for the police. Mann answered this by telling the Liverpool strikers:

Let Churchill do his utmost, his best or his worst, let him order ten times more troops to Liverpool, not all the King’s horses and all the King’s men can take the vessels out of the docks to sea.

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On 24 August, with all their demands conceded, the strike was called off. The success of the dockers and the railwaymen, during the first national railway stoppage, seemed to inspire a revolt of women workers in the area of London’s dockland during a heatwave in August. The photograph above showing the distribution of loaves of bread outside the Labour Institute in Bermondsey survives as a relic of an uprising of the unorganised. Women and girls walked out of jam, biscuit and pickle factories and marched around Bermondsey calling on other women in the food factories to join them in claiming an increase in their incredibly low wages. Out came the women and girls from the factories with household names; Spillers’, Pearce Duffs’, Hartley’s and Lipton’s, where they worked for as little as seven shillings a week. Laughing, singing, welcoming the escape from the stifling factories, they were joined by Labour leaders including Ben Tillett, the Dockers’ leader (pictured below), Mary MacArthur, Herbert Burrows and Dr Salter addressing fifteen thousand of their fellow strikers in Southwark Park. Within three weeks, increases had been won at eighteen of the twenty-one factories where the women had struck.

It is doubtful whether British society has ever been so beset with contradictions as it was in 1914. A Liberal Government was in power, though only just; it depended on the votes of Labour and Irish Nationalist MPs. A vast programme of social reform lay behind it, but a vast agenda of social unrest awaited it every day. There was widespread working-class unrest; beginning in 1910, there had been a wave of strikes, conducted with extreme bitterness on all sides, sweeping through the country, with every prospect of a final confrontation in the autumn of 1914. Ben Tillett, looking back on these years in 1931, called them:

A strange, hectic period of our economic history! It was a great upsurge of elemental forces. It seemed as if the dispossessed and disinherited class in various parts of the country were all simultaneously moved to assert their claims upon society.

‘Memories and Refections’, 1931.

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The Disunited Kingdom at the Outbreak of War:

It was to a disunited kingdom, with a militant Suffragette movement ‘alongside’ militant trade unionism in Britain, the Army in Ireland in a state of mutiny and Ulster on the verge of civil war over ‘Home Rule’, that war came in August. At once another contradiction was exposed. The ruling Liberal Party was strongly tinged with pacifism, yet it was also the Party which had carried through, under Lord Haldane, the most effective military reforms in British history. The people as a whole were largely unaware of them; indeed it was almost completely unaware of its Army, except when war was actually in progress, or when disagreeable occurrences like the Curragh Mutiny reached the headlines and was the cause of ‘wild delight’ on the opposition Conservative benches in the House of Commons. A powerful counter-note to this was struck by a Labour MP, Colonel Ward, which would nevertheless have been considered dangerous had it been uttered outside the protection of privilege that the House provided. In ringing tones, he warned the Tories that, if they wanted a Civil War, they could have it: If there was to be a mutiny in the Army, it would a mutiny of the working class. Britain was a naval power, much admired around the world as the shield of British democracy, but the Army, characterised in Rudyard Kipling’s poem Tommy, was viewed with far less respect, particularly by the lower middle class and the ‘respectable working class’ and especially in the ‘chapel-going’ areas of Wales and the rural Midlands and ‘West Country’ of England, where ‘red-coats’ were seen as ‘scum’.

For socialists, although not all pacifists, the war was a negation of internationalism, splitting the movement as workers from one country hastened to shoot down the workers of another. On 2 August 1914, just two days before the declaration of war, a huge anti-war meeting was held in Trafalgar Square. Called by the British section of the International Socialist Bureau, a manifesto, whose signatories included Keir Hardie and Arthur Henderson, was read to the gathering, it ended with the words down with the class rule, down with the rule of brute force, down with war, up with the peaceful rule of the people. Speakers included Will Thorne, Mary MacArthur, Margaret Bondfield, Herbert Burrows and Keir Hardie. Three days later, the Labour Party supported the war. H. G. Wells proclaimed the sword had been drawn for peace. Labour and trade union leaders joined in recruiting campaigns and Will Thorne became a Lieutenant Colonel in the West Ham Volunteers. Workers enlisted in their hundreds of thousands and it was left to the pacifist section of the labour movement together with a handful of true internationalists to preserve the socialist conscience. The ILP published an anti-war manifesto that declared:

Out of the darkness and the depth we hail our working class comrades of every land. Across the roar of guns we send sympathy and greetings to the German socialists. …

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This was truly a cry out of the darkness.  The slogans on the posters in the recruiting photograph on the right attest to the prevailing jingoism of the times.  In his own constituency of Aberdare, Keir Hardie, the apostle of British socialism was booed as he declared he was going to oppose this war in the interests of civilisation and the class to which he belonged.

A German depiction of the famous phrase "Workers of the World Unite!" from Marx and Engel's Communist Manifesto (1848).

These words were brave and sincere, but also soon lost in the vortex of hate which soon flowed from the outbreak of war, and a tired and saddened Hardie slowly died as the workers rushed in their hundreds of thousands to join the recruiting queues to enlist for the bloodiest slaughter in the history of mankind to date. The same British workers who had been hailing their German proletarian comrades just days before, now saw them as enemies and aggressors, crying out Down with Germany!

The dominant mood, in the early August days of 1914, was one of euphoria, as can be seen on the faces in the photograph above, taken outside the recruiting office.

The weather seemed to have a lot to do with it.  A mood of national unity was suddenly reborn, one which leading figures in the Labour movement found difficult to resist and remain in leadership. When Ramsay MacDonald (pictured below) resigned as Chairman of the Parliamentary Labour Party because of his own opposition to the war, Henderson was ready to take his place.

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But resignation in these circumstances did not come cheaply either. One contemporary who had met him once before 1914 and had failed to be impressed,  except by his remarkable good looks. M. A. Hamilton had also heard him speak after this and had been considerably impressed. But what had ‘thrilled’ his observers in 1914 was his going out into the wilderness:

We accepted the legend of rejected office, and gloried in it, as in the courage of his assault on Edward Grey. Meeting him in those days at 44 Bedford Square, one could not but admire an aloof dignity in which there was no hint of self-conscious pomp. This admiration steadily mounted, as MacDonald was singled out for attack. He was assailed, incessantly, as a pro-German pacifist who cared nothing for his country. He got all the brick-bats; they were numerous and edgy, and he minded them, a lot.

Arthur Henderson was, according to E. A. Jenkins in his biography, From Foundry to Foreign Office (1944), a typical Northcountryman, who liked to talk about religious or political ‘topics of the hour’. Henderson became a Methodist in 1879 (having previously been a Congregationalist) and became a local lay-preacher. Henderson worked at Robert Stephenson and Sons’ General Foundry Works from the age of twelve. After finishing his apprenticeship there aged seventeen, he moved to Southampton for a year and then returned to work as an iron moulder (a type of foundryman) in Newcastle-upon-Tyne. After he lost his job in 1884, he concentrated on preaching. In 1892, Henderson entered the complex world of trade union politics when he was elected as a paid organiser for the Friendly Society of Iron Founders and its representative on the North East Conciliation Board. Henderson believed that strikes caused more harm than they were worth and tried to avoid them whenever he could. For this reason, he opposed the formation of the General Federation of Trade Unions, as he was convinced that it would lead to more strikes.

In 1900, Henderson (shown on the left in the photo from 1906, with other leading figures in the party), was one of the 129 trade union and socialist delegates who passed Keir Hardie’s motion to create the Labour Representation Committee (LRC). In 1903, he was elected Treasurer of the LRC and was also elected as Member of Parliament (MP) for Barnard Castle at a by-election.

1910 Arthur Henderson.jpgIn 1906, the LRC changed its name to the Labour Party and won 29 seats at the general election. In 1908, when Hardie resigned as Leader of the Labour Party, Henderson was elected to replace him. He remained Leader until his own resignation two years later, in 1910. In 1915, following Prime Minister H. H. Asquith’s decision to create a coalition government, Henderson became the first member of the Labour Party to become a member of the Cabinet, as President of the Board of Education.

‘Total War’ – the Views of Working-class Men & Women:

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Despite the vitriolic attacks on pacifist politicians like MacDonald at home, there was a more satirical tone expressed in the voice of the Army in its marching songs as it arrived in the fields of Flanders and northern France. This was the Regular Army, the sardonic, unemotional, matter-of-fact voice of the widely-despised ‘Tommy Atkins’ who, as usual, was being expected to do the dirty work, was quite prepared to do it and was not sentimental about it. It had few illusions and its attitudes, had they been aware of them, would have further shocked their fellow-countrymen. In contrast to the general public mood, it was not fuelled by hatred of Germany but, in true mercenary spirit, it would have been equally ready to fight the French. Its motto was, We’ll do it. What is it? Sixty per cent of the men in the ranks of the 1914 British Expeditionary Force were reservists, called back to the colours. For many of them, their return to Army life was a distressing uprooting from their homes and occupations. Yet theirs was also an odd satisfaction in obeying the call.

But the Regular Army, even with its reservists, was simply not large enough for the needs of continental war. There would need to be something else, and this need was quickly perceived by Lord Kitchener, the new Secretary of State for War. Out of this perception came the ‘Kitchener Armies’ or ‘New Army’, an extraordinary manifestation of patriotism which brought over 2.25 million volunteers into the colours in the first fourteen months of the war. As the Front-line war dragged on over the next three years, the endless casualty lists recorded the toll of human life; the physical destruction mounted day by day. It was not surprising that nerves frayed and revulsion mounted among those who had to endure all these sufferings. To make them endurable, the soldiers invented a class-conscious vocabulary and style of humour all of their own, closely modelled upon that of the ‘old Regulars’, as demonstrated in the following anonymous parody of the parable of the sower:

Some fell by the wayside, and the Sergeant-Majors sprang up and choked them. 

The demand of the generals for more and more young men for the muddy walk to mutilation and death on the Western Front inevitably resulted in the depletion of labour available for industry and the increase in opportunities for women to replace them at home. Of course, there were problems and a degree of resistance especially from male workers in skilled industries such as engineering. The Amalgamated Society of Engineers, an all-male union with a long tradition of craft skill, saw the introduction of lower-paid unskilled labour as a threat to post-war job security and wage-rates. The answer was the ‘Shells and Fuses Agreement’ whereby the unions would accept ‘dilution of labour’ for the duration of the war. In effect, the trade unions were asked to accept the introduction of a twelve-hour working day, the unlimited subdivision of jobs, the scrapping of apprenticeship agreements and the introduction of unskilled labour to produce the hardware of war. Safeguards and rights painstakingly fought for by trades unionists over half a century or more were set aside until the end of the war. No similar sacrifice was to be asked of the employers who were enabled to make rich profits by speeding up production and introducing unrestricted unskilled labour at cheap wage-rates.

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Above: Oxide breaking at Beckton Gas Works.

The doubts of trade unionists about the large-scale introduction of female labour into industries were expressed in a composite resolution at the 1915 Trades Union Congress from two craft unions asking for committees to be set up to ensure the replacement of women at the close of the war by more suitable male labour. The real threat, however, was the inequality of pay between men and women and, to their credit, many trade union leaders insisted on equal pay for women doing equal work, achieving some limited success. The government sided firmly with employers against the unions and in June 1915 the new coalition government dropped all pretence at negotiation on the question of existing industrial practices and introduced a Munitions of War Bill to force dilution of labour by unskilled men and women on the unions. The war opened many industries to women and there is no shortage of propaganda-style photographs like the one above, showing women in ‘unladylike’ work, cleaning railway engines, filling shells, and humping coal sacks. Although of an official nature, they do represent women at the kind of heavy industrial work that would not have been readily open to them before the outbreak of the war.

It was the mass participation of women in the War effort – in industry, in the Civil Service, and in the Forces – which produced the result so deeply desired and defiantly demanded by the pre-war Suffragette Movement. In March 1917, the House of Commons passed the Women’s Suffrage Bill by 341 votes to 62, setting out a scheme for electoral reform to come into operation at the end of the War. The motion was moved by Asquith, who, according to The Times’ Michael McDonagh, gave a fine speech recanted the stout opposition which he gave to votes for women before the War. Women, he said, had worked out their own salvation in the War. But, even in the latter stages of the war, women’s participation was not greeted with universal enthusiasm by their menfolk at the Front, nor did they admire how it was sometimes ‘forcibly’ obtained. One soldier’s letter to his wife which was censored from May 1918 was quite threatening on the subject, also perhaps revealing the social conservatism which existed in working-class homes:

Well, I am afraid there will be trouble if they try to take married women into the WAAC. We men can stand a lot, but they are nearing the danger zone when they wish to force our wives into service. Goodness, the damned infernal impudence of wanting our wives! Why, if anyone came for you while I was at home, I’d slit his throat open. I’m not bragging; I’m saying what I mean. How little they understand us, they are running up against trouble with a vengeance; they will find they have signed their death warrant.

Lloyd George’s Visit to Clydeside & Labour’s Socialist Programme:

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While many trade union and Labour leaders who supported the war acquiesced in the increased exploitation of industrial workers, other sections began a wave of resistance, demanding payment of the proper rate for the job where new workers were introduced, controls on company profits and a guarantee that the men away at the front would have jobs waiting for them when they returned after the war. The strongest opposition was led by the Clyde Workers’ Committee, a group of shop stewards elected directly from the shop floor under the chairmanship of Willie Gallacher. The Clyde workers had already conducted a strike for higher pay in February 1915, and the newly formed committee was more than ready for Lloyd George (above) when he travelled to the Clyde at Christmas of that year as Minister of Munitions to plead the case for dilution as a patriotic duty. Against the advice of his officials, Lloyd George was obliged to meet with the shop stewards and hear out their case for workers’ control of the factories. At a meeting in St. Andrew’s Hall held on Christmas Day, he had the experience of having to stand on the platform while the entire audience got to their feet and sang The Red Flag.

The effect of the protests on the Clyde and the continuing agitation by women trade unionists did result in 1916 in an amendment to the Munitions Act which gave statutory force in ‘the rate for the job’ where women did the same skilled work as men. Unions recruited the new women workers and by 1918 the membership of those affiliated to the TUC had risen by well over two million since the outbreak of war, totalling two and a half million. Women and girls who had been unorganised domestic servants, and/ or working-class housewives had been introduced to a range of jobs never before open to them and most importantly, they had been brought into the organised trade union movement for the first time. Even before the end of the war, however, the growing divisions in British society, later to be signalled by the General Strike of 1926, were already widening. In January 1916, the government had arrested Gallacher, Johnny Muir and Walter Bell, the leaders of the Clyde Workers’ Committee, on charges of attempting to cause mutiny, sedition or disaffection among the civilian population. Ernest Bevin, speaking in the Leeds Coliseum on 3 June 1917, joined in the radical trade union war of words with the Coalition Government:

We all know that in the industrial world the capitalists would give us peace tomorrow if we would surrender. But I am not going to surrender. I am not going to be a pacifist in the industrial movement. I believe that even in our own country there will have to be the shedding of blood to attain the freedom we require …

In 1916, David Lloyd George forced Asquith to resign and replaced him as Prime Minister. Arthur Henderson became a member of the small War Cabinet with the post of Minister without Portfolio. (The other Labour representatives who joined Henderson in Lloyd George’s coalition government were John Hodge, who became Minister of Labour, and George Barnes, who became Minister of Pensions.) Henderson resigned in August 1917 after his proposal for an international conference on the war was rejected by the rest of the Cabinet. He then turned his attention to building a strong constituency-based support network for the Labour Party. Previously, it had little national organisation, based largely on branches of unions and socialist societies. Working with Ramsay MacDonald and Sidney Webb, Henderson in 1918 established a national network of constituency organisations. They operated separately from the trade unions and the National Executive Committee and were open to everyone sympathetic to the party’s policies. Henderson lost his seat in the ‘Coupon Election’ of 14 December 1918 but returned to Parliament in 1919 after winning a by-election in Widnes. He then secured the adoption of a comprehensive statement of party policies, as drafted by Sidney Webb. Entitled “Labour and the New Social Order,” it remained the basic Labour platform until 1950. It proclaimed a socialist party whose principles included a guaranteed minimum standard of living for everyone, nationalisation of industry, and heavy taxation of large incomes and of wealth.

Bevin’s ‘Docker’s Breakfast’, Poverty & ‘Poplarism’:

There were mutinies in the armed forces which continued during the period of demobilisation into 1919, reminding the upper classes rather uncomfortably of the Bolshevik Revolution and subsequent revolutions on the continent. They were followed by a series of strikes which led The Times (27 September 1919) to proclaim that this war, like the war with Germany, must be a fight to the finish. The civil strife which had arisen towards the end of the war continued principally among the miners, shipbuilders, railwaymen and farm workers, that is, in the declining sections of the economy. Ernest Bevin, pictured below, the national organiser of the Dockers’ Union, used his own experience of poverty and his deep knowledge of and feeling for the dockworkers in presenting the case for higher wages to the Shaw inquiry of 1920. The potatoes are peeled into a chipped enamel bowl, while the little girl watching is wearing boots that must have come from her brother.

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‘The Dockers’ KC’ was an appreciative title won by Ernest Bevin when he argued the case for a sixteen shillings a day minimum wage and de-casualisation of their labour at the Shaw Inquiry in 1920. Bevin, a thirty-nine-year-old national organiser of the Dockers’ Union was given the task of putting the case for the Transport Federation. His performance was brilliant. Though lacking in formal education, he spoke for eleven hours, vividly describing the history, work, poverty, danger of a docker’s life and scoring heavily in exchanges with the Chairman of the Port of London Authority, the wealthy Lord Devonport, an old enemy of dock workers. While the two sides were involved in academic arguments as to whether or not a docker and his family could live on the employers’ proposed wage of three pounds thirteen shillings and sixpence a week, Bevin went shopping in Camden Town. That evening he prepared a ‘docker’s breakfast’ (shown above) and took the plates into court.

When Professor Bowley, the employers’ expert witness, went into the witness box, calculating the precise number of calories on which a man could live and work, Bevin pushed scraps of bacon, bread and fish he had prepared before him and asked the Cambridge professor if that was sufficient for a man who had to carry heavy sacks of grain all day. The witness protested. You have never carried 2cwt bags on your back continuously for eight hours? Bevin fired. The professor answered that he hadn’t, and Bevin then produced a menu from the Savoy Hotel and asked him to calculate the calories in a shipowners’ lunch! The outcome of the Inquiry was a triumph for Bevin, and the court condemned the system of casual labour, awarding a national minimum wage of sixteen shillings a day for a forty-four hour week. Bevin went on, of course, to become a leading figure in the trade union and Labour movement over the next four decades.

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Historians often date Britain’s ‘hungry years’ as beginning in 1929 with the ‘Great Depression’, but for many workers, they never had a beginning, since the depression, unemployment and hunger were a permanent condition of their lives and one from which they received only occasional relief. In March 1921, Poplar, a borough in London’s East End, blighted with mass unemployment, casual dock labour, rotten housing and slum landlords, reached a breaking point. It was hardly equitable that a rich borough such as a Westminster, where a penny rate raised more than thirty thousand pounds, maintained only eleven hundred on outdoor relief, while Poplar, where a penny rate raised only three thousand pounds had to maintain forty-four thousand. The East End of London as a whole, with only a quarter of the paying capacity of the West End, had seventeen times the liability. Faced with a massive increase in the rate, a burden the poor could not carry, the Council refused to cut the level of relief to the unemployed and decided not to pay the quarter of a million pounds due to the central authority, the London County Council, carrying a rate of four shillings and fourpence in the pound, to meet the needs of the Council and the Board of Guardians.

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This was the essence of the conflict that was to lead to the imprisonment of the mayor and the majority of the socialist members of the Council and the introduction of a new word into the English language, ‘Poplarism’. Summoned to appear at the High Court on 29 July the Council marched in procession from Bow with the mace bearer at their head, the mayor wearing his chain of office and all beneath a banner saying ‘Poplar Borough Council marching to the High Court and possibly to prison’. Following the councillors, who included Edgar Lansbury and his father, the ‘uncrowned King of the East End’, the kindly George Lansbury, came the people of Poplar. The court ordered payment, the councillors refused and in September, nearly the whole of the Council was sent to prison for contempt. Fifteen thousand marched to Holloway, many of the women carrying babies (as shown in the photo above) where Minnie Lansbury and four other women were taken. While Herbert Morrison deplored their actions and J. H. Thomas called the councillors ‘wastrels’, the fight continued even inside the prison.

A council meeting was held in Brixton Prison, the women being brought from Holloway to attend. Outside, ten thousand enrolled in the Tenants’ Defence League and pledged to refuse to pay rent if the councillors asked. The High Court released the councillors in October so that they could attend a conference to discuss the whole matter. The result was a victory for Poplar. The Council had made their first charge the care of the sick, orphaned, aged, widowed, workless and homeless and forced the introduction of a Bill equalising rate burdens between the rich and poor. The two photographs of Poplar residents and councillors are taken from an album presented to one of the councillors at a Council meeting the following year. The caption to the picture of the Poplar women carrying the loaves given by the Guardians is entitled ‘Give us this day our daily bread’ while the photograph of the councillors features Alderman Hopwood with his pipe, ‘surrounded by his bodyguard’.

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The photograph above shows the outing of Norland Ward Women’s Group of the North Kensington Labour Party. The woman on the left in the front row is carrying the Party’s red flag and most of the group are wearing red rosettes. The substantial-looking Labour Club proclaims ‘Socialism’ and ‘Recreation’ and the women in their prettiest dresses have no doubt earned their break from the shop, factory, housework and local canvassing for the party. Charabanc day trips were a popular working-class leisure activity during the 1920s and the elected representatives of the Labour and trade union movement enjoyed them as much as the membership. Charabanc pictures from the early twenties are common and include those of the annual outings of workers from scores of factories on jaunts to Dartmoor and Epping Forest. The charabancs chugged along at a maximum of twelve miles per hour.

(to be continued…)

 

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Seventy-Five Years Ago – The Second World War, East & West; November-December 1944 – The Battle of the Bulge & Roads to Berlin.   Leave a comment

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Undiplomatic ‘Moves’:

In the month following the Second Quebec Conference of 12th-16th September 1944, there was a storm of protest about the Morgenthau Plan, a repressive measure against Germany which Stalin craved. Although he was not present in person at Quebec, Stalin was informed about the nature and detail of the proposals. On 18 October, the Venona code-breakers had detected a message from an economist at the War Production Board to his Soviet spymasters that outlined the plan. This was that:

The Rühr should be wrested from Germany and handed over to the control of some international council. Chemical, metallurgical and electrical industries must be transported out of Germany.

The US Secretary of State, Cordell Hull, was appalled that Morgenthau had been allowed to trespass so blatantly on an area of policy that did not belong to him, and also that the proposed plan would, in his judgment, so clearly result in the Germans resisting more fiercely. With his health failing, Hull resigned in November 1944. The American press was just as antagonistic. Both the New York Times and Washington Post attacked the plan as playing into the hands of the Nazis. And in Germany, the proposals were a gift for Joseph Goebbels, who made a radio broadcast in which he announced:

In the last few days we have learned enough about the enemy’s plans, … The plan proposed by that Jew Morgenthau which would rob eighty million Germans of their industry and turn Germany into a simple potato field.

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Roosevelt was taken aback by the scale of the attack on the Morgenthau Plan, realizing that he had misjudged the mood of his own nation, a rarity for him, and allowed a Nazi propaganda triumph. The Plan for the complete eradication of German industrial production capacity in the Ruhr and the Saar was quietly dropped in the radical form in which it had originally been proposed at Quebec, although the punitive philosophy underpinning it later found expression in the Joint Chiefs of Staff directive 1067, which stated that occupation forces should take no steps looking toward the economic rehabilitation of Germany or designed to maintain or strengthen the German economy. At the same time, Roosevelt, comfortably re-elected on 7 November, confidently replied to Mikolajczyk, the Polish PM in exile, who had accused him of bad faith over the future of his country, that if a mutual agreement was reached on the borders of Poland, then his government would offer no objection. Privately, however, the US President considered the European questions so impossible that he wanted to stay out of them as far as practicable, except for the problems involving Germany. Reading between the lines, Mikolajczyk decided that he had heard and seen enough of the West’s unwillingness to face Stalin down. He resigned on 24 November. Just days after his resignation, Churchill confirmed his support for Roosevelt’s ‘line’. He told the Cabinet that:

No immediate threat of war lay ahead of us once the present war was over and we should be careful of assuming commitments consequent on the formation of a Western bloc that might impose a very heavy military burden on us.

Although his views about the stability of the post-war world were still capable of changing, Churchill felt that, on balance, the Soviet Union would prove a genuinely cooperative member of the international community and he returned from Moscow in an upbeat mood. He wrote to his wife Clementine that he had had …

… very nice talks with the old Bear … I like him the more I see him. Now they respect us and I am sure they wish to work with us.

Over the next few months, however, Stalin’s actions on the eastern front would shatter Churchill’s hopes. On 24 November, the Soviets had established a bridgehead over the Danube and a month later, on Christmas Eve, they were encircling Budapest. Defending Hungary accounted for seven of the eighteen Panzer divisions still available to Hitler on the Eastern Front, a massive but necessary commitment.  Dismantled factory equipment, cattle, and all things moveable were dragged away by the retreating German forces, now mainly interested in entrenching themselves along the western borders of Hungary, leaving it for Szálasi to win time for them. The Leader of the Nation announced total mobilisation, in principle extending to all men between the ages of fourteen and seventy. He rejected appeals from Hungarian ecclesiastical leaders to abandon Budapest after it had been surrounded by the Soviet forces by Christmas 1944. The senseless persistence of the Arrow-Cross and the Germans resulted in a siege of over one and a half months, with heavy bombardment and bitter street warfare, a ‘second Stalingrad’, as recalled in several German war memoirs. The long siege of Budapest and its fall, with an enormous loss of life, occupy an outstanding place in world military history. Only the sieges of Leningrad (St Petersburg), (Volgograd) and the Polish capital Warsaw, similarly reduced to rubble, are comparable to it.

‘Autumn Mist’ in the Ardennes:

Meanwhile, on the Western Front, Allied hopes that the war might be over in 1944, which had been surprisingly widespread earlier in the campaign, were comprehensively extinguished. By mid-November, Eisenhower’s forces found themselves fighting determined German counter-attacks in the Vosges, Moselle and the Scheldt and at Metz and Aachen. Hoping to cross the Rhine before the onset of winter, which in 1944/5 was abnormally cold, the American Allied commander-in-chief unleashed a massive assault on 16 November, supported by the heaviest aerial bombing of the whole war so far, with 2,807 planes dropping 10,097 bombs in ‘Operation Queen’. Even then, the US First and Ninth Armies managed to move forward only a few miles, up to but not across the Rühr river. Then, a month later, just before dawn on Saturday, 16 December 1944, Field Marshal von Rundstedt unleashed the greatest surprise attack of the war since Pearl Harbor. In Operation Herbstnebel (‘Autumn Mist’), seventeen divisions – five Panzer and twelve mechanized infantry – threw themselves forward in a desperate bid to reach first the River Meuse and then the Channel itself. Instead of soft autumnal mists, it was to be winter fog, snow, sleet and heavy rain that wrecked the Allies’ aerial observation, denying any advance warning of the attack. Similarly, Ultra was of little help in the early stages, since all German radio traffic had been strictly ‘verboten’ and orders were only passed to corps commanders by messenger a few days before the attack.

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Suddenly, on 16 December, no fewer than three German Armies comprising 200,000 men spewed forth from the mountains and forests of the Ardennes. Generals Rundstedt and Model had opposed the operation as too ambitious for the Wehrmacht’s resources at that stage, but Hitler believed that he could split the Allied armies north and south of the Ardennes, protect the Rühr, recapture Antwerp, reach the Channel and, he hoped, re-create the victory of 1940, and all from the same starting point. Rundstedt later recalled that:

The morale of the troops taking part was astonishingly high at the start of the offensive. They really believed victory was possible. Unlike the higher commanders, who knew the facts.

The German disagreements over the Ardennes offensive were three-fold and more complex than Rundstedt and others made out after the war. Guderian, who was charged with opposing the Red Army’s coming winter offensive in the east, did not want any offensive in the west, but rather the reinforcement of the Eastern Front, including Hungary. Rundstedt, Model, Manteuffel and other generals in the west wanted a limited Ardennes offensive that knocked the Allies off balance and gave the Germans the chance to rationalize the Western Front and protect the Rühr. Meanwhile, Hitler wanted to throw the remainder of Germany’s reserves into a desperate attempt to capture Antwerp and destroy Eisenhower’s force in the west. As usual, Hitler took the most extreme and thus riskiest path, and as always he got his way. He managed to scrape up a reserve of twenty-five divisions, which he committed to the offensive in the Ardennes. General Model was given charge of the operation and planned it well: when the attack went in against the Americans it was a complete surprise. Eisenhower, for his part, had left the semi-mountainous, heavily wooded Ardennes region of Belgium and Luxembourg relatively undermanned. He did this because he had been receiving reports from Bradley stating that a German attack was only a remote possibility and one from Montgomery on 15 December claiming that the enemy cannot stage major offensive operations. Even on 17 December, after the offensive had begun, Major-General Kenneth Strong, the Assistant Chief of Staff (Intelligence) at SHAEF, produced his Weekly Intelligence Summary No. 39 which offered the blithe assessment that:

The main result must be judged, not by the ground it gains, but by the number of Allied divisions it diverts from the vital sectors of the front.

For all the dédácle of 1940, the Ardennes seemed uninviting for armoured vehicles, and important engagements were being fought to the north and south. With Wehrmarcht movements restricted to night-time, and the Germans instituting elaborate deception plans, the element of surprise was complete. Although four captured German POWs spoke of a big pre-Christmas offensive, they were not believed by Allied intelligence. Only six American divisions of 83,000 men protected the sixty-mile line between Monschau in the north and Echternach in the south, most of them under Major-General Troy Middleton of VIII Corps. They comprised green units such as the 106th Infantry Division that had never seen combat before, and the 4th and 28th Infantry Divisions that had been badly mauled in recent fighting and were recuperating.

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The attack took place through knee-high snow, with searchlights bouncing beams off the clouds to provide illumination for the troops. Thirty-two English-speaking German soldiers under the Austrian Colonel Otto Skorzeny were dressed in American uniforms in order to create confusion behind the lines. Two of the best German generals, Dietrich and Monteuffel led the attacks in the north and centre respectively, with the Seventh Army providing flank protection to the south. As the panzers raced for the Meuse and the Allies desperately searched for the troops they needed to rebuild their line, both armies wondered if Hitler had managed to bring off a stunning ‘blitz’ yet again. Yet even the seventeen divisions were not enough to dislodge the vast numbers of Allied troops who had landed in north-west Europe since D-day. The Allies had the men and Hitler didn’t.  Manteuffel later complained of Hitler that:

He was incapable of realising that he no longer commanded the army which he had had in 1939 or 1940. 

Nevertheless, both the US 106th and 28th Divisions were wrecked by the German attack, some units breaking and running to the rear, but the US V Corps in the north and 4th Division in the south managed to hold their positions, squeezing the German thrust into a forty-mile-wide and fifty-five-mile-deep protuberance in the Allied line whose shape on the map gave the engagement its name: the Battle of the Bulge. The Sixth SS Panzer Army failed to make much progress against the 2nd and 99th Infantry Divisions of Gerow’s V Corps in the north and came close but never made it to a giant fuel dump near the town of Spa. They did, however, commit the war’s worst atrocity against American troops in the west when they machine-gunned eighty-six unarmed prisoners in a field near Malmédy, a day after executing sixteen others. The SS officer responsible, SS-General Wilhelm Mohnke, was never prosecuted for the crime, despite having also been involved in two other such massacres in cold blood earlier in the war.

In the centre, Manteuffel’s Fifth Panther Army surrounded the 106th Division in front of St Vith and forced its eight thousand men to surrender on 19 December, the largest capitulation of American troops since the Civil War. St Vith itself was defended by the 7th Armoured until 21 December, when it fell to Manteuffel. Although the Americans were thinly spread, and caught by surprise, isolated pockets of troops held out long enough to cause Herbstnehel to stumble, providing Eisenhower with enough time to organize a massive counter-attack. By midnight on the second day, sixty thousand men and eleven thousand vehicles were being sent as reinforcements.  Over the following eight days, a further 180,000 men were moved to contain the threat. As the 12th Army Group had been split geographically to the north and south of ‘the bulge’, on 20 December Eisenhower gave Bradley’s US First and Ninth Armies to Montgomery’s 21st Army Group, the latter until the Rhine had been crossed. It was a sensible move that nonetheless created lasting resentment. German loudspeakers blared out the following taunt to troops of the US 310th Infantry Regiment:

How would you like to die for Christmas?

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With Ultra starting to become available again after the assault, confirming the Meuse as the German target, the Supreme Commander could make his own dispositions accordingly, and prevent his front being split in two. Patton’s Third Army had the task of breaking through the German Seventh Army in the south. On 22 and 23 December, Patton had succeeded in turning his Army a full ninety degrees from driving eastwards towards the Saar to pushing northwards along a twenty-five-mile front over narrow, icy roads in mid-winter straight up the Bulge’s southern flank. Even Bradley had to admit in his memoirs that Patton’s ‘difficult manoeuvre’ had been one of the most brilliant performances by any commander on either side of World War II. Patton had told him, the Kraut’s stuck his head in a meat-grinder and this time I’ve got hold of the handle. Less brilliant was the laxity of Patton’s radio and telephone communications staff, which allowed Model to know of American intentions and objectives. But Patton seemed to think he had a direct line to God. In the chapel of the Fondation Pescatore in Luxembourg on 23 December, Patton prayed to the Almighty:

You have just got to make up Your mind  whose side You’re on. You must come to my assistance, so that I might dispatch the entire German Army as a birthday present to Your Prince of Peace.

Whether through divine intervention or human agency, the 101st Airborne Division had already arrived in the nick of time at the town of Bastogne, only hours before the Germans reached its vital crossroads. With eighteen thousand Americans completely surrounded there on 20 December, the commander of the 47th Panzer Corps, General Heinrich von Lüttwitz gave Brigadier-General McAuliffe, a veteran of Overlord and Market Garden, the acting commander of the division, the opportunity to surrender. He refused in characteristic style with the single word ‘nuts!’ Thus, Christmas Day began with a massed German assault on Bastogne, which had to hold out until the US Third Army could come to the rescue from the south. Patton joked that it was…

… a clear, cold Christmas, lovely weather for killing Germans … which is a bit queer, seeing whose birthday it is.

After surviving the spirited attack that broke through the defensive perimeter on Christmas Day, Bastogne was relieved by Patton’s 4th Armored Division on Boxing Day. By then Manteuffel’s Fifth Panzer Army was running short of fuel, and although its 2nd Panzer Division got to within five miles of the town of Dinant on the Meuse, Dietrich had not committed his mechanized infantry. reserves in support of his fellow general’s advance, because such a manoeuvre was not in Hitler’s orders and he had been instructed to obey his instructions to the letter. Contrary to Model’s advice, Hitler had insisted that Dietrich, ‘Hitler’s SS pet’ should deliver the decisive blow, even though he had only advanced a quarter of the distance covered by Manteuffel. The German commanders having wasted this opportunity, an improvement in the weather allowed the Allied planes to harry the Panzer columns with fifteen thousand sorties flown in the first four days after the skies had cleared. Later, when being debriefed by Allied interrogators, Rundstedt put the defeat down to three factors:

First, the unheard-of superiority of your air force, which made all movement in daytime impossible. Secondly, the lack of motor fuel – oil and gas – so that the Panzers and even the Luftwaffe were unable to move. Third, the systematic destruction of all railway communications so that it was impossible to bring one single railroad train across the Rhine. 

Hitler’s Offensive Folly:

By 8 January, the great offensive had petered out. The Allies resumed their advance and gradually forced their way towards the Rhine. After the war was over, Rundstedt strongly objected to this stupid operation in the Ardennes being referred to as ‘the Rundstedt Offensive’, saying that, instead, it should be called ‘the Hitler Offensive’ since it came to him as an order complete to the last detail. According to him, Hitler had even written on the plan in his own handwriting, Not to be Altered. The Führer had been warned by both Rundstedt and Model that the offensive would achieve only a drastic weakening of the Reich’s power to resist the Russians on the Eastern Front, without any concomitant advantage in the west. Nonetheless, he was willing to gamble all, as so often before.  The hopes that many Germans still had that the Red Army could be kept back were thus sacrificed on an offensive in the west, against an enemy far less vicious and rapacious than the one bearing down on their homeland from the east. As the military historian, Max Hastings has concluded:

Only Hitler’s personal folly maintained the Ardennes battle, encouraged by Jodl, who persuaded him that maintaining pressure in the west was dislocating the Anglo-Americans’ offensive plans.

This may well have been the case, at least temporarily, but the greater cost was born by Germany’s defensive plans, and Hitler was no longer able to undertake a major counter-offensive again. The battle of the Bulge cost the Germans 98,024 battlefield casualties, including over twelve thousand killed. They also lost seven hundred tanks and assault guns and sixteen hundred combat aircraft. There were eighty-one thousand Allied casualties, mainly American, including over ten thousand killed. They lost a slightly higher number of tanks and tank-destroyers than the Germans. The great difference was that whereas the Allies could make up their losses in matériel, the Germans no longer could. This had a powerful effect on Allied morale, as a British tank commander fought in the battle testified later:

The Germans were going to be defeated, and not only in their Ardennes adventure but in their whole mad attempt to dominate the world. 

Defeat in the Air and at Sea – The Allied Bombing Campaign:

They were also being defeated in the air. The Royal Air Force had continued with its general area bombing throughout 1944, with its chief of staff, Commander Harris, genuinely believing that this would bring victory soonest. Churchill, Brooke and Portal all complained privately about this, wanting to pursue precision bombing. They could have simply ordered ‘Bomber’ Harris to alter his targeting policy, to the point of sacking him if he refused, but they did not give the order and they didn’t sack him either. In fact, Bomber Command certainly did hit precision targets, most famously hitting the battleship Tirpitz on several occasions between September and November 1944, on the last occasion succeeding in sinking it.

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Above: The North Atlantic & Arctic Convoy System, showing the naval bases & the location of the battleship Tirpitz.

This final British attack on Tirpitz took place on 12 November. The ship again used her 38 cm guns against the bombers, which approached the battleship at 09:35; Tirpitzs main guns forced the bombers to disperse temporarily, but could not break up the attack. A force of 32 Lancasters from Nos. 9 and 617 Squadrons dropped 29 Tallboys on the ship, with two direct hits and one near miss. Several other bombs landed within the anti-torpedo net barrier and caused significant cratering of the seabed; this removed much of the sandbank that had been constructed to prevent the ship from capsizing. One bomb penetrated the ship’s deck between turrets Anton and Bruno but failed to explode. A second hit amidships between the aircraft catapult and the funnel and caused severe damage.

Black and white aerial photograph showing an overturned ship

A very large hole was blown in the ship’s side and bottom; the entire section of belt armour abreast of the bomb hit was completely destroyed. A third bomb may have struck the ship on the port side of turret Caesar. Operation Catechism was undertaken by 29 Royal Air Force heavy bombers that attacked the battleship at its anchorage near the Norwegian city of Tromsø. The ship capsized after being hit by at least two bombs and damaged by the explosions of others, killing between 940 and 1,204 members of the crew; the British suffered no casualties.

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Meanwhile, although the Nazi war machine was still producing as much throughout 1944 as it had the previous year, at the end of January 1945 Albert Speer found that in 1944 Allied bombing had meant that Germany produced thirty-five per cent fewer tanks than he had wanted to build and Germany required, as well as thirty-one per cent fewer aircraft and forty-two per cent fewer lorries. In a sense, these statistics justify the Allies’ CBO (Combined Bomber Offensive) as the Battle of the Bulge had demonstrated what the Wehrmacht and the Luftwaffe were capable of achieving in counter-attack when they had enough tanks and aircraft. The tragic reality was that area-, as well as precision-bombing, was necessary to halt Speer’s miracle, although by 1944 the RAF should perhaps have switched to concentrating more on factories, which could be targeted with greater accuracy than in 1940.

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The estimation that the entire CBO of 1944 reduced German gross industrial production by only ten per cent seems damning, in view of the sacrifices of Allied airmen, the loss of 21,000 bombers and the deaths by bombing of around 720,000 German, Italian and French civilians in the course of the entire war. Yet the entire campaign took up only seven per cent of Britain’s material war effort, and on those grounds could be justified militarily. Through the development of the Mustang to escort Allied bombers as far as Berlin and back, the British had produced an aircraft which could establish dominance over German skies, shooting down a large number of Messerschmitts flown by experienced Luftwaffe pilots, thereby allowing Allied bombers to destroy Luftwaffe factories, including those producing synthetic oil.

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After D-day, efforts had been made by the Americans, as large numbers of B-24 bombers joined the B-17s, to shift concentration towards attacking German synthetic-oil supplies. Harris had opposed this as well, yet by then the Luftwaffe was somehow surviving on ten thousand tons of high-octane fuel a month when 160,000 had once been required. Harris won, and between October 1944 and the end of the war more than forty per cent of the 344,000 tons of bombs dropped by the RAF on Germany hit cities rather than purely military targets, even though the Allies had already achieved complete aerial superiority and the RAF could bomb their targets in daylight once again. On his seventieth birthday on 30 November, Churchill interrupted Portal’s report to criticise the bombing of Holland: Eight to Nine Hundred German casualties against twenty thousand Dutch – awful thing to do that. This led to a row between Portal and Harris, with Harris spiritedly protecting his policy. Portal wanted Bomber Command to concentrate on oil and transportation targets, which Harris still considered mere ‘panacea targets’. Yet the debate was only ever about the efficacy of the bombing offensive, not its morality, over which neither man had any doubts.

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001Berliners greeted their deprived and dangerous Christmas of 1944 with black humour in the form of joke advice as to how to ‘be practical’ in their choice of presents by giving a coffin; a further piece was to enjoy the war while you can, the peace will be terrible. The constant Allied air raids were bad, but worse was the knowledge that a 6.7 million-strong Red Army was massing on the Reich’s borders from the Baltic to the Adriatic, with their city as the ultimate goal. This was significantly larger than the army with which Hitler had invaded the Soviet Union in 1941, a great achievement for sure, but one which was aided by the United States’ Lend-Lease Scheme, under which more than five thousand aircraft, seven thousand tanks, many thousands of lorries, fifteen million pairs of boots and prodigious quantities of food, supplies, arms, and ammunition were shipped to the Soviet Union. Valued at $10 billion in total, representing seven per cent of the USSR’s total output, this allowed the Soviets to concentrate production on areas where they were most efficient. So, when they wished each other Prosit Neujahr! for 1945, few Berliners clinked glasses. The irony was not lost on them that, before the war, their ‘liberal’ city had been the most anti-Nazi place in Germany, yet now it faced destruction because of its most prominent resident, who had returned from the Wolfschanze on 20 November.

By contrast, as the year ended in Moscow, it was hailed as ‘The Year of Ten Victories’ by the Soviets, who had an unbroken run of victories since the relief of Leningrad in January 1944. The Baltic States of Estonia, Latvia, and Lithuania had been liberated from Hitler’s yoke by Christmas, only to fall beneath Soviet rule once more, and this time until 1990. Hitler continued to insist that the bridgehead between Memel and Kurland enclaves must be held by an entire army. Thus his forces were trapped in the Kurland pocket, which the Red Army came to regard as a gigantic POW camp maintained for them by the Wehrmacht, and so did not force it to surrender until the end of the war. Hitler’s refusal to countenance Guderian’s pleas to rescue Army Group Centre in East Prussia and Army Group North in Latvia put the German in dire ‘straits’ on the Baltic coastline. The much-vaunted new generation of U-boats, supposedly faster, indefinitely submersible and undetectable, did not come on stream in sufficient quantities to maintain the supplies of Swedish iron ore, or to maroon the Allies on the continent without their convoys’ supplies. As the Western Allies advanced slowly to the Rhine, the Soviets burst across the Vistula and then, after clearing Pomerania and Silesia, reached the Oder-Neisse line by the spring. Hitler continued to conduct all operations from a bomb-proof bunker deep beneath the Chancellery in Berlin. His orders were always the same: stand fast, hold on, shoot any waverers and sell your own lives as dearly as possible. The German army’s total losses in 1944 were already immense, adding up to the equivalent of more than a hundred divisions.

Statistical Appendix:

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Sources:

Andrew Roberts (2009), The Storm of War: A New History of the Second World War. London: Penguin Books.

Laurence Rees (2008), World War Two: Behind Closed Doors.  London: BBC Books (Ebury Publishing).

Colin McEvedy (1982), The Penguin Atlas of Recent History. Harmondsworth: Penguin Books.

Hermann Kinder & Werner Hilgemann, The Penguin Atlas of World History, vol. II. Harmondsworth: Penguin Books.

Richard Overy (1996), The Penguin Historical Atlas of the Third Reich. Harmondsworth: Penguin Books.

September 1939 (II): All at Sea – Naval Developments & Diplomacy; Appendices – Documents and Debates.   Leave a comment

Political Reaction to the Polish War in Britain:

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Even at the very late hour of August 1939, there were some ministers who publicly argued for the continuation of the appeasement policy. War is not only not inevitable, said Sir Thomas Inskip, the Minister for Defence Co-ordination, seeking to reassure the British public, but it is unlikely. R A (Richard Austen) Butler, later responsible for the 1944 Education Act, then Under Secretary of State at the Foreign Office, praised Harold Nicolson’s Penguin Special book as a work of art and perfectly correct. As the Foreign Secretary, Lord Halifax sat in the Lords, Butler was the Government’s spokesman in the Commons, valiantly defending its policy. An enthusiastic Chamberlainite, he regarded Munich not as a means of buying time but as a way of settling differences with Hitler. An unrepentant appeaser down to the outbreak of war, Butler even opposed the Polish alliance signed on 25 August, claiming it would have a bad psychological effect on Hitler. Critics of Chamberlain’s post-Prague policy for ignoring the necessity of encirclement thus found common cause with the ardent appeasers, though Butler himself remained loyal to Chamberlain, even after his final fall from grace. He blamed the Prime Minister’s demise and ultimate disgrace on the growing influence of Sir Horace Wilson at this time, as, for different reasons, did Nicolson.

However, even the tiny window of ‘encirclement’ was soon shut and shuttered by the Ribbentrop-Molotov Pact. For those on the Left of British politics, both inside Parliament and out,  this represented an unthinkable nightmare and spelt the immediate decapitation of the idea of a Popular Front with communism against the Fascist threat. In particular, Nicolson’s argument for an alliance with the Soviet Union was suddenly invalidated. When he heard of it, Harold Nicolson was, like Drake at the time of the Spanish Armada, on Plymouth Sound. He rushed back to London, to hear Chamberlain’s statement to the House. The PM was like a coroner summing up a murder case, Harold suggested. Although sympathetic to Chamberlain’s hopeless plight, he agreed with the verdict of Lloyd George and Churchill that the PM was a hopeless old crow… personally to blame for this disaster. 

002As Hitler wasted no time in crossing the border into Poland at daybreak on 1 September, the moral and diplomatic disaster became a military reality. Later the same day, Churchill was asked to join a small War Cabinet, a sign to all that Chamberlain had finally accepted that reality and now meant business. When the PM addressed the House that evening, visibly under tremendous emotional stress, he read out the allied dispatch sent to Berlin. This contained the familiar words that unless Germany gave a firm pledge to suspend all military activities and to withdraw its troops from Poland, Britain would instantly honour its obligations. However, there was no time limit attached to the word ‘instantly’ at this stage, so the dispatch could not be read as anything more than a warning. It was not an ultimatum. Apparently, this was largely due to the procrastination of the French Government, which, even at this late hour, was hoping for another Munich Conference to be held within 48 hours.

When the House met again the next evening, Chamberlain’s statement was still loosely-phrased.  Was there to be another Munich? was the unspoken question in everyone’s mind, if not on their lips. When the opposition spokesman, Arthur Greenwood, rose to speak, there were shouts from the Tory benches urging him to Speak for Britain. Chamberlain turned around to his own backbenches as if stung. The House adjourned in indescribable confusion and the Cabinet reconvened in Downing Street on what, by all accounts, was literally a very stormy night. The Cabinet decided to present the ultimatum at nine in the morning in Berlin, to expire two hours later. Chamberlain ended the meeting with the words Right, gentlemen..this means war, quietly spoken, after which there was a deafening thunderclap.

As Chamberlain himself remarked soon afterwards, no German answer to the allied ultimatum was forthcoming before 11 a.m. on the third. Harold Nicolson attended a gathering of the Eden group. At 11.15 they heard Chamberlain’s announcement. For them, as for the masses of British people listening, it seemed like the present did not exist, only the future and the past. What could any of them, with all their grandness and wealth, do now? In a strained and disgusted voice, Chamberlain told a benumbed British people that, after all, they were now at war with Germany. As if a harbinger of the nine-month ‘phoney war’ which was to follow, the air-raid siren sounded the last of the Thirties’ false alarms. In the chamber of the House of Commons, an ill-looking Prime Minister made a ‘restrained speech’. As Nicolson drove out of London towards his home at Sissinghurst in Kent, a convoy of evacuees overtook them. From one of the trucks, an elderly lady accompanying the children leaned out, shook her fist, and shouted, it is all the fault of the rich.  There was a real sense in which both the war itself and its aftermath, became a class war in which the aristocratic control of politics which had helped to cause it, was jettisoned by the British people.

British diplomats were even less enthusiastic about the prospect of conflict with the Soviet Union than the politicians. In a secret telegram to the Foreign Office, the British ambassador to Moscow, Sir William Seeds, wrote:

I do not myself see what advantage war with the Soviet Union would be to us, though it would please me personally to declare it on M. Molotov. …the Soviet invasion of Poland is not without advantages to us in the long run, for it will entail the keeping of a large army on a war footing outside Russia consuming food and petrol and wearing out material and transport, thus reducing German hopes of military or food supplies.

In a public statement on 20 September, however, the British Prime Minister, Neville Chamberlain spoke to the House of Commons about the Soviet invasion of eastern Poland:

For the unhappy victim of this cynical attack, the result has been a tragedy of the grimmest character. The world which has watched the vain struggle of the Polish nation against overwhelming odds with profound pity and sympathy admires their valour, which even now refuses to admit defeat. … There is no sacrifice from which we will not shrink, there is no operation we will not undertake provided our responsible advisers, our Allies, and we ourselves are convinced that it will make an appropriate contribution to victory. But what we will not do is to rush into adventures that offer little prospect of success and are calculated to impair our resources and to postpone ultimate victory.

Fine words, but not matched by action. After the signing of the German-Soviet border treaty in Moscow a week later, Sir William revised his opinion in a telegram of 30 September:

It must be borne in mind that if war continues any considerable time, the Soviet part of Poland will, at its close, have been purged of any non-Soviet population or classes whatever, and that it may well be consequently impossible, in practice, to separate it from the rest of Russia. …our war aims are not incompatible with reasonable settlement on ethnographic and cultural lines.

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On the face of it, this was an incredible suggestion. The Soviet Union had just invaded and was subjugating the eastern territories of a nation to which Britain had given its pledge of protection, yet a senior diplomat was privately suggesting that this aggression should be immediately rewarded. Back in London, another senior diplomat, Sir Ivone Kirkpatrick endorsed Seeds views in a report produced on 1 October to which he appended a sketch map of Poland, pointing out that the new Soviet-imposed border mostly followed the ‘Curzon Line’ proposed by the British Foreign Secretary in 1919, which had been rejected by both the Poles and Bolsheviks at the time.

The picture on the right shows German officers discussing with a Soviet officer (far left) the demarcation line between their various pieces of conquered territory after the signing of the Nazi-Soviet pact and the invasion of Poland from west and east. 

Nevertheless, there were many among the general population in Britain who were bemused as to why their country had not declared war on the Soviet Union. If the British treaty to protect Poland from aggression had resulted in war with the Germans, why hadn’t it also triggered a war with the USSR? What they were not aware of was that it was not only the Nazi-Soviet pact which had a secret clause, but also the 1939 Anglo-Polish treaty. That clause specifically limited the obligation to protect Poland from ‘aggression’ to that initiated by Germany.

The ‘Phoney War’ and the War at Sea:

The sixth-month hiatus between the end of the Polish campaign in October 1939 and Hitler’s sudden invasion of Denmark and Norway on 9 April 1940 is known as ‘the Phoney War’. With little going on in the West on land and in the skies, the British and French publics were lulled into thinking that the war was not truly a matter of life and death for them in the way it obviously was for the Poles, and their daily existence was carried on substantially as usual, in all its bureaucracy, inefficiency and occasional absurdity. The National Labour MP Harold Nicolson recorded in his war diaries that the Ministry of Information censors had refused to publish the wording of a leaflet, of which two million copies had been dropped over Germany, on the grounds that… We are not allowed to disclose information that might be of value to the enemy.

The map below shows the full details of the war at sea, 1939-45:

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There was nothing phoney about the war at sea, however. It was perfectly true that the British Air Minister Sir Kingsley Wood made the asinine remark that the RAF should not bomb munitions dumps in the Black Forest because so much of it was private property, but at sea, there were no such absurdities. As early as 19 August, U-boat captains were sent a coded signal about a submarine officers’ reunion which directed them to take up their positions around the British Isles in readiness for imminent action. Within nine hours of the declaration of war, the British liner SS Athenia was torpedoed on its way from Glasgow to Montreal, with 1,400 passengers on board, the captain of U-30 mistaking the ship for an armed merchant cruiser. Had they hit the radio mast, and the SOS signal not been transmitted, many more than the 112 passengers would have perished. A Czech survivor recalled:

There was a column of water near the ship and a black thing like a cigar shot over the sea towards us. There was a bang, and then I saw men on the submarine turn a gun and fire it.

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above: a poster recruiting for the German submarine service. Submarine attack was the main activity of the German Navy during the war, and it succeeded in reducing allied tonnage substantially. Submariners were often absent for up to eighteen months and returned weather-beaten and bearded. Casualties were very high. Some seventy per cent of all submariners were killed.

Neither side was prepared for sea warfare in 1939, but neither could ignore the lessons of the 1914-18 sea war: the German High Seas Fleet had remained largely inactive, while the U-boats had brought Britain perilously close to catastrophe. In the U-boat, Germany had deployed a potentially war-winning weapon, and there was no reason not to attempt to use it more decisively in a second war. For Britain, the Battle of the Atlantic was the longest and most critical of World War Two; defeat would have forced Britain out of the war and made US intervention in Europe impossible. Airpower was also crucial in the battle of the Atlantic. German spotter aircraft could locate convoys and guide U-boats to their targets, while land-based air patrols and fighters launched by catapult from convoy ships provided essential protection. While Germany had entered the war with a number of particularly capital ships, including three purpose-built ‘pocket battleship’ commerce raiders and two powerful modern battleships, there were always too few to challenge the Royal Navy directly. Instead, Germany was once again to use its limited naval resources to attack Britain’s sea communications. The capital ships were used as raiders against British commercial vessels. Nevertheless, tracking down and destroying these threats severely stretched British naval resources. The pocket battleship Graf Spee enjoyed considerable success at the beginning of the war.

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Just as in the previous war, however, it was the U-boat that was to provide the greatest danger to Britain’s supply lines, causing Churchill intense anxiety as First Lord of the Admiralty. Had Hitler given first priority in terms of funding to his U-boat fleet on coming to power in 1933, rather than to the Wehrmacht and Luftwaffe, he might have built a force that would have strangled and starved Britain into surrender. As it was, the navy was the weakest of Germany’s armed services when war broke out. Against the twenty-two battleships and eighty-three cruisers of the French and British navies, Germany had only three small ‘pocket’ battleships and eight cruisers. Early in the war, the German Navy under Admiral Erich Raeder recognised that the submarine offered the only effective German action at sea. In 1939 there were only 57 U-boats available, and not all of these were suitable for the Atlantic.  They had limited underwater range and spent most of their time on the surface, where they were vulnerable to Coastal command bombers. However, under Admiral Karl Dönitz the submarine arm expanded rapidly and soon took a steady toll of Allied shipping. To Dönitz, as commander of the U-boat fleet, it was a simple question of arithmetic: Britain depended on supplies that were carried by a fleet of about three thousand ocean-going merchant ships, and these could carry about seventeen million tonnes. If he could keep sufficient U-boats at sea and sink enough of this tonnage, Britain would be forced to capitulate. He had devised tactics to overcome the convoys, based on the simple concept of overwhelming the escorts. Dönitz introduced a new tactic to undersea warfare, with the ‘wolf packs’ hunting at night linked by radio, often attacking on the surface and at close range. But Dönitz simply did not have enough boats to launch sufficient attacks in groups.

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above: Convoy with escorts, seen at sunset in the Atlantic in July 1942. The adoption of the convoy system was a key element in defeating the U-boat threat.

At the same time, the British had made very few preparations. The first of hundreds of Atlantic convoys left Halifax, Nova Scotia, on 15 September. Learning the doleful lessons of the Great War, the convoy system was adhered to rigidly by the British between 1939 and 1945, even for ships moving along the coastline between Glasgow and the Thames. Destroyers, frigates and corvettes used an echo-sounding device called ASDIC (named after the Allied Submarine Detection Investigation Committee) to try to track U-boats, while the convoys’ merchantmen sailed together within a protective cordon. But although it was initially seen as a complete solution to the U-boat threat, it proved less than perfect and was only really effective at ranges of two hundred to a thousand metres, when most U-boats were operating on the surface in any case. Britain’s escort fleet had been allowed to run down to such an extent that Churchill was prepared to trade valuable bases in the West Indies and Newfoundland in return for fifty obsolete American destroyers. Perhaps even more damaging was the misuse of resources: the Royal Navy insisted on largely futile attempts to hunt down U-boats instead of concentrating on escorting convoys.

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above: a depth charge explodes astern of a Royal Navy ship hunting for a submerged U-boat. Dropped from surface ships, depth charges could cause fatal damage to a submarine, but they had a limited effective range.

The convoys also adopted a zig-zagging route, the better to outfox their submerged foes. Overall the system was another success, but when a waiting U-boat ‘wolf-pack’ broke through, the losses among the huddled merchantmen could be correspondingly high, and on one occasion as many as half of the vessels were sent to the bottom. The Royal Navy started the war with only five aircraft carriers and so merchant shipping lacked essential air protection out at sea. RAF Coastal Command was left critically short of aircraft because of the priority given to Bomber Command, and the flying boats it received did not have enough range – there remained a gap in the central Atlantic where no air patrols were possible; the ‘Greenland gap’, where U-boats could congregate in relative safety. This was the period that the Germans referred to as the ‘happy time’ when their losses were slight and successes high. In a desperate attempt to extend the range of Britain’s air patrols, Churchill offered the Irish government unification with Northern Ireland in exchange for the use of bases in Lough Swilly, Cobb and Berehaven, but it insisted on maintaining its strict neutrality in the war.

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above: as in the First World War, German leaders gambled on knocking Britain out of the conflict by a submarine blockade. The map above shows the details of the first phase of this.

On 17 September the veteran HMS Courageous was sunk in the Western Approaches by two torpedoes by two torpedoes from U-29, which had already sunk three tankers. She slipped beneath the Hebridean waves in less than fifteen minutes, with only half of her thousand-strong crew being saved, some after an hour in the North Atlantic, where they kept up their morale by singing popular songs of the day such as ‘Roll out the Barrel’ and ‘Show Me the Way to Go Home’. One survivor recalled that the sea was so thick with oil we might have been swimming in treacle.

Why Britain was at War:

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After motoring home to Sissinghurst with Victor Cazalet on 3 September, Harold Nicolson found his sons waiting for him. Ben, aged twenty-five, thought the news ‘a tragedy’, an unwelcome interruption to his studies; Nigel, three years younger, who had just ‘come down’ from Oxford, ‘was immensely exhilarated’. Both were of an age to serve in the army; and both did, until final victory in the spring of 1945. In a symbolic act for what lay ahead, the flag flying above the Elizabethan Tower in the Sissinghurst garden was lowered. No sooner had the war started than Harold Nicolson was asked by Allen Lane, head of Penguin Books, to explain to the nation Why Britain is at War. He wrote the fifty-thousand-word Penguin Special in three weeks. Michael Sadleir, Harold’s regular publisher, called it ‘a masterpiece’. An instant success, it soon sold over a hundred thousand copies. Harold denied that the iniquities of the Versailles treaty had propelled Hitler to power, as so often presumed, claiming that by 1922 a majority of the German people had reconciled themselves to the treaty. By recklessly occupying the Ruhr in 1923, against British advice, French President Poincaré’s adventurism had galvanised German nationalist fervour, destroyed the German middle class and paved the way for the rise of Hitler. These arguments took little account of the first German economic miracle of the mid-twenties or the devastating effects of the world economic crisis of 1929. Nor was it prudent to reproach past leaders of Britain’s only ally in its war of survival against Nazi Germany, even if it was partly blameworthy.

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Harold was on firmer ground when he moved away from contemporary German history to justifying Britain’s motives for going to war. He wrote of a small island nation dependent for its survival not only on protecting the sea lanes to its imperial possessions but also on preserving the balance of power on the European mainland. Germany, then and now, threatened to violate these immutable principles. Britain’s reaction by going to war was prompted by a sound biological instinct … the instinct of self-preservation. By vividly contrasting the savage nature of the Nazi dictatorship, its ‘ruthless nihilism’, with the British conception of ‘decency and fairness’. Harold introduced a moral dimension to the conflict:

We entered this war to defend ourselves. We shall continue to, to its bitter end, in order to save humanity. … Only by imposing a just peace, one that does not outrage their pride or drive them to desperation can we guarantee thirty years to establish a new world order so powerful that even Germany will not dare to defy it.

But what kind of ‘new world order?’ It turned on rectifying the defects of the League of Nations, of organising its own armed forces and the need for its members to sacrifice a degree of national sovereignty. Harold looked forward optimistically to a ‘United States of Europe’, but whether Britain would play an active part in it remained a moot point. On one point, however, Harold was crystal clear: a social revolution was pending. Whatever the outcome of the war, we can be certain that the rich will lose … Their privileges and fortunes will go. His premonition that the war would generate ‘class warfare’, that the prerogatives of his class would be severely eroded, if not entirely swept away, haunted him throughout the war. Nicolson’s critique of Chamberlain’s diplomacy, and in particular the ruinous influence of Sir Horace Wilson may have found praise from R. A. Butler as wholly valid. But Butler remained loyal to Chamberlain, even after the PM’s downfall, describing Churchill as the greatest political adventurer of modern political history. Harold may have felt flattered, temporarily, by Butler’s words, but he would gain a more lasting satisfaction from knowing that his record of Britain’s misguided diplomacy had struck a sympathetic chord in hundreds of thousands of readers.

Harold wanted to find a wartime job commensurate with his talents. The Foreign Office, impressed by the success of Why Britain is at War, was keen that he should strengthen its Political Intelligence Department. Halifax was enthusiastic to make the appointment, but it was opposed by Horace Wilson, whom Nicolson had identified as a ‘chief sinner’ in the failure of British diplomacy. Nor did Harold make a significant impact in Parliament, where he had been elected as a National Labour MP in 1935. Apart from occasional questions about the activity of German propagandists in Britain, he remained silent. The Eden Group made up of Conservative dissidents, but with Harold in constant attendance, still functioned, usually over dinner at the Carlton Club. The general feeling of the company as autumn progressed was that Chamberlain had to be removed and replaced by Churchill. It remained an ineffectual group, however, which would only act when exceptional circumstances left it no option. Like many of his associates, Nicolson was in despair at Chamberlain’s lacklustre leadership. When urged to attack ‘these people at the helm’, he wavered, unwilling to disrupt national unity at that stage. Even so, no-one could deny that the war was going badly. Poland had fallen in less than a month, partitioned along the old Curzon line between Germany and the Soviet Union. In the west, the Allies were reluctant to take offensive action and Nicolson grew increasingly gloomy about the prospects of Britain, with France, emerging victorious from the conflict. However, even Harold could not help but be encouraged by immediate British successes at sea. He prematurely recorded that we have won the war at sea.

Appendices:

Historical Interpretation: Why was British resistance to Hitler left so late?

The historian Arthur Marwick emphasised the assumption, made by Chamberlain and others, that, regardless of their hateful ideologies and propaganda, Hitler and Mussolini were basically rational men who would keep their word, provided their main grievances were met. This assumption was not finally shaken until the occupation of Prague in March 1939. Borrowing a phrase from A J P Taylor’s Origins of the Second World War, he suggests that the Western statesmen believed that once the cloud of phrases which enveloped Fascist policy had been pushed aside there would be a foundation of goodwill on which a modus vivendi might be built. Both the dictators and the Western statesmen moved in the fog of their own beliefs and systems so that there was little fundamental understanding of each side’s position and precious little real communication. Sooner or later, therefore, a collision was almost inevitable. Arnold Toynbee, who had himself met Hitler, summed up this psychological gulf between the dictators and the Western statesmen:

An English observer who paid frequent visits to Germany during the span of six and three-quarter years that intervened between Hitler’s advent to power in Germany…and the outbreak of war…had the uncanny impression, as he made the short physical journey…that within these narrow limits of space and time, he was travelling between two worlds which were momentarily both in existence side by side, but which could not go on thus co-existing because they were morally so far apart as to be incompatible in the long run.

At the same time, the democracies were themselves divided between Left and Right just at the time when national unity was most needed in Britain and France. Although after the Prague coup the Pacifist tide was in sudden retreat, it is impossible to overestimate its significance prior to that event. The revulsion felt towards war was so strong that not even the series of German and Italian successes from 1935 onwards was enough to bring about the fundamental division in European opinions which manifested itself after the occupation of Prague. These divisions, especially in France, help to explain why there was no real attempt to resist Nazi Germany until 1939, and further encouraged Hitler in his belief that the Western powers were too weak to resist him. Added to this, the ideological conflict in Spain had served to distract attention from Hitler’s designs in central and eastern Europe in the previous three years.

Partly as a result of the Spanish conflict, a strategic alliance with the Soviet Union was not seen as a realistic possibility until after Hitler’s Prague coup of 14-15 March. Prior to this turning point, Soviet communism was still viewed as the greater of the two ideological evils. Hence Neville Chamberlain’s persistent attempts from May 1937 onwards to woo first Mussolini and then Hitler. Direct bilateral negotiations with the dictators seemed to be the only way to break the diplomatic deadlock. To resurrect the traditional alliance system, including Russia, would, it was argued, play into Hitler’s hands by allowing him to claim that Germany was being encircled again. However, it was this fear that actually played into his hands, because it enabled him to isolate and deal separately with his potential opponents. Moreover, it was the rumours of war which followed Prague, of impending German action against Poland and Romania, now entirely believable, which helped to reinforce the sea-change in mood which hardened and grew firmer throughout the summer of 1939.

It is also arguable whether, after the Munich Agreement, the rump Czechoslovak state was at all viable, never mind defensible. Relations between Czechs and Slovaks, who had never had more than the similarity of their languages in common, had reached a low point. The harsh reality was that the experimental state of Czechoslovakia, brought into being at Versailles out of the ruins of the Hapsburg Empire, had to be written off. The only consolation for Chamberlain was that he had been able to demonstrate to important non-European opinion, that he had gone to the limits of reasonableness in pursuing the course that they had wanted, that Europe should work out its own salvation without calling on them to intervene, either diplomatically or militarily. After the Prague coup, the attitude of the British Dominions also began to change from the detachment shown six months earlier. This was crucial, as Britain could not go to war with the rearmed Reich without its Empire, especially at sea.

Despite the evidence of his critics, after the Prague debácle, Chamberlain became more defiant and determined in public, and his Cabinet was less nervous at the prospect of war than they had been at the time of the Munich Crisis. The military and intelligence reports were more encouraging and the Anglo-French relationship was better and more active than it had been.  At the end of 1936, Lord Vantissart had written, privately, that it was the job of the Foreign Office to hold the ring until 1939. They now felt confident enough to give a guarantee to the Polish government. This was a remarkable reversal of an attitude to central Europe held by all previous British governments. Perhaps it was given because, unlike Czechoslovakia, the Polish corridor meant that Poland was not land-locked and was therefore of direct interest to the British Empire, over which it now gained a measure of influence. However, there was little more, in reality, that Britain could do to preserve the independence or integrity of Poland in the event of a German attack. Moreover, the guarantee was not given in order to preclude German-Polish negotiation, but as a general warning to Hitler that Britain intended to make a stand. This warning was still vague enough for Hitler to believe that when it came to a crisis, Britain would back down, just as it had done over the Sudetenland.

If Britain and France had not pursued appeasement so vigorously for so long, there might have been some chance of an Anglo-French-Soviet alliance, though the price demanded by the Russians might have been too high.  Nevertheless, one further step Chamberlain had authorised after Prague was the opening of negotiations with Moscow.  All his instincts had previously recoiled from this step, both because of his dislike for the Soviet state and a belief that ‘encirclement’ would be counter-productive. The Anglo-Soviet discussions were slow and protected over the summer. There were sticking points, among them the status of the three independent Baltic republics and Polish concerns about Moscow’s intentions. A greater sense of urgency might have brought success, but the effort came to a dramatic halt on 23 August with the signing of the Nazi-Soviet Pact in Moscow.

Until that point, Stalin and Molotov were still prepared to consider a treaty of mutual assistance with Britain and France. But there were problems from the very start, since – in contrast to the attitude of Ribbentrop – the Western Allies were perceived as dawdling through the process of negotiations. The Soviet Ambassador to London had asked whether British Foreign Secretary, Lord Halifax, would go to Moscow that summer to discuss matters directly with Molotov, but the British despatched a minor official and an obscure admiral instead who left England on a merchant ship at the beginning of August which took four days to arrive in Leningrad. Once the British delegation arrived in Moscow, the Soviets soon found evidence to confirm their London ambassador’s report that the delegates will not be able to make any decisions on the spot. … This does not promise any particular speed in the conduct of the negotiations. In fact, before he left for Moscow, Admiral Drax had been specifically told by Chamberlain and Halifax that in case of any difficulties with the Soviets he should try to string the negotiations out until October when winter conditions would make a Nazi invasion of Poland difficult. The British hoped that the mere threat of an alliance with the Soviet Union might act as a deterrent to the Germans.

Laurence Rees (2003) has suggested that it is not hard to see what caused the British to take their lackadaisical approach to negotiations with the Soviets. In the first place, British foreign policy had been predicated for years on the basis that a friendly relationship with Germany was of more value than an accommodation with the Soviet Union. Not only did many British loathe Stalin’s régime on ideological grounds, but there was also little confidence, in August 1939, in the power and utility of the Soviet armed forces. Moreover, the question of Poland was an obstacle in itself to the British reaching any kind of comprehensive agreement with the Soviet Union, as it was to in 1944. The British knew that for any military treaty to have meaning, the Soviets would have to be given permission to cross the Polish border to fight the Germans if, as looked likely, the Nazis decided to invade. But the Poles themselves were against any such idea. In the face of this impasse, the British delegation adopted the understandable, but ultimately self-defeating tactic of simply ignoring the subject whenever the question of Poland and its territorial integrity came up in discussion. When the Soviet Marshal Voroshilov asked directly on 14 August if the Red Army would be allowed to enter Poland in order to engage the Nazis, the Allied delegation made no reply.

However, Rees has also argued out that we must not run away with the idea that Stalin and the Soviet leadership were somehow driven into the hands of the Nazis by British and French misjudgment. Ultimately, the Western Allies had very little to offer the Soviets at the bargaining table. Stalin had no motivation for the Red Army being ‘drawn into conflict’ to help out other, unsympathetic régimes out of their self-created difficulties. He was just as much opposed to Britain and France, dominated by big business and oppressing the working people, as he was to Nazi Germany. On the other hand, the Nazis could offer something the Western Allies never could – the prospect of additional territory and material gain. So the meeting between Ribbentrop and Schulenberg for the Germans, and Stalin and Molotov for the Soviets whilst not a meeting of minds, was certainly a meeting of common interests. 

Through the Nazi-Soviet Pact, Germany succeeded in bringing the Soviet Union into the European conflict, thereby giving Hitler the assurance of Soviet neutrality in an attack on Poland. The Pact lifted an enormous burden from Hitler. He was free to attack Poland if he wished and British support was likely to be of little assistance to the Poles. There was some suspicion that Britain and France might decide, after all, not to go to war. However, the British hesitation in declaring war resulted more, in the event, from Chamberlain’s desire to act in concert with France than by any doubt about honouring its obligations. Chamberlain was forced by his Cabinet to declare the war he had consistently tried to avoid since 1937. Even after its outbreak, there was no anticipation of protracted conflict and he still hoped that there might be a place for negotiations, even if they must take place in the context of war.

That is not to suggest that Chamberlain’s psychological understanding and tactical methods were without blame. He did not understand either the nature and dynamics of the Nazi régime or the beliefs and practices of National Socialism. However, even Churchill displayed considerable naivety in this respect, describing Hitler as an old-fashioned patriot, determined to restore his country following its defeat. Lloyd George’s analysis of Hitler’s mind and intentions was no better.  Another set of men in power, or in power earlier, may have made some difference to the policies which were followed, but this would probably not have been vastly notable. Moreover, it was possible for many British people simultaneously to suffer anguish at the prospect of another war and to feel intense remorse at what they believed to be their leaders’ callous indifference to the plight of Czechoslovakia. However, Chamberlain and his colleagues, in common with the majority of British public opinion, supposed that it was quite reasonable to believe in a world in which there was an underlying harmony between nations. It was surely unbelievable that governments would set out deliberately to use force. After 1939, world politics evolved in a way that few observers could have predicted with confidence, even projecting from the events of 1938-1939.

Keith Robbins has argued that the policy of appeasement in Europe needs to be seen in the context of the decline of the British Empire in the thirties. However, the anxiety about the state of the Empire might have been excessive, in turn accelerating its decline. Certainly, Churchill saw signs of defeatism in government policies and believed that a display of resolution and self-confidence would bring its own reward. It is also possible that a greater willingness to threaten intervention might have deterred Hitler, at least in the short-term. In the longer term, however, Robbins concludes that it seems entirely likely that Hitler would have gone to war in circumstances which might have been as favourable as those of 1939.

In his diaries, at the beginning of November, Edmund Ironside reflected ironically on the military machine of command which was the War Cabinet. Men like Kingsley Wood and Belisha, together with Chamberlain, Halifax and Hoare had no military conception of any sort, even lacking ‘general knowledge of how to fight a campaign. Whilst the Army was under French command, the Air Force was not, and the Cabinet loved directing its operations, rather than allowing the Chief of Staff to do so. Later the same month, he admitted to being ‘perturbed’ at the lack of a plan in Cabinet. The ‘wait and see’ attitude to events in Europe, the lack of any plan for the Middle East, and the long and tedious discussions upon all and sundry, all added to the sense of inertia which stemmed from the leadership of the weary old man who dominated the ‘mediocrities’ around him who were supposed to bear the responsibilities of war government with him. Only Churchill, as First Lord of the Admiralty, revealed any talent for the task, partly because he was managing the worse things that by then were happening at sea…

Documents:

A. Parliamentary Debates, House Of Commons (fifth series), vol 351 cols 293-4 (1939):

The Prime Minister’s Announcement of War:

‘…we decided to send our Ambassador in Berlin instructions which he was to hand at 9 o’clock this morning to the German Foreign Secretary and which read as follows:

‘Sir, In the communication which I had the honour to make to you on the 1st September, I informed you… that unless the German Government were prepared to give… satisfactory assurances that (it) … had suspended all aggressive action against Poland and were prepared promptly to withdraw their forces from Polish territory, His Majesty’s Government would, without hesitation, fulfil their obligations to Poland.

‘Although this communication was made more than twenty-four hours ago, no reply has been received but German attacks on Poland have continued and intensified. I have… to inform you that, unless not later than 11 a.m. British Summer Time today, 3rd September, satisfactory assurances… have been given… a state of war will exist between the two countries from that hour.’

‘This was the final note. No such undertaking was received by the time stipulated, and, consequently, this country is at war with Germany.’

B. Francis Marshall,  London West (1944) 

Recollections of the first days of the war:

Entering London from the Great North Road the day after war had been declared, was rather like entering a besieged city. Terrible air attacks had been expected and London was considered the most likely target.

The barrage balloons overhead emphasised the difference between London and the country; notice boards at Hendon and Mill Hill giving notice of air raids seemed to mark the entrance. The motor coaches filled with evacuated children and occasional cars filled with luggage, all going in the opposite direction, added to the impression of impending danger…

Air raid shelters, sandbags and barrage balloons were, of course, already familiar, but the War Rescue Police came as a surprise. They wore ordinary clothes, and a blue tin hat, armlet and service respirator was their only uniform. Everybody was busy doing little odd jobs, sticking brown paper tape on windows, collecting precious papers and valuables together with a first-aid kit, and some spare clothes in a suit-case, just in case… When they had finished work and made their simple preparations, they walked out in the brilliant sunshine that seemed to have accompanied the outbreak of war, and tried to realise that this was it. But however short a walk they took, the gas marks were inevitably with them, uncomfortable and a nuisance, but from Prime Minister to charwoman everybody carried one.

We expected air raids on the H G Wells’ scale after nerving ourselves to expect Apocalypse after dark, felt almost disappointed when day brought the usual round of milkmen, newspaper boys, and the ordinary routine…

I found myself circling a church at 4 a.m. in the dark, vainly trying to find the way in to relieve the warden on duty inside. When I got in, I found him in the crypt sitting on a coffin reading a thriller… 

C. René Cutforth, Later Than We Thought (1976)

A Journalist’s personal account of the final year of the thirties:

Oddly enough, this great tide of woes seemed to put a new spirit into the British people. The news was so bad that none of the old attitudes was relevant any more. Peace Pledge Unions and Popular Fronts were now beside the point, like a man on the scaffold deciding to mount a ‘No more Hanging’ movement. The illusions of the Thirties gradually melted away, and there had been many. In the new cold light, the ‘committed’ could be seen as the self-licensed liars and con-men so many of them had become, whether Left or Right, whether Hitler’s ‘new manliness’ had held them mesmerised or Stalin’s ‘workers’ paradise’.

The last to go were the illusions about the power of Britain in the world. We might survive, we now knew, and that was all. Conscription came in on 1 July. In August there was a trial blackout and, since the whole world had now gone mad, the Russians signed a non-aggression pact with Germany.  If you felt like being funny. it was a bit of a joke to listen to the Communists trying to find something nice to say about their new ally. 

The present seemed not to exist, we only had a past and a future. Works of art were being stored in the caves of Derbyshire and the mine shafts of Wales. From Canterbury, we evacuated the stained glass and from our great cities the children. We’d ‘bought it’ as the phrase then was, and at eleven o’ clock on 3 September, we heard Mr Chamberlain, speaking in a strained and disgusted voice, tell us that we were at war with Germany. We were surprised by how little we felt. A minute later, the air-raid siren sounded. It was the last of the Thirties’ false alarms.

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On 3 September, Chamberlain made his famous broadcast to tell the British nation that it was at war with Germany. An air-raid siren sounded in earnest for the first time, though it was a false alarm; a Royal Proclamation was issued calling up the Reserves and Churchill was at last brought in. (Picture: Radio Times Hulton Picture Library, published in Cutforth’s book).

D.  September 1, 1939, by W. H. Auden

A British poet reflects on a ‘low, dishonest decade’ from New York:

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Wystan Auden was the leader of a group of poets named after him, but all they had in common was a Marxist frame of mind which characterised the ‘new voice of the period’ (Cutforth). They launched the revolutionary movement which was to create the intellectual climate of the time, and from the start, Auden’s was the voice of the decade. They wanted to bring on the death of the old gang, the death of us. He always sounded as if ten thousand revolutionaries were fighting to snatch his words from the press as they appeared. In fact, their audience was so small that it often seemed that they were writing to each other. Auden’s line, It is later than you think, might have been the motto of the whole group. George Orwell criticised their slavish worship of the Soviet Union, and regarded them as divorced from humanity: they had never met anybody from outside their own social class, he said, and this annoyed them greatly because he was right. Auden himself had left Britain with Christopher Isherwood for China in 1938 (pictured above, with Auden on the right), and was in New York in September 1939 when he wrote his famous and often misused poem on the outbreak of war. It begins in despair:

I sit in one of the dives

On Fifty-Second Street

Uncertain and afraid

As the clever hopes expire

Of a low dishonest decade:

Waves of anger and fear

Circulate over the bright

And darkened lands of the earth,

Obsessing our private lives;

The unmentionable odour of death

Offends the September Night.

And ends in hope:

Defenceless under the night

Our world in stupor lies;

Yet, dotted everywhere,

Ironic points of light

Flash out wherever the Just

Exchange their messages:

May I, composed like them

Of Eros and of dust,

Beleaguered by the same

Negation and despair,

Show an affirming flame.

Sources:

René Cutforth (1976), Later Than We Thought. Newton Abbot: David & Charles.

Matthew Hollis & Paul Keegan (2003), 101 Poems Against War. London: Faber & Faber.

Richard Overy (1996), The Penguin Historical Atlas of the Third Reich. Harmondsworth: Penguin Books.

Laurence Rees (2008), World War Two Behind Closed Doors: Stalin, the Nazis and the West. London: BBC Books (Ebury Publishing).

John Swift, Asa Briggs (ed.) (2001), The Penguin Atlas of British & Irish History. London: Penguin Books (chapter on ‘The Atlantic War, 1939-45’).

Michael Clark & Peter Teed (eds.) (1972), Portraits & Documents: Twentieth Century, 1906-1960. London: Hutchinson Educational.

Andrew Roberts (2010), The Storm of War: A New History of the Second World War. London: Penguin Books.

Keith Robbins (1997), Appeasement (Historical Association Studies). Oxford: Blackwell Publishers

Norman Rose (2006), Harold Nicolson. London: Pimlico.

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September 1939 – Blitzkrieg & Spheres of Influence: A Narrative of Actions & Reactions…   Leave a comment

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Chronology of The First Week of War; September 1-8:

1   German invasion, blitzkrieg, of Poland began.

2   Chamberlain’s second statement to the House of Commons; emergency Cabinet meeting issued an ultimatum to be presented on 3rd.

3   Britain, France, Australia and New Zealand declared war on Germany. Within nine hours, 1,400 passengers aboard a blacked-out British liner SS Athenia were torpedoed on their way from Glasgow to Montreal by U-30, whose captain mistook the ship for an armed merchant cruiser. 112 passengers perished. Chamberlain’s War Cabinet formed, with Churchill as First Lord of the Admiralty.

5   The Polish Corridor entirely cut off; the Polish government fled to Lublin and then to Romania. A thousand civilians were shot by the SS at Bydgoszcz, and the Jewish district of Piotrków was torched. The entire Jewish population began to be herded into ghettos across Poland.

6   France invaded Germany in the Saarland; Germans retreated to Siegfried Line. No further action was taken by either France or Britain.

8   The Polish Pomorze Army encircled in the north; Reichenau’s Tenth Army reached Warsaw but was repulsed by the Polish resistance.

A Short Summary of Events from June to September:

At the end of June, Hitler’s demand that Poland agrees to the incorporation into his Reich of the City of Danzig, overwhelmingly German, and the territory cutting off East Prussia, produced a crisis. The Poles refused to negotiate and were backed up by Britain and France. They also refused to allow Soviet troops into their country. Again, however, Hitler wrong-footed them the Western Allies. In August, he signed a non-aggression pact with the Soviet Union, despite his previously unwavering antipathy to communism, neatly sidelining the one country he took to be his most serious enemy. Thus guaranteed, on 1 September Germany invaded Poland. When their demands for German withdrawal were ignored, Britain and France declared war. Surprised, but not undaunted, Hitler continued with the invasion. The Danzig corridor, separating East Prussia from the rest of Germany, was bridged and the land-grab was augmented by the Soviet invasion of eastern Poland in mid-September. By 29 September, Germany and Soviet Russia had partitioned Poland between them. Apart from a ‘rump’ area of central Poland, ruled from Kraków, the country was annexed either by Germany or the Soviet Union.

The Final Steps to European War:

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At the start of 1939, Hitler had had no plans for war even against Poland. Since the Munich crisis, diplomatic pressure had been put on Poland to consider the return of the Prussian city of Danzig to the Reich, and to discuss possible readjustments to the status of the ‘Polish Corridor’ which separated East Prussia from the rest of Germany.

In March, the Polish Foreign Minister, Josef Beck, had given a firm refusal to these requests. Stung by what he saw as intransigence on the part of the Poles, Hitler ordered the armed forces to prepare for war against Poland. At the end of April, the Polish-German Non-Aggression pact of 1934 was abrogated by Germany, and across the summer months, German forces prepared ‘Plan White’, the planned annihilation of the Polish resistance. But Lord Halifax, the British Foreign Secretary was not so taken aback. Four months previously, he had warned the British Cabinet of the possibility of a deal between Stalin and Hitler. Both the British and French governments now realised that the agreement between the Soviet Union and Nazi Germany freed Hitler’s hands for an invasion of Poland – and so it proved.

On 1 September, German troops crossed into Poland and two days later, Britain, in accordance with its treaty obligations with Poland, declared war on Germany. Hitler had expected a local war with Poland, lasting a matter of weeks. Instead, he now faced, at least potentially, a major European war with Britain and France.

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The Nazi-Soviet Non-Aggression Pact, 23 August:

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above: Molotov (seated), Ribbentrop (standing, left) and Stalin at the moment of the signing of the Nazi-Soviet Non-Aggression Pact in the Kremlin in August 1939. Stalin, as this picture shows, was happy and at ease with the Nazi Foreign Minister.

Laurence Rees (2008) has pointed out that, by the summer of 1939, pragmatism had taken precedence over principle. Hitler wanted the German Army to invade Poland within a matter of days. As he saw it, there were German territories to retrieve – the city of Danzig, West Prussia, and the former German lands around Posen, as well as the rest of Poland’s valuable agricultural lands to conquer. But he knew that any into Poland risked war with Britain and France. Moreover, from the Nazi point of view, a vast question hung over their plan to invade Poland; what would be the reaction of the Soviet Union, Poland’s neighbour to the east? If the Soviet Union formed an alliance with the French and the British, how would the Germans react to encirclement by enemies?

So, that summer, off the back of trade talks that were happening in Berlin, the Germans began to sound out the Soviets about a possible treaty of convenience. By 2 August, the urgency of the Germans was palpable. The economic treaty between Germany and the Soviet Union was signed on 19 August in Berlin. Ribbentrop then pressed the Soviets to allow him to come to Moscow to sign a non-aggression treaty. When the Soviets seemed to dither, Hitler stepped in personally and wrote an appeal to Stalin to allow Ribbentrop to go to Moscow. The Soviets relented and Ribbentrop arrived there on the 23rd. The motivation of the Germans was not difficult to fathom. Hitler’s long-term policy was still to view the Soviet Union as the ultimate enemy. As far as he was concerned, its Slavic people were not ‘worthy’ of owning the rich farmland they currently possessed. His almost messianic vision was that one day soon there would be a new German Empire on that land. But he was not concerned, for now, to pursue visions. This was the time to deal with the urgent, practical problems of neutralising a potential aggressor. The Nazi régime acted with at a speed that impressed even the Soviets, as Molotov testified in a speech in September:

The fact that Mr Ribbentrop acted at a tempo of 650 kilometres an hour called forth the Soviet government’s sincere admiration. His energy and his strength of will were a pledge to the firmness of the friendly relations that had been created with Germany.

Yet whilst it was relatively easy to see what the Germans were getting out of the deal, it was, initially, far less simple to explain the attitude of the Soviets. Unlike the Germans, they had a choice and could have accepted the offer of an alliance with the British and the French. At a cursory glance, that seemed to be the logical course of action, not least because they had signed a non-aggression treaty with Poland in July 1932 and neither of the two western democracies was as vehemently antipathetic to the USSR as the Nazis. In addition, the British had already made peaceful overtures towards Moscow. But Stalin knew that Britain had preferred a policy of appeasement to the Germans to an alliance with the Soviets, and he still felt insulted by Chamberlain’s failure to consult him about the Munich Agreement of a year earlier. Moreover, the fact that it had taken the British until the Nazi occupation of the Czech lands on 15 March 1939 to realise the potential benefits of a treaty with the Soviet Union did not impress Stalin. Five days earlier, he had made a speech to the 18th Party Congress in Moscow in which he talked of a war being waged by…

aggressor states who in every way infringe upon the interests of the the interests of the non-aggressive states, primarily Britain, France and the USA, while the latter draw back and retreat, making concession after concession to the aggressors. Thus we are witnessing an open redivision of the world and spheres of influence at the expense of the non-aggressive states, without the least attempt at resistance, and even with a certain connivance, on their part. Incredible, but true.

‘Spheres of Influence’:

Ribbentrop began the negotiations with the following statement:

The Führer accepts that the eastern part of Poland and Bessarabia as well as Finland, Estonia and Latvia, up to the river Duena, will all fall within the Soviet sphere of influence.

Stalin objected at once to these proposals, insisting that the entire territory of Latvia fall within the ‘Soviet sphere of influence’. The meeting was immediately adjourned until Ribbentrop had contacted Hitler about this request. The Führer was waiting for news of the negotiations at the Berghof, his retreat in the mountains of Bavaria. Herbert Döring, the SS officer who administered the Berghof and witnessed the events of that day, noted the reactions of the commanders meeting there to the news that Ribbentrop was about to sign a non-aggression pact with the Soviets:

The generals were upset, they were looking at each other… It took their breath away that such a thing could be possible. Stalin the Communist, Hitler the National Socialist, that these two would certainly unite. What was behind it, nobody knew.

Suddenly, the call came through from Ribbentrop with the news of Stalin’s demand. Döring recalled:

Hitler was speechless during the phone call, everybody noticed. Stalin had put a pistol to his head. 

Hitler agreed to ‘hand over’ the whole of Latvia to Stalin. The main details of the ‘spheres of influence’ were enshrined in a secret protocol to the pact. Then the conversation in Moscow became more discursive as Stalin revealed his frank views about his ‘dislike and distrust’ of the British:

… they are skilful and stubborn opponents. But the British Army is weak. If England is still ruling the world it is due to the stupidity of other countries which let themselves be cheated. It is ridiculous that only a few hundred British are still able to rule the vast Indian population.

Stalin went on to assert that the British had tried to prevent Soviet-German understanding for many years and that it was a ‘good idea’ to put an end to these ‘shenanigans’. But there was no open discussion in Moscow of the Nazi’s immediate plans to invade Poland, nor what the Soviet response to it was expected to be. The nearest Ribbentrop came to outlining Nazi intentions was when he said:

The government of the German Reich no longer finds acceptable the persecution of the German population in Poland and the Führer is determined to resolve the German-Polish disputes without delay.

The Polish Corridor, which had been intended by the framers of the Versailles Treaty to cut off East Prussia from the rest of Germany, had long been presented as a ‘casus belli’ by the Nazis, as had the ethnically German Baltic Port of Danzig, but as Hitler had told a conference of generals in May 1939,

Danzig is not the real issue, the real point is for us to open up our ‘Lebensraum’ to the east and ensure our supplies of foodstuffs.

Yet Hitler was driven by more than simple practicalities. The forthcoming war over Poland was to be an existential conflict, fulfilling the promises he had made fourteen years before in his political testimony Mein Kampf. The German master race would subjugate the Slavs – Untermenschen  (subhumans) according to Nazi precepts of racial hierarchy – and use their territory to nurture a new Aryan civilization. This was to be the world’s first wholly ideological war, and, as Andrew Roberts has written, the reason why the Nazis eventually lost it. By August 1939, Danzig and the Polish Corridor had become the focal point for Nazi propaganda.

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The Non-Aggression Pact between the Soviet Union and Germany was finally signed in the early hours of 24 August 1939. German and Soviet photographers were allowed into the room to immortalise the unlikely friendship that had blossomed between the two countries. But Stalin’s last words to Ribbentrop were spoken with apparent sincerity:

I assure you that the Soviet Union takes this pact very seriously. I guarantee on my word of honour that the Soviet Union will not betray its new partner.

Back at the Berghof, the atmosphere grew ever more anxious in the hours before news of the signing of the pact came through. Herbert Döring watched that evening as Hitler and his guests stared at a dramatic sky over the high mountain peaks. He recalled that:

The entire sky was in turmoil. It was blood-red, green, sulphur grey, black as the night, a jagged yellow. Everyone was looking horrified – it was intimidating. … Everyone was watching. Without good nerves one could easily have become frightened.

Döring observed Hitler’s reaction to the remark of one of his guests, a Hungarian woman:

“My Führer, this augers nothing good. It means blood, blood, blood and again blood.” Hitler was totally shocked. … He was almost shaking. He said, “If it has to be, then let it be now.” He was agitated, completely crazed. His hair was wild. His gaze was locked on the distance. Then, when the good news that the pact had been signed finally arrived, Hitler said goodbye, went upstairs and the evening was over.

The reaction in Britain to the rapprochement between Germany and the Soviet Union might have lacked the drama on the terrace at the Berghof, but it was certainly one of immense surprise. It was a new and incomprehensible chapter in German diplomacy, as one British newsreel declared, asking what has happened to the principles of ‘Mein Kampf’?… what can Russia have in common with Germany? All over the world, Communist parties, who had been campaigning for a ‘Popular Front’ against Fascism, struggled to make sense of the new reality. In Germany, the Nazis were equally non-plussed by the news. SS officer Hans Bernhard heard of the news of the signing of the pact as he waited with his unit to invade Poland. For him, it came as…

… a surprise without doubt. We couldn’t make sense of it. …in German propaganda for years it had been made clear that the Bolsheviks were our main enemy. … (it was) politically unnatural.

Blitzkrieg & the Partition of Poland:

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The German armed forces made meticulous preparations for the Polish war. They committed fifty-two divisions (against Poland’s thirty), organised into five armies surrounding Poland on three sides. They included five Panzer divisions of three hundred tanks each, four light divisions, with fewer tanks and some horses, and four fully motorised divisions, with lorry-borne infantry. These tank and motorised divisions spearheaded the attack, supported by 1,500 aircraft. Altogether, they had 3,600 operational aircraft and much of the ‘Kriegsmarine’, the German navy. Poland had only thirty infantry divisions, eleven cavalry brigades, two mechanised brigades, three hundred medium and light tanks, 1,154 field guns and four hundred combat-ready aircraft, of which only thirty-six were not obsolete. They had a fleet of only four modern destroyers and five submarines. Although these forces comprised fewer than a million men, Poland tried to mobilise its reservists, but that was far from complete when the devastating blow fell at the hands of 630,000 German troops under Bock and 886,000 under Rundstedt.

Polish forces planned to fight a holding action before falling back on the defence of Warsaw. When the campaign opened German forces moved with great speed and power, quickly penetrating the defensive screen and encircling Polish troops. At 17:30 hours on 31 August, Hitler ordered hostilities to commence the next morning, and at 04:45 on Friday, 1 September, German forces activated Plan White, which had been formulated that June by the German Army High Command (OKH), with Hitler merely putting his imprimatur on the final document.  At this early stage in the war, there was a good deal of genuine mutual respect between Hitler and his generals, so that the Führer did not interfere too closely in the troop dispositions and planning. Neither was he cowed by his generals, as he knew that, had he been a German citizen, he would have been commissioned and have emerged from the Great War in command of a battalion. Moreover, his two Iron Crosses gave him some standing with his generals. Despite being mocked as ‘Corporal Hitler’ by the former Lieutenant-Colonel Churchill, he showed no inferiority complex when dealing directly with soldiers who had outranked him by far in the previous conflict.

According to ‘Plan White’, on either side of a relatively weak and stationary centre, two powerful wings of the Wehrmacht would envelop Poland and crush its armed forces. Army Group North would smash through the Polish Corridor, take Danzig, unite with the German Third Army in East Prussia and move swiftly capture Warsaw from the north. Meanwhile, an even stronger Army Group South, under von Rundstedt, would punch between the larger Polish forces facing it, push east all the way to Lvov, but also assault Warsaw from the west and north. As dawn broke on 1 September, Heinkel bombers, with top speeds of 350kph carrying two thousand kilogram loads, as well as Dorniers and Junkers (Stuka) dive-bombers, began pounding Polish roads, airfields, railway junctions, munitions dumps, mobilisation centres and cities, including Warsaw. Meanwhile, the ship Schleswig Holstein in Danzig harbour started shelling the Polish garrison at Westerplatte. The Stukas had special sirens attached whose screams hugely intensified the terror of those below. Much of the Polish Air Force was destroyed on the ground, and air superiority was quickly won by the Luftwaffe. The Messerschmitt Me-109 had a top speed of 470kph, and the far slower Polish planes stood little chance, however brave their pilots. Furthermore, Polish anti-aircraft defences, where there were any, were wholly inadequate.

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The strategy of having a weak centre and two powerful flanks was a brilliant one, believed to have derived from the pre-Great War Schlieffen Plan. Whatever the provenance, it worked well, slipping German armies neatly between the Polish ones, enabling them to converge on Warsaw from different angles almost simultaneously. Yet what made it irresistible was not the preponderance in men and arms, but above all the military doctrine of ‘Blitzkrieg’. Poland was a fine testing ground for these tactics. Although it had lakes, forests and bad roads, it was nonetheless flat, with immensely wide fronts and firm, late-summer ground ideal for tanks. Since the British and French governments had given their guarantee to Poland on 1 April 1939, with the British PM Neville Chamberlain formally promising ‘all support in the power’ of the Allies, Hitler was forced to leave a large proportion of his hundred-division Army on the Siegfried Line or ‘West Wall’, a three-mile-deep series of still-incomplete fortifications along  Germany’s western frontier. The fear of a war on two fronts led the Führer to leave no fewer than forty divisions to protect his back. His best troops, however, along with all his armoured and mobile divisions and almost all his aircraft, he devoted to the attack on Poland.

In charge of the two armoured divisions and two light divisions of Army Group North was General Heinz Guderian, a long-time exponent of the tactics of Blitzkrieg. Wielding his force as a homogeneous entity, by contrast with Army Group South where tanks were split up among different units, Guderian scored amazing successes as he raced ahead of the main body of the infantry. Polish retaliation was further hampered by vast numbers of refugees taking to the roads. once they were bombed and machine-gunned from the air, chaos ensued. It soon became clear to everyone, except the ever hopeful Poles, that the Western Allies were not about to assault the Siegfried Line, even though the French had eighty-five divisions facing the forty German. Fear of massive German air attacks devastating London and Paris partly explained Allied inaction, but even if they had attacked in the west, Poland could not have been saved in time. Although the RAF had reached France by 9 September, the main British Expeditionary Force (BEF) did not start to arrive until the next day.

What the Allies did not fully appreciate at this stage was the ever-present fear in Hitler’s calculations that there would be an attack in the west before Poland was defeated. In particular, he thought there might be a secret agreement between the French and Belgian general staffs for a surprise thrust by the French high-speed motorised forces through Belgium and over the German frontier into the industrial zone of the Ruhr. In addition, he suspected that there might also be an agreement between the British and the Dutch for a surprise landing of British troops in Holland in order to attack the German north flank. In the event, it turned out that no such agreements were in place. As the Poles retreated, seven thousand ethnic Germans in Poland were massacred by their Polish neighbours and the retreating troops. The Poles did this on the basis of their fear of betrayal, but the Nazis soon responded in cold blood, and on a far larger scale.

By 5 September, the Polish Corridor was completely cut off. On the night of 6 September, France made a token invasion of Germany, advancing five miles into the Saarland along a fifteen-mile-wide front, capturing a dozen abandoned German villages. The Germans retreated behind the Siegfried Line and waited. As France was still mobilising, no further action was taken and five days later, the French troops returned to their original positions with orders only to undertake reconnaissance over the frontier. This was hardly the all-out support of the Allies, and Hitler did not have to remove a single soldier from the Polish front. Meanwhile, by the eighth, the Polish Pomorze Army was encircled in the north and the German Tenth Army reached the outskirts of Warsaw but was initially repulsed by the fierce Polish resistance.  Despite years of threats by Hitler, the Poles had not built extensive fixed defences, preferring to rely on counter-attacks. This all changed in early September when the city centre of Warsaw witnessed makeshift barricades being thrown up, anti-tank ditches dug and turpentine barrels made ready for ignition. However, at the same time, the Eighth Army had soon broken over and around the Polish Kraków and Lodz armies by the 17th. The Polish Government fled first to Lublin and then to Romania, where they were welcomed at first, but were later interned under pressure from Hitler. Hitler’s plan had been to seize Warsaw before the US Congress met on 21 September, so as to present it and the world with a fait accompli, but that was not quite what was to happen.

On 9 September, Hermann Göring predicted that the Polish Army would never emerge again from the German embrace. Until then, the Germans had operated a textbook attack, but that night General Tadeusz Kutrzebra of the Poznán Army took over the Pomorze Army and crossed the Bzuta river in a brilliant attack against the flank of the German Eighth Army, launching the three-day battle of Kutno which incapacitated an entire German division. Only when the Panzers of the Tenth Army returned from besieging Warsaw were the Poles forced back. According to German propaganda, some Polish cavalry charged German tanks armed only with lances and sabres, but this did not, in fact, happen at all. Nonetheless, as Mellenthin observed:

All the dash and bravery which the Poles frequently displayed could not compensate for a lack of modern arms and serious tactical training.

By contrast, the Wehrmacht training was completely modern and impressively flexible: some troops could even perform in tanks, as infantrymen and artillerymen, while all German NCOs were trained to serve as officers if the occasion demanded. Of course, it helped enormously that the Germans were the aggressors, and so knew when the war was going to start. In fact, they were fighting their fifth war of aggression in seventy-five years, and they were simply better at it than the Allies. Blitzkrieg required extraordinarily close co-operation between the services, and the Germans achieved it triumphantly. It took the Allies half a war to catch up.

But as the Germans invaded Poland from the west, the Soviet Union made no more to invade from the east. Consequently, Ribbentrop was concerned about Stalin’s reaction to any German incursion into eastern Poland, the region that adjoined the Soviet Union and that it had just been agreed was within the Soviet sphere of influence. He cabled Schulenberg, the German ambassador in Moscow, on 3 September:

We should naturally, however, for military reasons, have to continue to take action against such Polish military forces as are at that time located in the Polish territory belonging to the Russian sphere of influence. Please discuss this at once with Molotov and see if the Soviet Union does not consider it desirable for Russian forces to move at the proper time against Polish forces in the Russian sphere of influence and, for their part, to occupy this territory. In our estimation this would not only be a relief for us, but also, in the sense of the Moscow agreements, be in the Soviet interest as well.

But the Western Allies had just declared war on Germany because they had agreed by treaty to protect Poland against aggression. If the Red Army moved into eastern Poland, would they now decide to fight the Soviet Union as well? The Soviet leaders were concerned that a pact which, from their point of view, was designed to keep them out of European war might now drag them into it. But there remained strong arguments in favour of military action. The Soviets recognised the material benefits to be gained from annexing a large chunk of the neighbouring country with which they had historical scores to settle. Stalin was still bitter about the war the Bolsheviks had fought with the Poles after the Revolution and the Treaty of Versailles, and before the USSR came into being. The Curzon Line, the proposed border at that time between Poland and its neighbours, was used to agree on the spheres of influence in the Molotov-Ribbentrop pact. Moreover, ethnic Poles were not in a majority in these eastern territories. Around forty per cent of the population were of Polish origin, thirty-four per cent were Ukrainian and nine per cent Belarusian. This, the Soviet propagandists realised, allowed any incursion to be couched as an act of ‘liberation’, freeing the ‘local’ population from Polish domination. A combination of all these factors meant that on 9 September, Molotov finally replied to Ribbentrop’s cable of the 3rd, to say that the Red Army was about to move into the agreed Soviet ‘sphere’ in Poland. At a meeting in Moscow the following day with the German ambassador, Molotov told Schulenburg that the pretext for the invasion would be that the Soviet Union was helping Ukrainians and Belarusians. This argument, he said, …

… was to make the intervention of the Soviet Union plausible and at the same time avoid giving… it the appearance of an aggressor. 

With only three Polish divisions covering the eight-hundred-mile-long eastern border, it came as a complete surprise when at dawn on 17 September, in accordance with the secret clauses of the Nazi-Soviet Pact that had been agreed on 24 August. The Russians wanted revenge for their defeats at Poland’s hands in 1920, access to the Baltic States and a buffer zone against Germany, and they opportunistically grabbed all three, without any significant resistance. Soviet forces began to cross the frontier in the east against only light resistance, led by Marshal Kovalov in the north on the Belarusian front and Marshal Timoshenko in the south on the Ukrainian front. In a radio broadcast the same day, Molotov justified the Soviet action by the ‘plausible’ argument he had outlined to Schulenberg. Caught between the two great powers, Polish fighting power evaporated. Warsaw surrendered on 27 September. The following day all Polish resistance ceased. The Red Army was initially welcomed in many places and there was confusion in some places as to whether this was an actual invasion at all. Perhaps, some thought, the Soviet troops had really come to ‘help’. Maybe they would just motor through the flat countryside of eastern Poland and confront the Germans, who had already captured most of the west of the country. The photograph below reveals that there was little panic on the streets.

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The total losses of the Red Army in Poland amounted to only 734 killed. Stalin continued to use Polish ‘colonialism’ in the Ukraine and Belorussia as his casus belli, arguing that the Red Army had invaded Poland in order to restore peace and order. The Poles were thus doubly martyred, smashed between the Nazi hammer and the Soviet anvil, and were not to regain their independence and self-government until November 1989, half a century later. By mid-September, the Germans had already moved into several areas behind Warsaw and had indeed taken Brest-Litovsk and Lvov, but some fighting had broken out between Cossacks and Germans, with two of the former killed in one incident and fifteen Germans in another. The campaign cost 8,082 German lives with 27,278 wounded and the loss of 285 aircraft, whereas seventy thousand Polish soldiers and twenty-five thousand civilians had been killed, with 130,000 soldiers wounded. Mellenthin concluded that:

The operations were of considerable value in “blooding” our troops and teaching them the difference between real war with live ammunition and peacetime manoeuvres.

The whole of western Poland came under German control. On 28 September, Soviet and German representatives met to draw up a demarcation line which gave Warsaw to the Germans and the Baltic states as a sphere of interest to the USSR. Almost at once the German authorities began to break Poland up. Silesia and the Corridor became parts of the Reich, and a central Polish area called the General Government was placed under a Nazi administrator, Hans Frank. Thousands of Polish intellectuals were rounded up and murdered. Peasants were removed from their villages in parts of western Poland and replaced by German settlers. Hitler had been right to calculate that Britain and France would give Poland little help, but he was wrong about localising the conflict. Although Britain and France declared war on 3 September, there were only isolated raids by Allied scouting parties and aircraft. After the defeat of Poland Hitler wanted to wage a winter campaign in the west, but was prevented from doing so by bad weather, and both sides sat through the winter and early spring of a ‘phoney war’.

In eastern Poland, casual abuse of the ‘class enemies’ of the Communist system turned into a widespread and systematic arrest. On 27 September, just ten days after Red Army troops had crossed into Poland – the Soviets came for Boguslava Gryniv’s father. He was a prominent lawyer and head of the regional branch of the Ukrainian National Democratic Party (UNDO), a legally constituted organisation. When there was a knock at their door the Gryniv family were surprised to see a member of the local Soviet authority, as it was a church holiday and they were about to celebrate with a family meal. But they took his father away anyway, leaving the family to pray for him not to be punished and to be returned to them. He was one of the first of many to suffer at the hands of the Soviets in eastern Poland. Altogether, between September 1939 and June 1941, around 110,000 people were arrested during the reign of terror facilitated by the occupation of eastern Poland. Aristocrats, intellectuals, trade unionists, churchmen, politicians, veterans of the 1920-21  Russo-Polish War, anyone who might form the nucleus of new national leadership, were arrested by the NKVD and sent to concentration camps from which virtually none emerged.

As in the case of Boguslava Gryniv’s father, individual arrests of members of the intelligentsia and others thought of as a threat to the new régime began from the moment the Red Army arrived in mid-September. Gryniv was sent to the local jail immediately upon arrest, a small cell that usually held drunks and petty criminals. All the most important people who had remained in the town were in this prison. They thought it was simply a ‘misunderstanding’. However, about three weeks later he was taken to Chertkov, where he discovered that all he was accused of was membership of UNDA, a legal organisation before the invasion which was by no means anti-Bolshevik. However, in reality, he was seen as a dangerous member of the previous ‘ruling class’. He disappeared from the prison towards the end of 1939 and fifty years later his family finally learnt that he had been murdered by the NKVD in the spring of 1940.

On the same day that Boguslava Gryniv’s father was arrested, the Soviet government’s new best friend, Joachim von Ribbentrop returned to the Kremlin to finalise the exact borders that would exist between them. After tough negotiations lasting until five in the morning, it was agreed that the Germans would get Warsaw and Lublin, and the Russians the rest of eastern Poland and a free hand in the Baltic. The Germans withdrew from towns such as Brest-Litovsk and Bialystock in the new Russian sector, and the fourth partition in Poland’s history was effectively complete. The Soviets had obtained the lands in their ‘sphere’ without meeting any serious opposition and without even making a formal declaration of war on Poland. Molotov would have done well, however, to take note of Hitler’s statement made many years before in Mein Kampf:

Let no one argue that in concluding an alliance with Russia we need not immediately think of war, or, if we did, that we could thoroughly prepare for it. An alliance whose aim does not embrace a plan for war is senseless and worthless. Alliances are concluded only for struggle.

The Germans had faced fierce Polish resistance in the west, but they had completely consolidated their hold on these lands. After a full day of bombing on 25 September, with no prospect of meaningful help from the Western Allies, a full-scale ‘invasion’ from the Russians in the east, and communications cut between Smigly-Rydz and much of his army, and with food and medical supplies running dangerously low, Warsaw capitulated on 28 September. It was then three days before the Germans agreed to help the wounded in the city, by which time it was too late for many of them. Field kitchens were set up only for as long as the newsreel cameras were there. By 5 October, all resistance had ended; 217,000 Polish soldiers were taken captive by the Russians, and 693,000 by the Germans. On that day, Hitler travelled to Warsaw in his special train to visit his victorious troops. Take a good look around Warsaw, he told the war correspondents there, … that is how I can deal with any European city.

What was to be called the policy of  Schrecklichkeit (frightfulness) had begun as soon as the Germans had entered Poland. For the master race to have their ‘living space’, large numbers of Slavic and Jewish Untermenschen had to disappear, and during the rest of the war, Poland lost 17.2 per cent of its population. The commander of three Totenkopf (Death’s Head) SS regiments, Theodor Eicke, ordered his men to ‘incarcerate or annihilate’ every enemy of National Socialism they found as they followed the troops into Poland. Since Nazism was a racial ideology, that meant that huge swathes of the Polish people were automatically classed as enemies of the Reich, to whom no mercy could be shown. Fortunately, between ninety and a hundred thousand Polish combatants managed to flee the country via Lithuania, Hungary and Romania, eventually making their way to the west to join the Free Polish forces under General Wladyslaw Sikorski, the Prime Minister in exile, who was in Paris when the war broke out and set up a government in exile in Angers in France.

The Wehrmacht took an active part in the violence, burning down 531 towns and villages, and killing thousands of Polish POWs. The claim made by German soldiers that they had been simple soldiers who had known nothing of the genocide against the Slavs and the Jews, was a lie. The nature of the SS had become immediately apparent upon the invasion of Poland. On 5 September 1939, a thousand civilians were shot by them at Bydgoszcz, and at Piotrków the Jewish district was torched. The next day nineteen Polish officers who had surrendered were shot at Mrocza. Meanwhile, the entire Jewish population began to be herded into ghettos across Poland. Even Jewish farmers were forced into ghettos, despite the obvious need for efficient food production in the new eastern satrapy of the Third Reich, early evidence that the Nazis were willing to put their war against the Jews even before their war against the Allies. In Bydgoszcz, they were locked in their synagogue on the Day of Atonement and denied access to lavatories, forcing them to use prayer shawls to clean themselves. Far worse was to come…

(to be continued…)

Posted September 7, 2019 by TeamBritanniaHu in anti-Communist, anti-Semitism, Austria, Austria-Hungary, Axis Powers, Baltic States, Belgium, Berlin, Britain, British history, Britons, Christian Faith, Christianity, Church, Churchill, Colonisation, Commemoration, Communism, Demography, Deportation, Education, Empire, Ethnic cleansing, Ethnicity, Eugenics, Europe, Family, First World War, France, Genocide, George VI, Germany, Great War, History, Holocaust, Hungary, Immigration, Imperialism, Integration, Jews, liberal democracy, liberalism, Migration, morality, Narrative, nationalism, Nationality, Paris, Poland, Population, populism, Racism, Refugees, Respectability, Seasons, Second World War, Security, Siege of Warsaw, Statehood, Technology, terror, Trade Unionism, Transference, tyranny, Uncategorized, United Kingdom, USSR, Versailles, War Crimes, Warfare, World War Two

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The Halt in the Holocaust in Hungary & The Second Stage of the ‘Shoah’, August – November 1944: Part II.   Leave a comment

Raoul Wallenberg’s Protective Passports:

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After a month in the Hungarian capital, the Secretary of the Swedish Embassy there, Raoul Wallenberg, had to decide quickly on the form of Schutz Pass, or ‘protective passport’ (‘SP’) he would use in his humanitarian relief work with the Jews of Budapest. He attached a specimen to his report to Stockholm of 16 August. It was an important part of his assignment to provide 1,500 Hungarians with temporary passports as protective documents. These could be persons with very close family links with Sweden, or who had been for a long time closely connected to Swedish commercial life, a number that rose later to 4,500. The issue of the new Swedish protective document came with a structure:  a long-term Swedish connection had to be proved documentarily, while the Schutzbrief issued by Langlet had no such condition attached. Wallenberg quickly perceived the scope of humanitarian action. He was a good organiser and had numerous Hungarian colleagues in the accomplishment of tasks. He soon appreciated the unreliability of the Hungarian political élite and its tendency to vacillate, experiencing the many ways in which responsibility could be evaded. Most of his Hungarian acquaintances were ashamed of what was happening to the Jews but insisted that the brutality was exclusively the work of the Germans. Unlike them, he saw clearly what could be described as the Hungarian hara-kiri, and stressed the responsibility of Hungarians, making it clear that anti-Semitism is deeply rooted in Hungary. He pointed out that Jews on forced labour were not allowed to take shelter during air-raids, leading him to the conclusion that the Christian population evinced only a very luke-warm sympathy, and that it would be very difficult for the Jews to avoid their doom by flight.

The Swedish protective passport in Hungarian and German, with the holder’s photograph, was not acknowledged in international law and had no force. Nonetheless, its influence could not be underestimated. In the summer of 1944, it commanded a certain respect and carried a message. In the presence of immediate lethal danger, many saw in it the chance of escape, of organised defence and the embodiment of their hopes of survival. In August more and more groups of Jews in fear of deportation came to him. The news of his protective passport spread like wildfire and long queues waited on Gellérthegy outside the Humanitarian Section of the Swedish Embassy. From 16 August, a further building was rented and applicants were received from 4 p.m., with questionnaires filled in and six photographs. These were the conditions imposed by the Hungarian government for asylum documents. On the 22nd, the Ministry produced an order on the subject of the exemption of individuals from the regulations relating to Jews. By mid-September, the strength of Wallenberg’s Hungarian apparatus was approaching a hundred. He provided extra accommodation for them at Gellérthegy and also on Naphegy, where ten rooms and a cellar were rented, and round-the-clock shift-work was instituted.

The taking on of colleagues, the formation of an effective organisation and the thorough checking of the data submitted in applications for the Swedish document all took time. The apparatus required for this grew constantly. On 29 September, he reported to the Swedish Foreign Ministry that the entire staff including families number about three hundred persons and are exempt from wearing stars and forced labour. By that time 2,700 letters of protection had been issued and the numbers of those who had gained exemptions from wearing stars exceeded the original 4,500 by a further 1,100. For the first four months of the humanitarian action, it would have been impossible for the Swedish passport of protection to be handed out as a gift to those who did not have clear Swedish connections. That came later when the Arrow Cross reign of terror meant that people were in fear for their lives in an imminent sense. Then, resourceful Jews would copy names (similar to their own) and addresses from the Swedish telephone directories held in the Budapest head post office and send a ‘reply paid’ telegram. Kind-hearted Swedes, realising that the sender was pleading for his or her life, would then confirm the ‘relationship’ by return telegram. Wallenberg’s biographer, Jenő Lévai, has concluded that very many obtained protective passports and escaped through letters or reply telegrams from complete strangers.

The embassy’s work offered reasonable security against the constant threat of deportation. Those employed on humanitarian work received a legitimising card from the Embassy of the Kingdom of Sweden in Budapest and a special personal card from the Hungarian Ministry of the Interior. This exempted them from wearing the yellow Star of David and from the ever-more widespread duties of forced labour within the army. Wallenberg had essentially established a system of dual nationality, and this repeatedly aroused the suspicion of both the SS and the Hungarian authorities. According to a German Embassy note of 29 September, the director of the Budapest political section of the Hungarian Foreign Ministry was thinking that the Swedish Embassy should be called to order in a responsible, clear and sharp tone.

By mid-October, Vilmos Langfelder’s family had come under the protection of the Swedish Embassy and he moved to the central office of the Humanitarian Section at Űllői út on the Pest side of the city. Langfelder probably came into contact with Wallenberg because of his knowledge of German and his ability to drive. Within a short time, he had become the Swedish diplomat’s close associate as his chauffeur. His SP had been issued on 20 August, when he had belonged to a forced labour unit under Swedish protection. Langfelder took charge of Elek Kelecsényi’s Steyr car for the purpose of life-saving work. According to Lévai, Wallenberg sent out an Instruction which set out what had to be done to save holders of Swedish protective documents from the clutches of armed bandits, potentially a lethal undertaking. This summed up the dramatic essence of the immediate life-saving work:

Members of this section must be on constant duty day and night. There are no days off. If anyone is arrested, let them hope for much help, and if they do good work let them not expect thanks.

Langfelder frequently found himself driving Wallenberg, at night, to someplace where people needed his protection. Among the couriers and agents, disappearances were frequent, especially when they went into one of the Arrow Cross houses to inquire about a missing person, exposing themselves to a world of pain and indescribable horrors. Increasingly, abductions and murders were carried out in broad daylight. László Hollós and Ödön Ullman were on their way to inform Wallenberg of an Arrow Cross assault on a hospital when they were arrested and murdered.  In the countryside, the role of the Hungarian actress Vali Rácz has also been recognised by Israel. She hid many families from Budapest in her home in the countryside after the initial deportations but was denounced to the invading Red Army for fraternising with German soldiers (in order to protect her ‘guests’) and almost shot as a collaborator. A Red Army Colonel intervened to stop this and she was exonerated. There were also some members of the army and police who saved people (Pál Szalai, Károly Szabó, and other officers who took Jews out from camps with fake papers) as well as some local church institutions and personalities.

Rudolph Kasztner also deserves special attention because of his enduring negotiations with Eichmann to prevent deportations to Auschwitz, succeeding only minimally, by sending Jews to still horrific labour battalions in Austria and ultimately saving 1,680 Jews on what became known as ‘Kastner’s train’, which by the beginning of August had left Bergen-Belsen with its human ‘cargo’ bound for Palestine.

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Those left in the ‘Jewish houses’ and the ghettoes were increasingly targeted for forced labour gangs. They were lined up in the streets, marched off, ceaselessly shouted at, trudging off to Óbuda in broad daylight. Klára Tüdős’ recollection draws a concise picture for posterity:

Dreadful rumours circulated about Jews interned at brick-works and cattle-trucks with barbed wire on them, and as dawn broke processions of people wearing stars would set off in the streets of Pest. These things are mixed up inside me together with the wailing of sirens, like a delirious dream.

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The Extreme Right’s Reign of Terror begins:

The coming to power of Ferenc Szálasi and his followers on 15 October through the armed intervention of the SS was the nadir of the Horthy régime, its bloodstained final act. Under the Arrow Cross Party, terror became the tool of the totalitarianism of the extreme Right. Its ranks were swelled in particular by the lumpen elements of the underworld and misguided youth that could recognise the chance for unrestrained robbery and violence. On 15 October, Daisy Lászlo’s father, the tallest man in the apartment block, removed the yellow star from the front door. By the afternoon, however, he realised that with this act he had risked his life again. Since he was aware of the politics of the janitor’s wife, he secretly left the house in the dark, but before the doors would have been locked. She must have said something to the Arrow Cross thugs, however, because the following evening a heavily intoxicated young man, wearing the party uniform, kept banging on the Lászlo family’s door, looking for Mr Lászlo. The story continues below, in Daisy’s own words:

He searched every room, causing terrible alarm among the families placed there because he pushed and shoved everybody, shouted and took whatever he laid his eyes on. He was brandishing his revolver, and we were scared that he would start shooting. There was a large table in the entrance hall of the apartment, around which we took our meals, mostly together. He dragged off the tablecloth and packed in it the stuff he had collected from the various rooms. It seemed that he had forgotten why he had come and we were hoping that he would take the bundle and leave. He was proceeding toward the front door when he changed his mind, returned and demanded a drink. Jews were not permitted to purchase alcohol, but somebody must have had something stashed away, because after a short discussion, a bottle appeared on the table. While he was sipping from the bottle, he … informed us that he was an actor. He jumped on the dining room table, and began reciting Petőfi’s poem, ‘The Lunatic’. 

He got totally carried away, stomping with his feet, his face distorted; he seemed in a trance. I do not know how much of the poem he had recited, whether he knew it by heart, or made mistakes, but when he finished there was a thunderous applause and … bows on the table, surrounded by his terrified public. … He told us that he would go home … but would return the following day and continue the recital. He threw the bundle over his shoulder and staggered out the front door. … stumbling toward the street corner. He did not return, neither the following day, nor ever. We did not know what had happened to him, but for days we feared that he would reappear. 

After Szálasi and his men took over the government a rapid series of changes of personnel took place in the organisations providing the protection of the regime. New organisations were formed including, on 17 October, the State Security Police, the Hungarian Gestapo, was re-formed. Its activity extended to all opponents of the Germans and the Arrow Cross, irrespective of rank or status. On the 26th, the ‘National Unit for Accountability’ came into being, responsible for extinguishing the lives of many civilians. In the implementation of its laws, decrees and orders, the régime could rely on the gendarmerie, the police and the armed formations of the Arrow Cross Party. In what followed, those that belonged to the service slaughtered a large number of army deserters, Jewish forced labourers and people arrested during raids, increasingly and frequently on the spot. Apart from the scale of the violence, the deluge of accompanying decrees, renewed orders and contradictory instructions increased the turmoil. A wholesale breakdown occurred in the army, the police and public administration. From 28 October, Arrow Cross members received regular payments from the state to carry out robbery and murder on a grand scale. They not only had the right to bear arms but also formed the local detective, investigative, interrogation and enquiry squads. They could act on their own authority to create the ever more tragic and corrupt conditions which they considered ‘order’. In the practice of totalitarian dictatorship, the paramilitary members of the Party knew no bounds.

A typical element of the Hungarista programme was the widespread persecution and terrorising of the Jews. Following the assumption of power, party terrorists attacked starred houses in Budapest and Jewish forced labour barracks. For example, one of Daisy’s schoolfriends, Marika, lived with her mother in what became a ‘Jewish house’ after 19 March. Marika’s biological father was not Jewish but he refused to marry Marika’s Jewish mother because he was a close crony of Miklós Horthy, entitled as vitéz (‘man of valour’), a title he would have lost if he had been known to have married a ‘Jewess’. In June, Marika had been sent to a summer camp in Balatonboglár, run by Sisters in the Catholic Church. She was given a fictitious name and false papers, along with two other girls. One night they were awakened by gendarmes and pulled out of bed. She was so traumatised by this that thereafter she frequently peed herself. She ‘escaped’ and left for Budapest on foot, where she eventually returned to her house where she fell into the arms of her mother, kissed and cried, and ate sausage in the pantry. Her return lasted until 15 October, when her mother greeted Horthy’s abortive proclamation by opening a bottle of champagne. Happiness lasted a very short time. Marika’s mother helped to forge documents, while her mother was placed in one of the ‘protected houses’. Once, when Marika was visiting her with her aunt Duncy, Arrow Cross soldiers raided the area. Her aunt yelled at one of them, outraged that he had dared to ask for her papers.

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Meanwhile, Marika’s mother became seriously ill with meningitis, and her sister arranged for her to be taken (with false papers) to the Szent István Kórház. Marika could still visit her there, where she eventually died. One night her uncle urged them to leave their new house in Benczúr utca, and they found refuge in the cellar of a nearby pharmacy owned by a relative. Next day the Arrow Cross raided the house, ordered everyone in it down to the courtyard and shot them all dead. When the siege of Budapest began, Marika, her aunt and her grandmother did not dare go down to the air-raid shelter. By that time, they were living in hiding alongside Polish and Czech refugees. One day the Arrow Cross soldiers marched the refugees down to the bank of the Danube and shot them into the river. Daisy herself narrowly escaped a similar fate during that autumn, when she spent several days wandering alone, stealing her food from outside grocery stores. She found herself in Szent István Park and was thrown into a column of thirty people being marched towards the lower embankment of the Danube under the guns of two young Arrow Cross hoodlums. She recalled:

We progressed silently, adults and children, without anyone protesting or crying. But when we reached the small underpass, and I was hit by the familiar stench of urine, without thinking about the consequences, I simply turned right and left the group.

Nothing happened and no one called out. I turned around the corner … Only after the Liberation did I hear that Jews had been shot into the Danube from the lower embankment of the Pest side … I never mentioned this episode to anyone fearing that people would think I had made it up out of a need to create a heroic story; that I was ashamed that while so many from our family had been murdered, I had not come close enough to death.    

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Another of Daisy’s friends, Vera S, had already lost her relatives in the countryside to Auschwitz in the summer, but she still lived in Budapest with her parents and grandparents, where their apartment building had become a ‘Jewish house’ and their apartment filled up with strangers. The residents were ordered down into the courtyard several times and were threatened with deportation. On one such occasion, when they were permitted to return to their apartment, they found the rooms ransacked and most of their belongings missing, even Vera’s dolls were gone. Then, shortly after 15 October, the men in the house were rounded up. Running to the balcony, Vera and her mother tried to see where the group was being taken, but Vera’s father, looking up and fearing for their safety, motioned with his hand, urging them to go back inside. That was the last time they saw him. A postcard arrived from Valkó, where they had been taken on foot. From there, Vera’s father was deported to a concentration camp. They knew nothing more of his fate.

Shortly after that, Vera’s mother had to report to the Óbuda brick factory and the children were placed in a Jewish orphanage. Vera escaped and rejoined her brother when their grandparents found shelter in a Swedish ‘protected house’. Their mother escaped from the brick factory, bought false papers from their former janitor, and went into hiding. The following day, the Arrow Cross took the orphans from the ghetto and shot them all into the Danube. Thereafter, Vera and her brother stayed with their grandparents where they lived with twenty other surviving children, in one room. These children knew nothing of their parents and were starving. One day, Vera’s mother arrived at the ‘protected house’ but Vera couldn’t recognise her because she had dyed her hair to fit her false papers. Vera later recalled:

She said that when the Russians fully surround the city, and we will have to die, she will return that we should die together. She did come back, but fortunately we did not die.

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On 30 October, German soldiers arrived in the house on the Pest side of the Danube where Iván lived with his family. They entered their apartment in the company of Miki, the janitor’s son who was wearing his Arrow Cross uniform. Although Miki had been Iván’s friend and playmate for the past decade, that did not prevent him from handing him over to the Nazis. Requiring additional labourers, the Germans had the help of the Arrow Cross in collecting men over sixty and boys under sixteen from the surrounding ‘starred houses’. By then Iván’s father had been away for years in a forced labour camp, and after their paint shop had been closed under anti-Jewish legislation, his mother had supported their two boys, her mother and herself by making artificial flower arrangements. Iván and his group of conscripted labourers were taken to Lepsény in western Hungary where they were made by the Wehrmacht to organise a military depot next to the local railroad station. They worked there throughout November, emptying trains that carried military supplies and filling military trucks with winter clothing for soldiers. Iván later learned that his brother Ervin, who had a weaker constitution, had also been sent to Transdanubia and had died while digging ditches. He was buried in a mass grave near Győr. Iván was the only survivor from those who were taken from his apartment house.

Ágnes B, another of Daisy’s friends was just ten years old when her father was drafted as a forced labourer. Soon after 15 October, Arrow Cross soldiers came to their apartment house, where they lived with her mother’s sister’s family. They rounded up all the women under forty, including her mother, who did not resist, despite being only weeks away from her fortieth birthday. Ági recalled her leaving:

My mother put on a fur-lined coat because it had been very cold. I followed her across the yard until the gate and I watched as she joined the group of Jewish women. She wrote one card from the road to Austria, telling me that they had been placed in a pigsty overnight. I never saw her again…

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Life for all the remaining Jews in Budapest became increasingly difficult, but the access to Swiss and Swedish protection documents could provide some amelioration. Daisy’s friend’s mother was able to procure copies of the ‘protection documents’ Wallenberg had been handing out, but it was too late to use them because the Germans occupied their house and transported both sets of grandparents to the ghetto. Kati was sent to live with distant relatives, where she got false papers and a new name to learn, along with the names of her seven new ‘sisters and brothers’. She was with relatives, but still felt ‘terribly alone’. Although she looked ‘Aryan’ (see the picture below), she was not allowed out on the street. Another friend, Tomi, was twelve in 1944, by which time his entirely assimilated family had decided to convert to Catholicism, mainly to avoid the increasing restrictions placed upon Jews. In June, they had been forced to leave their apartment on the first floor of a Rózsadomb villa and moved to a ‘Jewish house’. By this time, Tomi’s father was in a forced labour camp and after 15 October, all three had to report to the brick family of Óbuda, from where they were supposed to be deported. Tomi’s father was able to provide them with Swiss protection documents and, therefore, three days later, they were moved to the overcrowded ghetto.

Wallenberg’s Responses and Reports:

The sudden turn of events took the Swedish embassy organisation by surprise, as it did the humanitarian activists too. Wallenberg himself had been expecting Hungary to pull out of the war, which had been much talked about in Budapest social circles as the government’s intention. He was also calculating when the Red Army would reach Budapest, and was thinking of going back to Stockholm a few days before it happened. Up to 15 October, the Swedish Embassy had received eight thousand applications and 3,500 had been granted the SP. A week after Szálasi’s rise to power Wallenberg reported that armed bandits have attacked those in possession of protective passports and torn them up. The Hungarian staff had reacted to this unexpected turn of events by going into hiding, as he noted:

The events have had a catastrophic effect on the section, the entire staff has absented itself, and a car which was placed at our disposal free of charge, together with the keys of various locked places and cupboards etc., have vanished.

In order to put some spirit and courage back into his dismayed colleagues, Wallenberg cycled through the bandit-infested streets in order to pick up the threads of his work again, a procedure which was fraught with risks. Instead of the peace that many had yearned and hoped for a fresh wave of destruction began. On 16 October the head of the Arrow Cross Party staff decreed that Jews were not to leave their homes until further notice. Buildings designated by stars of David were to be kept shut day and night. Until further notice, only non-Jews might go in and out. Non-Jews were not allowed to visit Jews. On 18 October, one of his Swedish officers reported that the new government had introduced strict anti-Jewish regulations and that the entire Jewish staff of the Embassy was in mortal danger. A crowd of Jews seeking revenge was besieging the embassy, which was incapable of accommodating them.

In the course of renewed the renewed persecutions, the previous forms of protection lost their usefulness. Beginning on 20 October, armed Arrow Cross men lined up tens of thousands of men aged between sixteen and sixty, on two trotting-tracks, dividing them into labour-companies and took them off. The one suburban sports ground, in Zugló, became the mustering place for Jewish women, as directed on posters. The assigned Jews of the city were made to work on fortifications, digging defensive ditches. Renewed talks with the black-uniformed, green-shirted Arrow Cross leaders were required, as were new methods of saving people. Wallenberg quickly made contact with Szálasi’s Foreign Minister, Baron Gábor Kemény. In matters of the “Jewish Question” and other ‘Jew-related’ topics he later had to deal with the Foreign Ministry. On 21st, he reached an agreement with Kemény that the Hungarian authorities would give the staff of the Royal Swedish Embassy and members of their families exceptional treatment. They were exempted from wearing the yellow star; from all kinds of forced labour; they were not obliged to live in starred houses, and allowed to go out onto the streets without curfew. This rapid agreement gave hope to several hundred people by officially extending the scope of Swedish protection. It also gave Wallenberg the room to prevent the complete destruction of the Budapest Jews.

This became known, along with the change of régime in Budapest, on 24 October in Bern, Washington and New York (World Jewish Congress), at the Red Cross International Council centre in Geneva and elsewhere. However, the Szálasi government quickly realised its mistake, and drastically reduced the scope of the exemption by the end of October. On 29th, it restricted the circle of those exempted by a ‘variation of decree’. For his part, Wallenberg worked at adding to the exemption that had been obtained and at retaining the greater and lesser fruits of the talks. Protection from the embassy was, in reality, frequently nothing more than a thread of hope. The ‘protected’ houses offered an unstable, relative refuge. Security and day-to-day survival were unpredictable and depended on luck and the movements and whims of the armed Arrow Cross men. Exactly a year later, on 24 October 1945, Béla Zsedenyi, President of the Provisional National Assembly, meeting in Debrecen, thanked King Gustav V of Sweden, the Swedish people and the Swedish diplomatic mission in the name of the Hungarian nation for their help in the humanitarian activity in 1944. He described the defensive stand taken by embassy secretary Wallenberg as “invaluable service”, emphasising that…

… he had taken a selfless and heroic part of decisive significance in warding off the acts of mass muder planned against innocent and defenceless citizens, and by his resolve had succeeded in saving the good name of the Hungarian people from further stain.

By that time, Wallenberg had disappeared at the end of a bitter winter during which he and his staff at the Swedish Embassy Annex had succeeded in saving the lives of thousands more, enabling them to survive the war and the terror in Budapest.

Return to Auschwitz:

Those already deported from the Hungarian countryside to Auschwitz, Bergen-Belsen and Dachau had no means of protection, of course, and continued to face ‘extermination’ in the camps. Daisy Lászlo’s Uncle Samu and his family had been deported to Auschwitz from Dunaszerdahely in the summer. His wife, Aunt Berta was his second cousin, a fact which was constantly mentioned on the fringes of family visits and gatherings because both of their boys had disabilities. The older son, Nándi, had a speech impediment, and the younger one, Ármin, was almost totally deaf. All that was learnt of the family in 1945 was that they were among the hundreds of thousands of victims, but neither the place nor the time of their deaths was known. In 2010, an Israeli relative found the story of Ármin’s last months among the files of the International Tracing Service in Germany. This showed that on 25 October, he was transferred from Dachau back to Auschwitz.

During the last months of the war, thousands of Jews were returned to Auschwitz for extermination because they were considered too weak to work. As is shown below, Ármin’s physical description (including height, eye colour, the shape of mouth and ears) accompanied the transfer. His mother’s maiden name, his permanent domicile were also recorded. His signature at the bottom of this document led Daisy to believe that Ármin’s had been a special case, perhaps because of his deafness. However, she then found out that during the autumn of 1944, over five hundred inmates were returned to Auschwitz within a few weeks, accompanied by the exact same documents. Clearly, the Nazi coup in Budapest had had indirect effects in quickening the death machine of Auschwitz.

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Sources:

Andrew J Chandler (2012), As the Land Remembers Them. Kecskemét: self-published, http://www.chandlerozconsultants.wordpress.com.

Anna Porter (2007), Kasztner’s Train: The True Story of an Unknown Hero of the Holocaust. London: Constable (2008).

Nóra Szekér, Domokos Szent-Iványi and His Book, Part I, in Hungarian Review, Volume IV, No. 6. Budapest, November 2013

Domokos Szent-Iványi, The Hungarian Independence Movement, Excerpts, Descent into the Maelstrom, Hungarian Review, loc.cit.

Gyula Kodolányi & Nóra Szekér (2013), Domokos Szent-Iványi: The Hungarian Independence Movement, 1939-1946. Budapest: Hungarian Review Books.

James C Bennett & Michael J Lotus, America, England, Europe – Why do we differ? Hungarian Review, loc.cit.

Marc J Susser (ed.) (2007), The United States & Hungary; Paths of Diplomacy, 1848-2006. Washington: US Department of State.

István Lázár, (1989), The History of Hungary. Budapest: Corvina.

Szabolcs Szita (2012), The Power of Humanity. Budapest: Corvina.

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Marianna D. Birnbaum & Judith Flesch Rose (ed.)(2016), 1944: A Year Without Goodbyes. Budapest: Corvina.

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The Halt in the Holocaust in Hungary & The Second Stage of the ‘Shoah’, August – November 1944: Part I.   Leave a comment

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The Eden Memorandum on Migration to Palestine:

The National Archives in London has recently released a secret document from 8 August 1944, a Memorandum prepared for the War Cabinet by Foreign Secretary, Anthony Eden, of an “offer” from Admiral Horthy, the Regent of Hungary, that, provided the United Kingdom and the United States governments could find sufficient accommodation, the Hungarian government would be prepared to allow all Jewish children under ten years of age, with visas for other countries, and all adults and children with Palestine immigration certificates, to leave Hungary. Horthy also announced that there would be no further transportations of Jews to Poland, i.e. to Auschwitz. This document, and the attached correspondence between Washington and Whitehall, is significant in that it clarifies the controversy about if, when and how Horthy acted to bring the deportations to an end, and to enable the remaining Jews (mainly trapped in Budapest, many of them refugees from other countries) to seek asylum elsewhere. The matter was discussed at the War Cabinet Committee on Refugees meeting on 4 June, although Eden himself was not present. The Government faced a dilemma, since refusing to accept this offer would result in a hostile public reaction both in the United States and Britain, but accepting it would be ‘risking civil war in Palestine owing to the inroad of Jews from Hungary into the Levant.’  Despite the obvious urgency of the situation, the Cabinet reached a ‘no-decision’. The proposal of the International Red Cross for the almost immediate removal of 41,000 Jews from Hungary to Romania alarmed the meeting, which was generally against joining the US in accepting. The Secretary of State for the Colonies argued that the British Empire would be signing a blank cheque which we could not honour.

Although both Foreign Office and Home Office secretaries argued that the offer should be accepted in concert with the USA, they felt that in doing so the US Government must accept that the British authorities should not be forced to deliver the impossible in terms of accommodating the refugees, and it was eventually agreed to extend the transit camp originally established for Yugoslav refugees, especially to contain a potential sudden influx of immigrants to Palestine. There had even been suspicions expressed within the Cabinet that Hitler himself had inspired Horthy’s offer in order to create fundamental difficulties for the Allies in the Near East by allowing an exodus of Jews. Certainly, at this point, we know that the Regency in Budapest was incapable of acting independently from the occupying Nazi forces and Hitler’s all-powerful agent in the capital, Veesenmayer. It was not until the end of the month that the Romanians defected from the Axis camp and it became possible for a more independent Hungarian government to be formed again, so the Allies were rightly cautious about any overtures from Budapest at this stage.

Colonel Koszorús’ Unparalleled Action:

However, not to accept the offer would give the Nazis and the pro-Nazi Hungarian government a propaganda coup, and Eden agreed that the acceptance of the offer should be widely publicised and that the Dominion governments should be asked to help in receiving some of the refugees. He also suggested that it might be necessary to establish a transit camp in Syria in order to prevent the situation in Palestine from becoming ‘acute’. In a flurry of telegrams, the US Government agreed to wait before accepting the offer until after the full British War Cabinet on 8th, although before writing his Cabinet memorandum, Eden had already sent a third telegram to Washington signalling the British Government’s acceptance, subject to the detailed terms of transport and accommodation being agreed by the two governments. What effect this agreement had in Hungary we do not yet know, neither can we say that the deportations had been ended by this time, whatever the Regent’s intentions might have been. Horthy had originally ordered their suspension on 6 July, but a further 45,000 Jews from Transdanubia and the County of Pest had continued to be deported after that date. The most effective action to shield the Jews of Budapest had been taken on the initiative of Colonel Ferenc Koszorús in July, having important consequences for the survival of the Regency into the later summer and autumn:

On the fiftieth anniversary of the Holocaust, Congressman Tom Lantos, a survivor of the Holocaust himself and a liberal Democrat who served as Chairman of the United States House Committee on Foreign Affairs, recognised Colonel Ferenc Koszorús:

‘Colonel Koszorús’ unparalleled action (in July 1944) was the only case in which Axis powers used military force for the purpose of preventing the deportation of the Jews. As a result of his extraordinarily brave efforts, taken at great risk in an extremely volatile situation, the eventual takeover of Budapest by the Nazis was delayed by three and a half months. This hiatus allowed thousands of Jews to seek safety in Budapest, thus sparing them from certain execution. It also permitted the famous Raoul Wallenberg , who arrived in Budapest on 9 July 1944, to coordinate his successful and effective rescue mission…’

(Hon. Tom Lantos, ‘Ferenc Koszurús: A Hero of the Hungarian Holocaust’, Congressional Record, 26 May 1994.)

We know that the Sztójay Government had rescheduled the deportation of the Budapest Jews for 27 August, but the Romanians switched sides on 23rd, and it was Himmler who cancelled any further deportations on 27th.

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Raids on the Roma & Horthy’s ‘Hiatus’:

Throughout August and September, the horrors of ‘all-out’ warfare had continued within Hungary and its occupied territories, with massacres by government troops and continued forced marches. These were also experienced increasingly by the Roma communities (pictured above). In August and September, the remaining Roma were subjected to raids on their villages, pressing the men into forced labour companies. The first massacre of gipsies took place on 5 October in Doboz, Békés County, where twenty Roma, including women and children, were killed by hand grenades and machine-guns of the Hungarian first armoured division’s military police, acting together with the local gendarmes. Later that month, the Roma were ordered not to leave their permanent residences. At the same time, there were some signs of hopes for peace that late summer. Regent Miklós Horthy could no longer stomach the activities of Eichmann’s SS, and this led to a ‘hiatus’ in the anti-Jewish campaign. On 29 August he sent word to Edmund Veesenmayer that he had decided there would be no more deportations, at least for the time being. With the transportation of Jews from the provinces completed, there were only the Jews in the capital left. Himmler approved the suspension of deportations and the continuation of negotiations through Kasztner and Brand. Himmler, like the Hungarian government itself, had been thinking of an acceptable way of bringing the war to an end. Once back in his office in Budapest, Kasztner was astonished to learn from Dieter Wisliceny that Eichmann and his unit had been ordered out of Hungary. You have won, the Nazi officer told him, the Sonderkommando is leaving. Eichmann, furious with Himmler’s vacillations, retired to sulk at his estate near Linz. The latter later compensated him with the order of an Iron Cross, ‘Second Class’.

In spite of the change to a more ‘neutral’ government under General Lakatos, Hungarian troops occupied parts of Southern Transylvania, Romania, and massacred hundreds of Jews, starting on 4 September. Soviet units then reached the borders established by Trianon later that month and then moved across these into Szeged, where Horthy had begun his journey to power twenty-five years earlier. His failure as an Axis ally was now complete as a gigantic tank battle took place around Debrecen in early October. By mid-October, the Soviet Red Army entered the outskirts of Pest and Horthy, finally, tried desperately to agree on an armistice. Throughout the short period of Géza Lakatos’ premiership, rumours had abounded in Budapest that Horthy was getting ready to exit the war and that all he needed was an honourable way out. He wanted to sue for peace, but not if that peace included Stalin. The British and the Americans were not interested and insisted that nothing less than unconditional surrender would do. Horthy’s insistence on hanging onto his German alliance, however reluctantly, did not help his country’s cause. In final desperation, Horthy sent Lieutenant General Gábor Faragho across the front lines to present Hungary’s case to the Russians. On 11 October, Faragho cabled a draft armistice agreement from Moscow requiring Hungary to give up, once again, its historic territories in Transylvania, everything he had fought for during his years as head of state. Horthy’s hesitation over this gave the Germans the time they needed to prepare a coup.

On Sunday morning, 15 October, there were rumours that the Regent’s son had been abducted, together with a general and two senior officers. It was a warm, sunny autumn morning. German planes had dropped leaflets over the city urging a rebellion against the government. Politicians had also been arrested. Hungarian Radio announced that the Regent would make a general proclamation at 1 p.m. In a soft and shaky voice, Horthy gave a long, detailed statement, in which he announced his decision to sign a separate peace treaty with the Allies, that Hungary had withdrawn from the war and had declared that it is returning to its neutral status. All laws relating to the repression of the Jewish population were revoked. The Reich had lost the war and had also broken its obligations to its Hungarian partner when it had occupied the country in March and arrested many Hungarian citizens. He blamed the Gestapo for dealing with the “Jewish problem” in an inhumane way and claimed that his nation had been forced to persecute the Jews.  The news spread like wildfire on what was a glorious autumn afternoon: Anna Porter has described the scenes…

…the sun was shining and the trees along the boulevards displayed their startling red, yellow and deep-purple colours as if the horrors of the past few weeks had not happened, as if the houses lining the avenues had not been turned into rubble. People came out of their cellars, put on their best clothes and walked, holding hands and greeting each other as in peacetime. Many Jews who had been in hiding paraded their newfound freedom; some tore the yellow stars off their breasts and ordered shots of pálinka in bars where they used to go, or dared to use a public telephone and take rides on streetcars where the tracks had not yet been bombed..

But the atmosphere of general euphoria did not last long. The Germans had listened into every conversation in Buda Castle and were not surprised by the attempt to break free. They were aware of the plan to bring two Hungarian regiments into the city and knew of the arming of the Jewish battalions. German troops and armoured vehicles appeared on the streets of Budapest and set up control points. A further announcement came over the waves: Horthy had been forced to abdicate, and the Hungarian Arrow Cross (Nazi) party has formed a government under its leader Ferenc Szálasi. Hungary was back in the war on the Axis side, and all anti-Jewish legislation was back in force. With the Arrow Cross in charge, the Jews realised that Eichmann would be back to complete their transportation and that random killings would be carried out by the Arrow Cross units themselves. Tom Leimdörfer recalls his family’s fears:

The lives of all of us were in immediate danger. What followed was six months of hell redeemed by some amazing bravery and kindness on the part of some who were willing to risk their lives for us.

Rudolph (Rézső) Kasztner, unlike the members of the Jewish Council, had no faith in Horthy’s protestations that he had been duped into allowing deportations in the first place and even less faith in Himmler’s change of heart. He pressed on with his negotiations for the lives of the remaining Jews of Budapest, Bratislava and Kolozsvár. In the late summer of 1944, a bloody insurrection erupted in Slovakia. A few parachutists from Britain and two Soviet airborne brigades also took part in the uprising, as did some Jewish partisans, including Rudolf Vrba, one of the authors of The Auschwitz Protocols. The uprising failed and led to further reprisals against Bratislava’s Jewish community. In Budapest itself, there was what Kasztner described as a brief lull in the terror in the early autumn. Nevertheless, there was a widespread belief that the Germans would pack up and go home. The cafés and restaurants were full, and no-one left even when the sirens sounded. By mid-October, the Second and Third Ukrainian Fronts were ready to execute Stalin’s order to take Budapest quickly. Arrow Cross newspapers accused the Jews of signalling bombers from rooftops, directing bombs to specific targets. Raoul Wallenberg had opened the door of the Swedish Embassy and directed his staff to hand out Swedish protection papers to all Jewish applicants. The certificates claimed that the holders were Swedish citizens awaiting exit visas. The number of Jews with official Swedish papers exceeded 4,500 by the end of October, and another three thousand fake Swedish certificates were handed out by the Rescue Committee and its Halutz workers. They all waited for permits to leave the country and be allowed into Palestine. The Swiss Red Cross had received over three million Swiss francs from the Jewish ‘Joint’ in the US to pay for food in the protected Star Houses bearing the Swedish colours and in the Columbus Street camp.

Victims, Survivors and Heroes:

childhood-memories 

Tom Leimdorfer, pictured here as a young child during the war, has narrated the effect of the events of 15 October on his family’s struggle to survive in Budapest, and especially in terms of their decision to go into hiding:

By now, my grandparents (Sári and Ármin) and my aunt Juci all lived in our flat. Juci’s husband Gyuri was in a labour camp. He had a dreadful accident there in March 1943 when he fell off a scaffolding. For some time, his life was in the balance, but he recovered albeit with a back injury which gave him much pain for the rest of his life. He was allowed home when he was in plaster recuperating, but was then back again in the forced labour camp outside Budapest. As the family wondered what to do on the evening of my eventful second birthday, Dr. Groh arrived. A kindly medical consultant, he was one of my grandfather’s customers who became a friend. He was a Roman Catholic who was appalled by the treatment of Jews and by the apparent acquiescence of his church. He said we were in danger and should leave our home immediately as Jews were being herded from ‘marked’ houses to designated ghettos. He insisted that we should all (15 of us!) go into hiding with his family even though that risked their lives.

Dr. Groh and his wife had six children. They made a room available for us and kept its shutters closed. For the next eight days we huddled together in that room, joining the family when there was nobody around who might report our presence. With Arrow Cross gangs and police raids everywhere, this was not a safe hiding place and the Groh family were at great risk. In spite of their protests, we crept back to our home one night to pick up some essentials and left for different destinations. Soon after we left, an Allied air raid hit the Groh’s house and tragically one of their daughters was killed. The room where we had been hiding was a pile of rubble.

My mother and I first headed across the Danube to the Pest side, to a house protected by the Swedish Embassy, where ‘Feri bácsi’ and ‘Manci néni’ (my grandparents younger siblings) were already staying. The Swiss and Swedish embassies as well as some churches had tried to set up ‘protected houses’ outside the overcrowded main Jewish ghettos. These were not always ‘safe’ as the Arrow Cross raids were unpredictable and (depending on the particular gang commander) would carry out atrocities without respect for any foreign diplomacy or even orders from their own Nazi puppet government, with its very thin veneer of legality. There were no more trains for Auschwitz, but there were the ‘death marches’ towards Austria organised by Eichmann as well as the random Arrow Cross raids. Diplomats such as Raoul Wallenberg did all they could to thwart the murderous onslaught by distributing Swedish and Swiss passports and demanding safety for their ‘citizens’, by declaring houses as being under their protection and by threatening allied retribution after the war. With the Russian army advancing, this had some effect.

 

After the Arrow Cross coup d’état on 15 October, tens of thousands of Jews of Budapest were sent on foot to the Austrian border in death marches, and most of the remaining forced labourers under Hungarian Army command were deported to Bergen-Belsen. One of these forced labourers was the poet, Miklós Radnóti.

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On the same day the War Cabinet met in London, 8 August to discuss the proposed evacuation of Jewish children from Budapest, Miklós Radnóti wrote the following from his work camp in the mountains above Zagubica in Yugoslavia:

ROOT 

Root, now, gushes with its power, 

rain to drink and earth to grow,

and its dream is white as snow.

Earthed, it heaves above the earthly,

crafty in its clamberings,

arm clamped like a cable’s strings.

On its wrists pale worms are sleeping,

and its ankles worms caress;

world is but  wormeatenness.

Root, though, for the world cares nothing,

thrives and labours there below,

labours for the leafthick bough;

marvels at the bough it nurses,

liquors succulent and sweet,

feeds celestially sweet.

Root is what I am, rootpoet,

here at home among the worms,

finding here the poem’s terms.

I the root was once the flower,

under these dim tons my bower,

comes the shearing of the thread,

deathsaw wailing overhead.

Radnóti’s words continued to be prophetic. The death saw continued to ‘wail overhead’ for many caught up in the Hungarian holocaust. Miklós Radnóti himself was one of these, and one of Hungary’s greatest poets of the twentieth century. Born in Budapest in 1909, from its very beginning, Radnóti’s life was overshadowed by tragedy. At his birth, both his mother and twin brother died. The ‘Numerus Clausus Act’ of September 1920, the first anti-Semitic law in Europe, required that the number of Jews in Hungarian universities be reduced to six per cent. Barred from the University of Budapest, Radnóti enrolled at Szeged University, where he read French and Hungarian literature and was awarded a PhD in 1934. In response to the country’s shift to the right, there were a number of groups arising on the centre-left, liberal, populist and social democratic. Continuing in the liberal tradition of the nineteenth and early twentieth-century Hungarian poets, Radnóti was among the young people in favour of social change. He joined the Art Forum of Szeged Youth, a populist movement addressing the plight of Hungarian peasants, supporting agrarian reform. Drawing on Hungarian folklore, they identified with the national poet Sándor Petőfi and musicians like Béla Bartók and Zoltán Kodály.  Inspired by the left-wing idealism common among writers and artists of the time, both inside Hungary and from outside, Radnóti cherished the values he developed in this group for the rest of his life. He also insisted on his identity as a Catholic and a Hungarian poet for the rest of his life, though his country branded him as a Jew. Once identified as such, regardless of his own detentions, he was effectively sentenced to death.

Despite his darkest premonitions, Radnóti’s work also continued to flourish, especially after his marriage to his high school sweetheart, Fanni Gyarmati, who had been the central focus of his love poems since the late twenties. By the late thirties, he was widely recognised in literary circles. However, within three years, from 1938-41, three sequences of anti-Jewish laws were introduced. The first two defined who was Jewish and regulated the percentage of Jewish participation in various economic activities. The third created a forced labour system that became responsible for tens of thousands of deaths, including that of Radnóti himself. Following the Nazi blitzkrieg on Poland, he anticipated the full-scale destruction of Hungary, and became sick in the stomach, ridden by insomnia and near to collapse. Nevertheless, he recovered sufficiently to produce work of great innovation in the lyrical tradition, combining the classical forms of the ancients with modern sensibilities. In 1938 he published a collection of poems, Steep Road, and in 1940, three more collections, including a volume of prose writing, a selection of translations and his own Selected Poetry. Two more volumes followed in his lifetime.

He was caught up in the whirlwind of the Hungarian Holocaust which followed the Nazi takeover of the country in March 1944. He suffered unspeakable deprivation and died a horrifying, anonymous death. Taken by a freight train from Hungary to Yugoslavia in May 1944, he was shot and buried in a mass grave with twenty-one other forced labourers, on an unknown date between the sixth and tenth of November. He left behind poems of the utmost beauty and rarity that both express and illuminate Hungarian culture. Many of them convey moods and perceptions untainted by the horrors, while others offer first-hand accounts of the wholesale murder. Taken as a whole, they reveal the wide range of Radnóti’s imagination and the obligation he felt to give testimony to an existence engulfed by catastrophe. As well as being masterworks in the annals of the poetry of the last century, they are also documents of destruction. Through them, Radnóti subverted the horror of the Holocaust, in helping us to understand it.

Much of what he started, however, he was unable to finish, as from 1940 he was called up three times into slave labour units. He was worked to exhaustion in coalfields, sugar plants and ammunition factories during his first two call-ups and in his last, he was taken to the copper mines in Bor, Yugoslavia. However, under pressure from Soviet and Partisan forces, the German Army was forced to evacuate the Balkans. Radnóti’s squad was force-marched back to Hungary, to be transferred from there to slave-labour camps in Germany. Cold weather, exhaustion, hunger, savage beatings and killings meant that of marching column which contained 3,600 men on leaving Bor, only eight hundred crossed the Hungarian border. Marching on through Western Hungary in November, Radnóti began to lose his strength. His feet were covered with open blisters, such that he could no longer walk. It was probably on 8 November that the squad reached a brickyard in a town near Győr, where they spent the night. Next day three NCOs of the Hungarian Armed Forces separated Radnóti and twenty-one others from the column. Crowding them onto two borrowed carts, they took them first to a hospital, then to a school housing refugees. Neither had room for them, so the soldiers took them to the dam near Abda, where they were ordered to dig a ditch. The guards then shot them one by one into the ditch.

When his body was exhumed a year and a half later, his last poems, stained by dirt and blood, were found in the pocket of his raincoat. Within a few years of the end of the war, his poems, including these resurrected ones, became well-known to Hungarians, exalting and moving millions of them in the continuing gloom which followed. Radnóti’s place among the Hungarian masters was confirmed. Until now, they have not been so well-known outside Hungary, but Ozsváth and Turner’s recent volume seeks to call the attention of the English-speaking world to them, giving them the means to resound… and communicate the vital, immediate sense which characterizes the original. Radnóti’s last volume of poetry, Foamy Sky, was published posthumously in 1946, a volume which did not then contain the last five poems. Only after his body was exhumed were these five poems found, inscribed in the small camp notebook (pages of which are shown below) he had obtained in Bor. Two years later, the entire and complete volume was re-published. Since then it has been re-published many times in Hungary, but never in English, until now. Ozsváth concludes:

…the unforgettable formal music of his poems not only preserves his most personal perceptions but also echoes the lives and culture of all those who were murdered in the Holocaust.  And while they give account of the darkest hours of history, they also demonstrate the tremendous power of the human spirit to triumph over death.

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013The Swiss & Swedish Missions:

Meanwhile, the remaining Jewish population of Budapest were living at the same subsistence level as the general population, despite the claims of the political far right that they were having a cushy time. As a result of the persistent removals of rights, men away on compulsory forced labour, and the deaths of many in the process, mass impoverishment and demoralisation were more and more in evidence. Applications to officialdom from widows who had lost husbands went unanswered. The Jews’ yellow ration cards bought less food of inferior quality in the shops.

The Swedish and Swiss embassies and their diplomats Wallenberg, Anger and Lutz did all they could to ameliorate these conditions and to protect the Jews against recurrent threats of deportation, providing safe houses, exemptions from wearing yellow stars and from forced labour in the army. Wallenberg was appaled at the helplessness of the Jews crammed into the starred houses. Those in need were quickly given financial assistance. A wide range of Jews doing forced labour, who were reduced to rags, were helped and enabled to obtain shoes and clothing. A separate purchasing section of the Swedish Embassy was set up for this purpose.

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Wallenberg had arrived in Budapest on 9 July with a brief as embassy secretary of assessing and reporting on conditions in Hungary with a view to the organisation of further ‘humanitarian’ action. The director of the American War Refugee Bureau (WRB) and of OSS, Iver C Olsen, had chosen him for the mission in Hungary. He also had the backing of the US ambassador in Stockholm and the Swedish Foreign Ministry. He was charged with a number of tasks: in addition to reporting on the situation in the country, he was to build up and run a Swedish relief organisation, and to support persecuted Jews and registered persons in Budapest with a view to their rescue. He was to collaborate closely with the International Red Cross, thereby to organise escape routes in various directions. In this matter, from mid-July, he called on the services of Carl Lutz at the Swiss Consulate, from whom he learnt of the talks between the officials of the ‘Reich’ and the Hungarian authorities, and of the purpose and text of the Swiss protective documents.

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Carl Lutz, Switzerland’s Vice-Consul, worked from the US Legation, declaring seventy-two buildings in Budapest as annexes of the Swiss Legation, thereby saving over sixty thousand Jews. On 24 July, Lutz moved the Emigration Section to a building in the old business quarter of Pest. It was granted extra-territorial status, and the series of numbered emigration documents prepared in its offices was called a ‘collective passport’. This originally contained the names of 7,800 ’emigrating’ Hungarian Jews. From October, Swiss protective letters (Schutzbrief) in Hungarian and German were also issued. With the assistance of Zionist members of the opposition, these were steadily circulated to the nominated Jewish families, who also received certificates like the one pictured below which they could display on doors and in windows to declare their protection by the Swiss Consulate. When Szálasi came to power, these were mostly of symbolic value. Lutz’s wife, Gertrud Frankhauser was also devoted to this humanitarian work, and both of them were awarded the title of Righteous Among the Nations in Jerusalem later in their lives.

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Above: Daisy Lászlo, as named on her letter of protection
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(to be continued)